Kovack Advisors, Inc. — Q4 2015 13F Holdings

Name: Kovack Advisors, Inc. — 13F Holdings, Q4 2015
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001728321

Total reported value

$1.9B

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Full holdings list this quarter

Showing top 200 holdings (of 211 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	AAPL	Apple INC	Stock-Tech	7.37%	-0.41%	+5.02%
2	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	4.71%	-0.18%	-18.31%
3	VCSH	Vanguard S/t CORP Bond ETF	ETF-Corp Bonds	3.17%	—	+3.18%
4	FPX	First Trust US Equity Opport	ETF-Other	2.65%	—	+6.11%
5	SCHD	Schwab U.S. Dividend Equity ETF	ETF-Other	2.40%	—	-1.01%
6	ONEQ	Fidelity Nasdaq Comp Indx	ETF-Tech	2.25%	—	+1.21%
7	VIDI	Vident Intl Eqty Strat ETF	ETF-Other	1.77%	—	—
8	VIG	Vanguard Dividend Apprec ETF	ETF-Other	1.63%	—	-2.13%
9	DBEF	Xtrackers Msci Eafe Hedged E	ETF-Other	1.55%	—	+3.81%
10	PG	Procter & Gamble Co/the	Stock-Consumer Staples	1.53%	—	-3.23%
11	IGSB	Ishares 1-5y Inv Grade CORP	ETF-Other	1.52%	—	-14.41%
12	VBND	Vident US Bond Strat ETF	ETF-Other	1.43%	—	—
13	VUG	Vanguard Growth ETF	ETF-Other	1.42%	—	+9.00%
14	WMT	Walmart INC	Stock-Consumer Staples	1.35%	—	+3.45%
15	IYF	Ishares US Financials ETF	ETF-Other	1.32%	—	+0.18%
16	AEP	American Electric Power Company, Inc.	Stock-Utilities	1.30%	—	+9.45%
17	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	1.10%	—	-3.05%
18	BSV	Vanguard Short-term Bond ETF	ETF-Other	1.07%	—	+9.72%
19	VZ	Verizon Communications INC	Stock-Comm Services	0.99%	—	+10.49%
20	VUSE	Vident US Eqty Strat ETF	ETF-Other	0.98%	—	—
21	T	At&t INC	Stock-Comm Services	0.94%	—	+12.90%
22	CVX	Chevron CORP	Stock-Energy	0.93%	—	-34.17%
23	FV	First Trust Dw Focus 5 Fund	ETF-Other	0.89%	—	-1.29%
24	DIS	Walt Disney Co/the	Stock-Comm Services	0.87%	—	+17.43%
25	FEX	First Trust Large Cap Core A	ETF-Large Cap & Growth	0.87%	—	-1.07%
26	GILD	Gilead Sciences INC	Stock-Healthcare	0.86%	—	+19.29%
27	XOM	Exxon Mobil CORP	Stock-Energy	0.84%	+0.22%	+39.08%
28	XLY	Ss Consumer Disc Select Sect	ETF-Other	0.83%	—	+1.71%
29	JNJ	Johnson & Johnson	Stock-Healthcare	0.82%	—	-5.96%
30	VB	Vanguard Small-cap ETF	ETF-Other	0.80%	—	-3.62%
31	ILCG	Ishares Morningstar Growth E	ETF-Other	0.79%	—	+0.28%
32	META	Meta Platforms Inc-class A	Stock-Comm Services	0.78%	-0.70%	+3.27%
33	MAT	Mattel INC	Stock-Consumer Disc	0.77%	—	+0.71%
34	AGG	Ishares Core U.s. Aggregate	ETF-Other	0.73%	—	+10.71%
35	XLV	Ss Health Care Select Sector	ETF-Other	0.69%	—	+101.54%
36	✓	Powershares Qqq Trust Ser 1	Stock-Other	0.67%	—	+18.50%
37	HYS	Pimco 0-5 Year H/y CORP Bond	ETF-Corp Bonds	0.66%	—	-24.84%
38	GSK	GSK plc ADRhedged	Stock-Healthcare	0.64%	—	+0.19%
39	NFLX	Netflix INC	Stock-Comm Services	0.61%	—	+22.99%
40	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	0.60%	+0.13%	+18.46%
41	FVD	First Trust Value Line Dvd	ETF-Other	0.59%	—	-6.67%
42	IAUUSD	Ishares Gold Trust	ETF-Commodities	0.59%	—	—
43	DIA	Ss Spdr Dow Jones Indus Avg	ETF-Large Cap & Growth	0.58%	—	-9.55%
44	SRLN	Ss Blackstone Sr Loan ETF	ETF-Other	0.58%	—	+138.32%
45	SHW	Sherwin-williams Co/the	Stock-Materials	0.57%	—	-0.28%
46	V	Visa Inc-class A Shares	Stock-Financials	0.57%	—	+33.59%
47	DOC	Healthpeak Properties, Inc.	Stock-Real Estate	0.56%	—	-0.04%
48	OHI	Omega Healthcare Investors	Stock-Real Estate	0.54%	—	+0.76%
49	AMZN	Amazon.com INC	Stock-Consumer Disc	0.54%	-0.44%	+34.66%
50	✓	Powershares ETF Trust	ETF-Other	0.51%	—	+0.47%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Kovack Advisors, Inc. for the quarter ending Q4 2015, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	XLV	Ss Health Care Select Sector	+0.4%	+101.54%	Add
2	SRLN	Ss Blackstone Sr Loan ETF	+0.3%	+138.32%	Add
3	AEP	American Electric Power Company, Inc.	+0.3%	+9.45%	Add
4	XOM	Exxon Mobil CORP	+0.2%	+39.08%	Add
5	AMZN	Amazon.com INC	+0.2%	+34.66%	Add
6	✓	Guggenheim S&p 500 Pure Growth	+0.2%	+130.19%	Add
7	FXG	First Trust Consumer Staples	+0.2%	+61.94%	Add
8	FPX	First Trust US Equity Opport	+0.1%	+6.11%	Add
9	VUG	Vanguard Growth ETF	+0.1%	+9.00%	Add
10	ONEQ	Fidelity Nasdaq Comp Indx	+0.1%	+1.21%	Add
11	AXP	American Express Co	-0.2%	-46.47%	Trim
12	HYS	Pimco 0-5 Year H/y CORP Bond	-0.3%	-24.84%	Trim
13	IGSB	Ishares 1-5y Inv Grade CORP	-0.4%	-14.41%	Trim
14	CVX	Chevron CORP	-0.4%	-34.17%	Trim
15	AMLPUSD	Alerian Mlp ETF	-0.7%	-75.97%	Trim
16	SPY	Ss Spdr S&p 500 ETF Trust-us	-1%	-18.31%	Trim
17	AKS1EUR	Ak Steel Holding CORP	—	EXIT	Sold out
18	VIDI	Vident Intl Eqty Strat ETF	—	NEW	New buy
19	VBND	Vident US Bond Strat ETF	—	NEW	New buy
20	VUSE	Vident US Eqty Strat ETF	—	NEW	New buy
21	USX1	United States Steel CORP	—	EXIT	Sold out
22	DGRW	Wisdomtree U.s. Quality Divi	—	EXIT	Sold out
23	IWS	Ishares Russell Mid-cap Valu	—	EXIT	Sold out
24	IAUUSD	Ishares Gold Trust	—	NEW	New buy
25	GOOG	Alphabet Inc-cl C	—	NEW	New buy
26	UNP	Union Pacific CORP	—	EXIT	Sold out
27	✓	Google INC Class C	—	EXIT	Sold out
28	90002USD	Guggenheim Bulletshares 2018	—	EXIT	Sold out
29	WBA	Walgreens Boots Alliance INC	—	NEW	New buy
30	GOOGL	Alphabet Inc-cl A	—	NEW	New buy
31	ABBV	Abbvie INC	—	EXIT	Sold out
32	DFSEUR	Discover Financial Services	—	NEW	New buy
33	✓		—	EXIT	Sold out
34	AMN	Amn Healthcare Services INC	—	EXIT	Sold out
35	GOOG	Alphabet A	—	EXIT	Sold out
36	XRT	Ss Spdr S&p Retail ETF	—	EXIT	Sold out
37	IYW	Ishares Ustechnology ETF	—	NEW	New buy
38	SJNK	Ss Spdr Bb St Hi Yield ETF	—	EXIT	Sold out
39	AMBA	Ambarella, Inc.	—	EXIT	Sold out
40	XLE	Ss Energy Select Sector	—	EXIT	Sold out
41	PM	Philip Morris International	—	NEW	New buy
42	TIBIX	Thornburg Invest INC Bld-i	—	NEW	New buy
43	PSQUSD	Proshares Short Qqq	—	EXIT	Sold out
44	WMB	Williams Cos INC	—	EXIT	Sold out
45	TGT	Target CORP	—	NEW	New buy
46	PFE	Pfizer INC	—	NEW	New buy
47	FDIS	Fidelity Msci Cons Discr Ind	—	NEW	New buy
48	✓		—	EXIT	Sold out
49	HDV	Ishares Core High Dividend E	—	NEW	New buy
50	IWV	Ishares Russell 3000 ETF	—	NEW	New buy