Kovack Advisors, Inc. — Q1 2014 13F Holdings

Name: Kovack Advisors, Inc. — 13F Holdings, Q1 2014
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001728321

Total reported value

$1.9B

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	AAPL	Apple INC	Stock-Tech	12.94%	-0.41%	+90.35%
2	VIG	Vanguard Dividend Apprec ETF	ETF-Other	4.98%	—	—
3	VCSH	Vanguard S/t CORP Bond ETF	ETF-Corp Bonds	4.87%	—	—
4	DIA	Ss Spdr Dow Jones Indus Avg	ETF-Large Cap & Growth	4.76%	—	+1.32%
5	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	4.32%	-0.18%	—
6	SDY	Ss Spdr S&p Dividend ETF	ETF-Other	4.05%	—	+226.07%
7	✓	Proshares	Stock-Other	3.52%	—	—
8	GOF	Guggenheim Strategic Opportunities Fund	Stock-Other	3.04%	—	+223.69%
9	AMLPUSD	Alerian Mlp ETF	ETF-Other	2.72%	—	—
10	PG	Procter & Gamble Co/the	Stock-Consumer Staples	2.71%	—	-0.05%
11	SCHD	Schwab U.S. Dividend Equity ETF	ETF-Other	2.33%	—	—
12	T	At&t INC	Stock-Comm Services	1.86%	—	+2.18%
13	FVD	First Trust Value Line Dvd	ETF-Other	1.78%	—	+0.40%
14	XLP	Ss Consumer Staples Sel Sect	ETF-Other	1.68%	—	—
15	WMB	Williams Cos INC	Stock-Energy	1.60%	—	-19.85%
16	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	1.58%	+0.13%	+5.95%
17	FLOT	Ishares Floating Rate Bond E	ETF-Other	1.42%	—	-1.29%
18	META	Meta Platforms Inc-class A	Stock-Comm Services	1.37%	-0.70%	+11.11%
19	IYF	Ishares US Financials ETF	ETF-Other	1.35%	—	—
20	XLY	Ss Consumer Disc Select Sect	ETF-Other	1.35%	—	—
21	ETN	Eaton Corporation plc	Stock-Industrials	1.32%	—	-7.95%
22	IJS	Ishares S&p Small-cap 600 Va	ETF-Other	1.28%	—	+7.27%
23	XOM	Exxon Mobil CORP	Stock-Energy	1.24%	+0.22%	+2.76%
24	IJK	Ishares S&p Mid-cap 400 Grow	ETF-Other	1.20%	—	+17.94%
25	XOPUSD	Spdr S&p Oil & Gas Exp & Pr	ETF-Other	1.18%	—	—
26	F	Ford Motor Co	Stock-Consumer Disc	1.16%	—	+15.49%
27	AEP	American Electric Power Company, Inc.	Stock-Utilities	1.13%	—	+13.75%
28	SMHC	VanEck China Semiconductor ETF	ETF-Emerging Markets	1.12%	—	—
29	IWC	Ishares Micro-cap ETF	ETF-Other	1.12%	—	+3.72%
30	IVW	Ishares S&p 500 Growth ETF	ETF-Large Cap & Growth	1.10%	—	—
31	IJT	Ishares S&p Small-cap 600 Gr	ETF-Other	1.09%	—	+6.79%
32	IJR	Ishares Core S&p Small-cap E	ETF-Small Cap	1.09%	—	+7.02%
33	BP	Bp Plc-spons Adr	Stock-Energy	1.06%	—	-18.65%
34	XLF	Ss Financial Select Sector	ETF-Other	1.02%	—	+24.02%
35	MSFT	Microsoft CORP	Stock-Tech	0.98%	-1.06%	-16.74%
36	BAC	Bank Of America CORP	Stock-Financials	0.94%	—	+7.63%
37	XEVVX	Eaton Vance LTD Durat INC	Stock-Other	0.90%	—	—
38	✓	Rydex ETF Trust	ETF-Other	0.90%	—	+1.37%
39	DVY	Ishares Select Dividend ETF	ETF-Other	0.87%	—	+16.20%
40	✓	Powershares Qqq Trust Ser 1	Stock-Other	0.85%	—	+5.64%
41	MO	Altria Group INC	Stock-Consumer Staples	0.83%	—	+0.18%
42	BMY	Bristol-myers Squibb Co	Stock-Healthcare	0.79%	—	+8.37%
43	IBM	Intl Business Machines CORP	Stock-Tech	0.77%	—	+0.08%
44	GOOG	Alphabet A	Stock-Comm Services	0.74%	—	-20.09%
45	VZ	Verizon Communications INC	Stock-Comm Services	0.74%	—	-2.17%
46	MRK	Merck & Co. INC.	Stock-Healthcare	0.73%	—	-16.59%
47	✓	Guggenheim S&p 500 Pure Growth	Stock-Other	0.72%	—	+0.07%
48	EPD	Enterprise Products Partners	Stock-Energy	0.71%	—	—
49	TKR	Timken Co	Stock-Industrials	0.70%	—	—
50	✓	Rydex ETF Trust	ETF-Other	0.70%	—	+0.07%

1–50 of 70

Holding changes this quarter

Position changes disclosed by Kovack Advisors, Inc. for the quarter ending Q1 2014, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	SDY	Ss Spdr S&p Dividend ETF	+2%	+226.07%	Add
2	GOF	Guggenheim Strategic Opportunities Fund	+1.5%	+223.69%	Add
3	AAPL	Apple INC	+0.9%	+90.35%	Add
4	BAC	Bank Of America CORP	-0.2%	+7.63%	Add
5	XLF	Ss Financial Select Sector	-0.3%	+24.02%	Add
6	META	Meta Platforms Inc-class A	-0.3%	+11.11%	Add
7	DVY	Ishares Select Dividend ETF	-0.4%	+16.20%	Add
8	IJK	Ishares S&p Mid-cap 400 Grow	-0.5%	+17.94%	Add
9	F	Ford Motor Co	-0.5%	+15.49%	Add
10	MRK	Merck & Co. INC.	-0.6%	-16.59%	Trim
11	GOOG	Alphabet A	-0.7%	-20.09%	Trim
12	MSFT	Microsoft CORP	-0.9%	-16.74%	Trim
13	XOM	Exxon Mobil CORP	-0.9%	+2.76%	Add
14	BP	Bp Plc-spons Adr	-1.1%	-18.65%	Trim
15	ETN	Eaton Corporation plc	-1.1%	-7.95%	Trim
16	WMB	Williams Cos INC	-1.4%	-19.85%	Trim
17	PG	Procter & Gamble Co/the	-1.9%	-0.05%	Trim
18	DIA	Ss Spdr Dow Jones Indus Avg	-3.1%	+1.32%	Add
19	VIG	Vanguard Dividend Apprec ETF	—	NEW	New buy
20	VCSH	Vanguard S/t CORP Bond ETF	—	NEW	New buy
21	SPY	Ss Spdr S&p 500 ETF Trust-us	—	NEW	New buy
22	✓	Proshares	—	NEW	New buy
23	AMLPUSD	Alerian Mlp ETF	—	NEW	New buy
24	SCHD	Schwab U.S. Dividend Equity ETF	—	NEW	New buy
25	XLP	Ss Consumer Staples Sel Sect	—	NEW	New buy
26	IYF	Ishares US Financials ETF	—	NEW	New buy
27	XLY	Ss Consumer Disc Select Sect	—	NEW	New buy
28	XOPUSD	Spdr S&p Oil & Gas Exp & Pr	—	NEW	New buy
29	SMHC	VanEck China Semiconductor ETF	—	NEW	New buy
30	IVW	Ishares S&p 500 Growth ETF	—	NEW	New buy
31	SCZ	Ishares Msci Eafe Small-cap	—	EXIT	Sold out
32	XEVVX	Eaton Vance LTD Durat INC	—	NEW	New buy
33	RDS-A	Shell Plc-spon Adr-a	—	EXIT	Sold out
34	SHY	Ishares 1-3 Year Treasury Bo	—	EXIT	Sold out
35	REYN	Reynolds Consumer Products Inc.	—	EXIT	Sold out
36	JNJ	Johnson & Johnson	—	EXIT	Sold out
37	VOD	Vodafone Group Public Limited Company	—	EXIT	Sold out
38	TKR	Timken Co	—	NEW	New buy
39	TBF	Proshares Short 20+ Treasury	—	NEW	New buy
40	✓	Carter Validus Mission Critical REIT, Inc.	—	EXIT	Sold out
41	ARL	American Realty Capital Properties Inc	—	NEW	New buy
42	✓	Rf Microdevices INC	—	NEW	New buy
43	✓	Organovo Hldgs INC	—	NEW	New buy
44	✓	Healthcare Trust Of America	—	EXIT	Sold out
45	AT	Atlantic Power CORP	—	EXIT	Sold out
46	✓	Ing	—	EXIT	Sold out
47	NWBO	Northwest Biotherapeutics	—	EXIT	Sold out
48	FNMA	Fannie Mae	—	EXIT	Sold out
49	✓	Venaxis INC	—	EXIT	Sold out
50	✓	Denison Mines CORP	—	NEW	New buy