Kovack Advisors, Inc. — Q1 2017 13F Holdings

Name: Kovack Advisors, Inc. — 13F Holdings, Q1 2017
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001728321

Total reported value

$1.9B

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Full holdings list this quarter

Showing top 200 holdings (of 298 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	8.65%	-0.18%	-1.01%
2	AAPL	Apple INC	Stock-Tech	6.73%	-0.41%	-13.37%
3	FVD	First Trust Value Line Dvd	ETF-Other	5.05%	—	+2.64%
4	AMZN	Amazon.com INC	Stock-Consumer Disc	2.83%	-0.44%	+142.46%
5	META	Meta Platforms Inc-class A	Stock-Comm Services	1.79%	-0.70%	+30.19%
6	VIG	Vanguard Dividend Apprec ETF	ETF-Other	1.73%	—	+1.32%
7	IGSB	Ishares 1-5y Inv Grade CORP	ETF-Other	1.72%	—	+64.29%
8	VCSH	Vanguard S/t CORP Bond ETF	ETF-Corp Bonds	1.72%	—	-1.24%
9	AGG	Ishares Core U.s. Aggregate	ETF-Other	1.66%	—	-0.67%
10	NAD	Nuveen Quality Municipal Income Fund	Stock-Other	1.49%	—	+6.97%
11	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	1.44%	—	+56.71%
12	ONEQ	Fidelity Nasdaq Comp Indx	ETF-Tech	1.38%	—	+25.88%
13	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	1.28%	-0.43%	+26.74%
14	EGFIX	Edgewood Growth Fund-inst	Stock-Other	1.12%	—	—
15	JNJ	Johnson & Johnson	Stock-Healthcare	1.03%	—	+17.42%
16	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	0.97%	+0.13%	+71.29%
17	VZ	Verizon Communications INC	Stock-Comm Services	0.95%	—	+29.57%
18	SRLN	Ss Blackstone Sr Loan ETF	ETF-Other	0.94%	—	-0.20%
19	IYF	Ishares US Financials ETF	ETF-Other	0.88%	—	+17.72%
20	DIS	Walt Disney Co/the	Stock-Comm Services	0.81%	—	-19.71%
21	XOM	Exxon Mobil CORP	Stock-Energy	0.79%	+0.22%	+71.42%
22	T	At&t INC	Stock-Comm Services	0.79%	—	-5.97%
23	DON	Wisdomtree US Midcap Dividen	ETF-Other	0.68%	—	+79.52%
24	VBND	Vident US Bond Strat ETF	ETF-Other	0.64%	—	-5.19%
25	SBUX	Starbucks CORP	Stock-Consumer Disc	0.60%	—	-26.00%
26	VUSE	Vident US Eqty Strat ETF	ETF-Other	0.60%	—	-2.74%
27	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.60%	—	-40.82%
28	VIDI	Vident Intl Eqty Strat ETF	ETF-Other	0.59%	—	-2.22%
29	VTV	Vanguard Value ETF	ETF-Other	0.59%	—	+3.55%
30	WMT	Walmart INC	Stock-Consumer Staples	0.59%	—	-6.11%
31	DLN	Wisdomtree US Largecap Divid	ETF-Other	0.58%	—	+48.47%
32	CVX	Chevron CORP	Stock-Energy	0.56%	—	-21.82%
33	BSV	Vanguard Short-term Bond ETF	ETF-Other	0.56%	—	+1.66%
34	VNQ	Vanguard Real Estate ETF	ETF-Other	0.56%	—	+108.49%
35	HD	Home Depot INC	Stock-Consumer Disc	0.55%	-0.09%	+42.44%
36	AEP	American Electric Power Company, Inc.	Stock-Utilities	0.55%	—	-23.96%
37	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	0.54%	—	—
38	MSFT	Microsoft CORP	Stock-Tech	0.53%	-1.06%	+18.98%
39	ILCG	Ishares Morningstar Growth E	ETF-Other	0.52%	—	-7.60%
40	MAT	Mattel INC	Stock-Consumer Disc	0.50%	—	—
41	V	Visa Inc-class A Shares	Stock-Financials	0.47%	—	+59.48%
42	LMT	Lockheed Martin CORP	Stock-Industrials	0.47%	—	+263.10%
43	PANW	Palo Alto Networks INC	Stock-Tech	0.47%	-0.37%	+90.28%
44	✓		Stock-Other	0.46%	—	+11.93%
45	GLD	Spdr Gold Shares	ETF-Commodities	0.45%	—	+9.11%
46	VB	Vanguard Small-cap ETF	ETF-Other	0.43%	—	+33.65%
47	ULTA	Ulta Beauty INC	Stock-Consumer Disc	0.43%	—	+57.46%
48	DBDEUR	Diebold Nixdorf INC	Stock-Other	0.42%	—	-13.28%
49	DVY	Ishares Select Dividend ETF	ETF-Other	0.41%	—	+36.39%
50	WM	Waste Management INC	Stock-Industrials	0.40%	—	+43.84%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Kovack Advisors, Inc. for the quarter ending Q1 2017, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	AMZN	Amazon.com INC	+1.6%	+142.46%	Add
2	IGSB	Ishares 1-5y Inv Grade CORP	+0.4%	+64.29%	Add
3	META	Meta Platforms Inc-class A	+0.4%	+30.19%	Add
4	VTI	Vanguard Total Stock Mkt ETF	+0.4%	+56.71%	Add
5	LMT	Lockheed Martin CORP	+0.3%	+263.10%	Add
6	IVV	Ishares Core S&p 500 ETF	+0.3%	+71.29%	Add
7	DON	Wisdomtree US Midcap Dividen	+0.2%	+79.52%	Add
8	VNQ	Vanguard Real Estate ETF	+0.2%	+108.49%	Add
9	IYW	Ishares Ustechnology ETF	+0.2%	+212.50%	Add
10	IVE	Ishares S&p 500 Value ETF	+0.2%	+273.54%	Add
11	VXUS	Vanguard Total Intl Stock	+0.2%	+206.32%	Add
12	REGN	Regeneron Pharmaceuticals	+0.2%	+149.58%	Add
13	AXP	American Express Company	+0.2%	+196.12%	Add
14	XOM	Exxon Mobil CORP	+0.2%	+71.42%	Add
15	ONEQ	Fidelity Nasdaq Comp Indx	+0.2%	+25.88%	Add
16	V	Visa Inc-class A Shares	+0.2%	+59.48%	Add
17	IVW	Ishares S&p 500 Growth ETF	+0.2%	+150.31%	Add
18	TIP	Ishares Tips Bond ETF	+0.2%	+189.03%	Add
19	NOC	Northrop Grumman CORP	+0.2%	+180.30%	Add
20	PANW	Palo Alto Networks INC	+0.1%	+90.28%	Add
21	GOOGL	Alphabet Inc-cl A	+0.1%	+26.74%	Add
22	ULTA	Ulta Beauty INC	+0.1%	+57.46%	Add
23	DLN	Wisdomtree US Largecap Divid	+0.1%	+48.47%	Add
24	HD	Home Depot INC	+0.1%	+42.44%	Add
25	JNJ	Johnson & Johnson	0%	+17.42%	Add
26	NFLX	Netflix INC	-0.3%	-52.43%	Trim
27	NVDA	Nvidia CORP	-0.3%	-52.52%	Trim
28	SBUX	Starbucks CORP	-0.3%	-26.00%	Trim
29	AEP	American Electric Power Company, Inc.	-0.4%	-23.96%	Trim
30	CVX	Chevron CORP	-0.4%	-21.82%	Trim
31	PG	Procter & Gamble Co/the	-0.6%	-40.82%	Trim
32	FVD	First Trust Value Line Dvd	-0.8%	+2.64%	Add
33	AAPL	Apple INC	-0.9%	-13.37%	Trim
34	SPY	Ss Spdr S&p 500 ETF Trust-us	-1.5%	-1.01%	Trim
35	EGFIX	Edgewood Growth Fund-inst	—	NEW	New buy
36	✓	Profunds Ind Ultsec Inv	—	EXIT	Sold out
37	BRK-B	Berkshire Hathaway Inc-cl B	—	NEW	New buy
38	MAT	Mattel INC	—	NEW	New buy
39	RDS-A	Shell Plc-spon Adr-a	—	NEW	New buy
40	VWO	Vanguard Ftse Emerging Marke	—	NEW	New buy
41	MSEX	Middlesex Water Co	—	EXIT	Sold out
42	MASI*	Masimo CORP	—	NEW	New buy
43	IAT	Ishares US Regional Banks Et	—	NEW	New buy
44	STZ	Constellation Brands Inc-a	—	NEW	New buy
45	AMD	Advanced Micro Devices	—	EXIT	Sold out
46	RCS	Pimco Strategic Income Fund	—	NEW	New buy
47	HAIN	Hain Celestial Group INC	—	NEW	New buy
48	KEMUSD	Kemet CORP	—	NEW	New buy
49	ROK	Rockwell Automation INC	—	NEW	New buy
50	CCL1EUR	Carnival CORP LTD	—	NEW	New buy