CIK: 0001728321
Total reported value
$1.9B
Reporting period: 2026-03-31 · Number of holdings: 1011
Kovack Advisors, Inc. disclosed 1011 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $1.9B and a quarterly turnover rate of 39.4%.
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Kovack Advisors, Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.008 — mathematically equivalent to about 122 equally-sized positions, well below its 1011 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.70), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 45% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim SLV
-79.3% -$26.5M
Add VGSH
+774.9% $20.9M
Trim SPMO
-71.1% -$24.7M
Trim MSFT
-30.5% -$27.3M
Trim SCHG
-94.4% -$18.5M
Trim META
-49.3% -$17.3M
Showing top 200 holdings (of 1011 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | NVDA | Nvidia CORP | Stock-Tech | 4.39% | -0.66% | -19.97% | |
| 2 | AAPL | Apple INC | Stock-Tech | 3.17% | -0.41% | -17.70% | |
| 3 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 2.97% | +0.13% | -4.73% | |
| 4 | AMZN | Amazon.com INC | Stock-Consumer Disc | 2.48% | -0.44% | -18.60% | |
| 5 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 2.10% | -0.18% | -16.08% | |
| 6 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 1.80% | +0.54% | +30.57% | |
| 7 | MSFT | Microsoft CORP | Stock-Tech | 1.66% | -1.06% | -30.53% | |
| 8 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 1.55% | -0.02% | -9.34% | |
| 9 | TSLA | Tesla INC | Stock-Consumer Disc | 1.30% | -0.51% | -24.86% | |
| 10 | VGSH | Vanguard Short-term Treasury | ETF-Gov Bonds | 1.26% | +1.13% | +774.87% | |
| 11 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.02% | -0.43% | -34.93% | |
| 12 | AVGO | Broadcom INC | Stock-Tech | 1.02% | -0.27% | -24.21% | |
| 13 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.84% | — | -6.60% | |
| 14 | MSTR 8 PERP | Strategy INC | Stock-Tech | 0.77% | — | +10.94% | |
| 15 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.76% | -0.70% | -49.28% | |
| 16 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.72% | — | -8.82% | |
| 17 | GLD | Spdr Gold Shares | ETF-Commodities | 0.71% | — | +8.42% | |
| 18 | BUFR | Ft Vest Lad Buffervetf-usd I | ETF-Other | 0.70% | — | +0.82% | |
| 19 | IDMO | Invesco S&p International De | ETF-Other | 0.70% | — | -15.92% | |
| 20 | PLTR | Palantir Technologies Inc-a | Stock-Tech | 0.66% | -0.12% | -11.48% | |
| 21 | XOM | Exxon Mobil CORP | Stock-Energy | 0.62% | +0.22% | -1.98% | |
| 22 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.61% | — | -3.09% | |
| 23 | VTV | Vanguard Value ETF | ETF-Other | 0.61% | — | -4.76% | |
| 24 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 0.60% | — | +0.99% | |
| 25 | QUAL | Ishares Msci USA Quality Fac | ETF-Other | 0.60% | +0.31% | +85.97% | |
| 26 | VEU | Vanguard Ftse All-world Ex-u | ETF-Other | 0.57% | +0.51% | +650.93% | |
| 27 | RDVY | First Trust Rising Dividend | ETF-Other | 0.57% | — | +3.10% | |
| 28 | WMT | Walmart INC | Stock-Consumer Staples | 0.55% | — | +2.94% | |
| 29 | PULS | Pgim Ultra Short Bond ETF | ETF-Other | 0.54% | — | +9.89% | |
| 30 | ITOT | Ishares Core S&p Total U.s. | ETF-Other | 0.54% | — | -9.67% | |
| 31 | CGDV | Cap Group Dividend Value | ETF-Other | 0.52% | — | +0.52% | |
| 32 | FTSM | First Trust Enh Short Mat Fd | ETF-Other | 0.52% | +0.33% | +140.79% | |
| 33 | XLK | Ss Technology Select Sector | ETF-Tech | 0.52% | — | -9.43% | |
| 34 | VUG | Vanguard Growth ETF | ETF-Other | 0.51% | — | -3.63% | |
| 35 | IBOC | International Bancshares Crp | Stock-Other | 0.51% | — | -6.91% | |
| 36 | SCHF | Schwab Intl Equity ETF | ETF-Other | 0.51% | — | -5.40% | |
| 37 | SPMO | Invesco S&p 500 Momentum ETF | ETF-Large Cap & Growth | 0.50% | -1.09% | -71.05% | |
| 38 | IWY | Ishares Russell Top 200 Grow | ETF-Other | 0.50% | +0.25% | +97.42% | |
| 39 | ADTN | Adtran Holdings INC | Stock-Other | 0.50% | — | -2.33% | |
| 40 | QQQM | Invesco Nasdaq 100 ETF | ETF-Tech | 0.49% | — | -2.20% | |
| 41 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.47% | — | +28.08% | |
| 42 | DYNF | Ishrs US E F R A Etf-usd INC | ETF-Other | 0.47% | — | -2.08% | |
| 43 | PSLV | Sprott Physical Silver Trust | Stock-Other | 0.45% | — | -1.20% | |
| 44 | CVX | Chevron CORP | Stock-Energy | 0.43% | — | -31.38% | |
| 45 | HD | Home Depot INC | Stock-Consumer Disc | 0.43% | -0.09% | -24.68% | |
| 46 | FDVV | Fidelity High Dividend ETF | ETF-Other | 0.42% | — | -6.43% | |
| 47 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.41% | — | -1.40% | |
| 48 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.40% | -0.22% | -38.93% | |
| 49 | SLV | Ishares Silver Trust | ETF-Commodities | 0.40% | -1.18% | -79.33% | |
| 50 | DIA | Ss Spdr Dow Jones Indus Avg | ETF-Large Cap & Growth | 0.39% | — | +3.65% |
Performance for Q3 2026
+2%
Performance Last 4 Quarters
+22.6%
Based on 78% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 1011 | $1.9B | 39 | |
| 2025-12-31 | 1013 | $2.2B | 71 | |
| 2025-09-30 | 611 | $1.1B | 38 | |
| 2025-06-30 | 618 | $1.0B | 0 | |
| 2025-03-31 | 577 | $944.6M | 100 | |
| 2024-12-31 | 610 | $1.0B | 0 | |
| 2024-09-30 | 586 | $944.2M | 0 | |
| 2024-06-30 | 572 | $908.7M | 0 | |
| 2024-03-31 | 472 | $825.9M | 0 | |
| 2023-12-31 | 572 | $841.9M | 0 | |
| 2023-09-30 | 551 | $717.0M | 0 | |
| 2023-06-30 | 580 | $780.4M | 0 | |
| 2023-03-31 | 605 | $733.6M | 0 | |
| 2022-12-31 | 577 | $684.2M | 0 | |
| 2022-09-30 | 587 | $680.9M | 0 | |
| 2022-06-30 | 637 | $757.8M | 0 | |
| 2022-03-31 | 762 | $973.5M | 0 | |
| 2021-12-31 | 728 | $1.0B | 0 | |
| 2021-09-30 | 721 | $920.1M | 0 | |
| 2021-06-30 | 722 | $878.5M | 100 | |
| 2021-03-31 | 657 | $769.5M | 31 | |
| 2020-12-31 | 646 | $694.8M | 31 | |
| 2020-09-30 | 549 | $561.9M | 24 | |
| 2020-06-30 | 510 | $513.7M | 36 | |
| 2020-03-31 | 478 | $433.0M | 46 | |
| 2019-12-31 | 502 | $559.4M | 31 | |
| 2019-09-30 | 551 | $487.4M | 25 | |
| 2019-06-30 | 503 | $437.5M | 27 | |
| 2019-03-31 | 485 | $401.1M | 26 | |
| 2018-12-31 | 434 | $342.0M | 29 | |
| 2018-09-30 | 490 | $387.8M | 34 | |
| 2018-06-30 | 433 | $358.0M | 45 | |
| 2018-03-31 | 493 | $398.6M | 38 | |
| 2017-12-31 | 480 | $395.7M | 40 | |
| 2017-09-30 | 384 | $301.5M | 26 | |
| 2017-06-30 | 405 | $316.9M | 35 | |
| 2017-03-31 | 327 | $256.8M | 34 | |
| 2016-12-31 | 294 | $210.2M | 62 | |
| 2016-09-30 | 288 | $205.4M | 37 | |
| 2016-06-30 | 292 | $188.4M | 36 | |
| 2016-03-31 | 264 | $160.0M | 39 | |
| 2015-12-31 | 256 | $151.7M | 35 | |
| 2015-09-30 | 240 | $143.3M | 45 | |
| 2015-06-30 | 226 | $141.4M | 32 | |
| 2015-03-31 | 193 | $118.4M | 53 | |
| 2014-12-31 | 186 | $96.9M | 74 | |
| 2014-09-30 | 132 | $68.0M | 42 | |
| 2014-06-30 | 123 | $68.9M | 100 | |
| 2014-03-31 | 87 | $29.2M | 67 | |
| 2013-12-31 | 77 | $18.4M | 60 | |
| 2013-09-30 | 73 | $19.5M | 70 | |
| 2013-06-30 | 62 | $17.0M | 63 |
Kovack Advisors, Inc.'s most significant position changes for 2026-03-31: Sold out: Teradyne INC (TER); New buy: Schwab Short-term US Treas (SCHO); Sold out: Iqvia Holdings INC (IQV); Sold out: Block INC (XYZ); Trim: Ishares Silver Trust (SLV) — shares -79.33%.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | VGSH | Vanguard Short-term Treasury | +1.1% | +774.87% | Add |
| 2 | VOO | Vanguard S&p 500 ETF | +0.5% | +30.57% | Add |
| 3 | VEU | Vanguard Ftse All-world Ex-u | +0.5% | +650.93% | Add |
| 4 | FTSM | First Trust Enh Short Mat Fd | +0.3% | +140.79% | Add |
| 5 | QUAL | Ishares Msci USA Quality Fac | +0.3% | +85.97% | Add |
| 6 | JAAA | Janus Henderson Aaa Clo ETF | +0.3% | +1242.50% | Add |
| 7 | DBMF | Imgp Dbi Managed Futures Str | +0.3% | +358.03% | Add |
| 8 | IWY | Ishares Russell Top 200 Grow | +0.3% | +97.42% | Add |
| 9 | XOM | Exxon Mobil CORP | +0.2% | -1.98% | Trim |
| 10 | ET | Energy Transfer LP | +0.2% | +108.21% | Add |
| 11 | VXUS | Vanguard Total Intl Stock | +0.2% | +409.96% | Add |
| 12 | IVV | Ishares Core S&p 500 ETF | +0.1% | -4.73% | Trim |
| 13 | QQQ | Invesco Qqq Trust Series 1 | 0% | -9.34% | Trim |
| 14 | HD | Home Depot INC | -0.1% | -24.68% | Trim |
| 15 | PLTR | Palantir Technologies Inc-a | -0.1% | -11.48% | Trim |
| 16 | GS | Goldman Sachs Group INC | -0.1% | -36.57% | Trim |
| 17 | GDX | Vaneck Gold Miners ETF | -0.1% | -66.13% | Trim |
| 18 | NOW | Servicenow INC | -0.1% | -16.59% | Trim |
| 19 | CRM | Salesforce INC | -0.1% | -60.65% | Trim |
| 20 | ISRG | Intuitive Surgical INC | -0.1% | -74.37% | Trim |
| 21 | IAU | Ishares Gold Trust | -0.2% | -60.72% | Trim |
| 22 | SPY | Ss Spdr S&p 500 ETF Trust-us | -0.2% | -16.08% | Trim |
| 23 | XMMO | Invesco S&p Midcap Momentum | -0.2% | -54.66% | Trim |
| 24 | PWR | Quanta Services INC | -0.2% | -87.61% | Trim |
| 25 | INTC | Intel CORP | -0.2% | -67.19% | Trim |
| 26 | VRT | Vertiv Holdings Co-a | -0.2% | -72.84% | Trim |
| 27 | JPM | Jpmorgan Chase & Co | -0.2% | -38.93% | Trim |
| 28 | RTX | Rtx CORP | -0.3% | -64.17% | Trim |
| 29 | AVGO | Broadcom INC | -0.3% | -24.21% | Trim |
| 30 | UNH | Unitedhealth Group INC | -0.3% | -70.26% | Trim |
| 31 | URI | United Rentals INC | -0.3% | -85.22% | Trim |
| 32 | SLVP | Ishares Msci Global Silver A | -0.3% | -97.42% | Trim |
| 33 | PANW | Palo Alto Networks INC | -0.4% | -73.26% | Trim |
| 34 | SILJ | Amplify Junior Silver Miners | -0.4% | -96.73% | Trim |
| 35 | AAPL | Apple INC | -0.4% | -17.70% | Trim |
| 36 | JAZZ | Jazz Pharmaceuticals plc | -0.4% | -97.94% | Trim |
| 37 | GOOGL | Alphabet Inc-cl A | -0.4% | -34.93% | Trim |
| 38 | AMZN | Amazon.com INC | -0.4% | -18.60% | Trim |
| 39 | VST | Vistra CORP | -0.4% | -89.22% | Trim |
| 40 | TSLA | Tesla INC | -0.5% | -24.86% | Trim |
| 41 | NVDA | Nvidia CORP | -0.7% | -19.97% | Trim |
| 42 | META | Meta Platforms Inc-class A | -0.7% | -49.28% | Trim |
| 43 | SCHG | Schwab US Large-cap Growth | -0.9% | -94.38% | Trim |
| 44 | MSFT | Microsoft CORP | -1.1% | -30.53% | Trim |
| 45 | SPMO | Invesco S&p 500 Momentum ETF | -1.1% | -71.05% | Trim |
| 46 | SLV | Ishares Silver Trust | -1.2% | -79.33% | Trim |
| 47 | TER | Teradyne INC | — | EXIT | Sold out |
| 48 | SCHO | Schwab Short-term US Treas | — | NEW | New buy |
| 49 | IQV | Iqvia Holdings INC | — | EXIT | Sold out |
| 50 | XYZ | Block INC | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-05-13 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-02-17 | Amendment | View on EDGAR |
| 2025-12-31 | 2026-02-12 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-11-10 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-08-04 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-05-06 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-02-05 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-11-05 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-08-05 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-04-19 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-02-02 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-10-19 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-07-21 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-04-21 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-02-22 | 13F-HR | View on EDGAR |
| 2022-09-30 | 2022-11-14 | 13F-HR | View on EDGAR |
| 2022-06-30 | 2022-08-10 | 13F-HR | View on EDGAR |
| 2022-03-31 | 2022-05-16 | 13F-HR | View on EDGAR |
| 2021-12-31 | 2022-01-18 | 13F-HR | View on EDGAR |
| 2021-09-30 | 2021-11-03 | 13F-HR | View on EDGAR |
| 2021-06-30 | 2021-07-29 | 13F-HR | View on EDGAR |
| 2021-03-31 | 2021-05-04 | 13F-HR | View on EDGAR |
| 2020-12-31 | 2021-01-14 | 13F-HR | View on EDGAR |
| 2020-09-30 | 2020-11-02 | 13F-HR | View on EDGAR |
| 2020-06-30 | 2020-07-31 | 13F-HR | View on EDGAR |
| 2020-03-31 | 2020-04-30 | 13F-HR | View on EDGAR |
| 2019-12-31 | 2020-01-29 | 13F-HR | View on EDGAR |
| 2019-09-30 | 2019-10-31 | 13F-HR | View on EDGAR |
| 2019-06-30 | 2019-08-14 | 13F-HR | View on EDGAR |
| 2019-03-31 | 2019-05-03 | 13F-HR | View on EDGAR |
| 2018-12-31 | 2019-02-06 | 13F-HR | View on EDGAR |
| 2018-09-30 | 2018-10-09 | 13F-HR | View on EDGAR |
| 2018-06-30 | 2018-08-01 | 13F-HR | View on EDGAR |
| 2018-03-31 | 2018-05-15 | 13F-HR | View on EDGAR |
| 2017-12-31 | 2018-05-15 | Amendment | View on EDGAR |
| 2017-12-31 | 2018-02-01 | 13F-HR | View on EDGAR |
| 2017-09-30 | 2018-08-02 | 13F-HR | View on EDGAR |
| 2017-06-30 | 2018-08-30 | 13F-HR | View on EDGAR |
| 2017-03-31 | 2018-09-05 | 13F-HR | View on EDGAR |
| 2016-12-31 | 2018-09-10 | 13F-HR | View on EDGAR |
| 2016-09-30 | 2018-09-25 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2018-10-01 | 13F-HR | View on EDGAR |
| 2016-03-31 | 2018-10-12 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2018-10-18 | 13F-HR | View on EDGAR |
| 2015-09-30 | 2018-10-29 | 13F-HR | View on EDGAR |
| 2015-06-30 | 2018-11-06 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2018-11-13 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2018-11-19 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2018-12-04 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2018-12-18 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2019-01-28 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2019-03-15 | 13F-HR | View on EDGAR |
| 2013-09-30 | 2019-04-09 | 13F-HR | View on EDGAR |
| 2013-06-30 | 2019-05-07 | 13F-HR | View on EDGAR |
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