Kovack Advisors, Inc. — Q4 2018 13F Holdings

Name: Kovack Advisors, Inc. — 13F Holdings, Q4 2018
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001728321

Total reported value

$1.9B

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Full holdings list this quarter

Showing top 200 holdings (of 408 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	5.15%	-0.18%	+11.55%
2	AAPL	Apple INC	Stock-Tech	5.12%	-0.41%	+5.05%
3	AMZN	Amazon.com INC	Stock-Consumer Disc	3.12%	-0.44%	+26.39%
4	DIA	Ss Spdr Dow Jones Indus Avg	ETF-Large Cap & Growth	2.23%	—	+147.63%
5	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	1.64%	—	-0.91%
6	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	1.48%	+0.13%	+5.84%
7	RDVY	First Trust Rising Dividend	ETF-Other	1.44%	—	+147.48%
8	USMV	Ishares Msci USA Min Vol Fac	ETF-Other	1.19%	—	-3.11%
9	NAD	Nuveen Quality Municipal Income Fund	Stock-Other	1.18%	—	+5.40%
10	MSFT	Microsoft CORP	Stock-Tech	1.16%	-1.06%	+0.60%
11	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	1.14%	-0.43%	-9.75%
12	VTV	Vanguard Value ETF	ETF-Other	1.08%	—	+3.66%
13	T	At&t INC	Stock-Comm Services	1.05%	—	-7.95%
14	ARKW	Ark Next Generation Internet	ETF-Other	1.04%	—	+64.04%
15	JNJ	Johnson & Johnson	Stock-Healthcare	1.01%	—	+2.78%
16	VIG	Vanguard Dividend Apprec ETF	ETF-Other	1.00%	—	+54.56%
17	SRLN	Ss Blackstone Sr Loan ETF	ETF-Other	0.99%	—	-1.02%
18	QQQ	Invesco Qqq Trust Series 1	ETF-Tech	0.98%	-0.02%	+17.94%
19	XHE	Ss Spdr S&p Hc Equip ETF	ETF-Other	0.95%	—	+10.80%
20	IJR	Ishares Core S&p Small-cap E	ETF-Small Cap	0.89%	—	+27.86%
21	META	Meta Platforms Inc-class A	Stock-Comm Services	0.86%	-0.70%	+4.71%
22	ITA	Ishares U.s. Aerospace & Def	ETF-Other	0.83%	—	-3.92%
23	ONEQ	Fidelity Nasdaq Comp Indx	ETF-Tech	0.83%	—	+128.09%
24	HD	Home Depot INC	Stock-Consumer Disc	0.79%	-0.09%	+3.76%
25	PFE	Pfizer INC	Stock-Healthcare	0.74%	—	+2.20%
26	XLK	Ss Technology Select Sector	ETF-Tech	0.70%	—	+35.98%
27	XAR	Ss Spdr S&p Aerospace Def	ETF-Other	0.69%	—	+14.46%
28	CVX	Chevron CORP	Stock-Energy	0.66%	—	-4.11%
29	VZ	Verizon Communications INC	Stock-Comm Services	0.66%	—	+13.17%
30	BSV	Vanguard Short-term Bond ETF	ETF-Other	0.62%	—	+2.58%
31	V	Visa Inc-class A Shares	Stock-Financials	0.61%	—	-2.09%
32	BA	Boeing Co/the	Stock-Industrials	0.61%	—	-0.77%
33	FLTR	Vaneck Ig Floating Rate ETF	ETF-Other	0.60%	—	+1.76%
34	VRIG	Invesco Variable Rate Invest	ETF-Other	0.59%	—	+0.64%
35	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.59%	—	+9.29%
36	XOM	Exxon Mobil CORP	Stock-Energy	0.57%	+0.22%	+15.34%
37	RPG	Invesco S&p 500 Pure Growth	ETF-Large Cap & Growth	0.56%	—	—
38	CSCO	Cisco Systems INC	Stock-Tech	0.54%	—	+4.79%
39	DIS	Walt Disney Co/the	Stock-Comm Services	0.53%	—	+11.35%
40	NEAR	Ishares Sh Dba ETF Usd INC	ETF-Other	0.53%	—	-6.39%
41	LMT	Lockheed Martin CORP	Stock-Industrials	0.52%	—	+0.35%
42	VCSH	Vanguard S/t CORP Bond ETF	ETF-Corp Bonds	0.52%	—	+0.30%
43	VNQ	Vanguard Real Estate ETF	ETF-Other	0.52%	—	-3.79%
44	VUSE	Vident US Eqty Strat ETF	ETF-Other	0.51%	—	-5.78%
45	DON	Wisdomtree US Midcap Dividen	ETF-Other	0.49%	—	+3.28%
46	PEP	Pepsico INC	Stock-Consumer Staples	0.47%	—	+0.76%
47	INTC	Intel CORP	Stock-Tech	0.47%	-0.19%	-8.24%
48	IGSB	Ishares 1-5y Inv Grade CORP	ETF-Other	0.46%	—	-23.29%
49	VOO	Vanguard S&p 500 ETF	ETF-Large Cap & Growth	0.46%	+0.54%	+6.76%
50	SBUX	Starbucks CORP	Stock-Consumer Disc	0.46%	—	+6.15%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Kovack Advisors, Inc. for the quarter ending Q4 2018, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	DIA	Ss Spdr Dow Jones Indus Avg	+1.3%	+147.63%	Add
2	RDVY	First Trust Rising Dividend	+0.8%	+147.48%	Add
3	ONEQ	Fidelity Nasdaq Comp Indx	+0.4%	+128.09%	Add
4	SPY	Ss Spdr S&p 500 ETF Trust-us	+0.4%	+11.55%	Add
5	VIG	Vanguard Dividend Apprec ETF	+0.4%	+54.56%	Add
6	ARKW	Ark Next Generation Internet	+0.3%	+64.04%	Add
7	GLD	Spdr Gold Shares	+0.2%	+139.45%	Add
8	XLU	St Sr Utl Sl Se Spdr Etf-usd	+0.2%	+135.06%	Add
9	AMZN	Amazon.com INC	+0.2%	+26.39%	Add
10	SPLV	Invesco S&p 500 Low Volatili	+0.2%	+96.23%	Add
11	IVV	Ishares Core S&p 500 ETF	+0.1%	+5.84%	Add
12	USMV	Ishares Msci USA Min Vol Fac	0%	-3.11%	Trim
13	MSFT	Microsoft CORP	0%	+0.60%	Add
14	META	Meta Platforms Inc-class A	0%	+4.71%	Add
15	VTI	Vanguard Total Stock Mkt ETF	-0.1%	-0.91%	Trim
16	IGSB	Ishares 1-5y Inv Grade CORP	-0.1%	-23.29%	Trim
17	LMT	Lockheed Martin CORP	-0.1%	+0.35%	Add
18	VUSE	Vident US Eqty Strat ETF	-0.1%	-5.78%	Trim
19	NFLX	Netflix INC	-0.1%	-5.85%	Trim
20	FBT	First Trust Nyse Arca Biotec	-0.1%	-32.94%	Trim
21	CELG	Celgene CORP	-0.1%	-21.58%	Trim
22	T	At&t INC	-0.1%	-7.95%	Trim
23	ITA	Ishares U.s. Aerospace & Def	-0.1%	-3.92%	Trim
24	RTN1USD	Raytheon Company	-0.1%	-23.06%	Trim
25	NVDA	Nvidia CORP	-0.1%	+17.29%	Add
26	BXUSD	Blackstone Group Lp/the	-0.1%	-53.41%	Trim
27	GOOGL	Alphabet Inc-cl A	-0.2%	-9.75%	Trim
28	VGK	Vanguard Ftse Europe ETF	-0.2%	-37.97%	Trim
29	VB	Vanguard Small-cap ETF	-0.2%	-36.19%	Trim
30	IDXX	Idexx Laboratories INC	-0.2%	-26.05%	Trim
31	VXUS	Vanguard Total Intl Stock	-0.2%	-68.60%	Trim
32	✓		-0.2%	-60.11%	Trim
33	AAPL	Apple INC	-1%	+5.05%	Add
34	SHW	Sherwin-williams Co/the	—	EXIT	Sold out
35	ISTIX	Nomura Science And Techn-ins	—	NEW	New buy
36	TSCO	Tractor Supply Company	—	EXIT	Sold out
37	IHF	Ishares U.s. Healthcare Prov	—	NEW	New buy
38	POWR	Ishares US Power Infrastruct	—	EXIT	Sold out
39	WDAY	Workday Inc-class A	—	EXIT	Sold out
40	IJS	Ishares S&p Small-cap 600 Va	—	EXIT	Sold out
41	MMTM	Ss Spdr S&p 1500 Mom Tilt	—	EXIT	Sold out
42	VPU	Vanguard Utilities ETF	—	NEW	New buy
43	PICK	Ishares Msci Global Metals &	—	EXIT	Sold out
44	IIM	Invesco Value Municipal Inco	—	NEW	New buy
45	DEUS	Xtrackers Russell US Multi	—	EXIT	Sold out
46	CFSIX	Touchst Sands Cap Sel Gr-ins	—	EXIT	Sold out
47	ALGN	Align Technology INC	—	EXIT	Sold out
48	AOR	Ishares Core 60/40 Balanced	—	NEW	New buy
49	IEMG	Ishares Core Msci Emerging	—	EXIT	Sold out
50	AOM	Ishares Core 40/60 Moderate	—	NEW	New buy