Any investor acquiring 5% or more of a public company's stock must disclose it via Schedule 13D (active/activist intent) or 13G (passive investment) — an early signal of major shareholder moves.
Filings (30d)
614
Companies
454
With Stated Activist Purpose
181
Leaderboard Filings
54
Data as of 2026-10-13
| Ticker | Company | Filings | Latest Activist Purpose | Last Filed |
|---|---|---|---|---|
| MG | Mistras Group, Inc. | 3 | Item 4 of the Schedule 13D is hereby amended and restated in its entirety as follows: On September 17, 2026, the Issuer entered into an Agreement and Plan of Merger (the "Merger Agreement") with Athena Purchaser, LLC ("Parent") and Athena Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"). The Merger Agreement provides that, upon the terms and subject to the conditions set forth therein, Merger Sub will merge with and into the Issuer, with the Issuer surviving the merger as a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), each share of common stock, par value $0.01 per share, of the Issuer ("Common Stock") issued and outstanding immediately prior to the Effective Time (other than shares held by Parent, Merger Sub or the Issuer as treasury stock, and shares held by stockholders who properly exercise and perfect appraisal rights under Section 262 of the General Corporation Law of the State of Delaware) will be cancelled and converted into the right to receive $20.35 per share in cash, without interest and subject to any applicable withholding taxes (the "Merger Consideration"). Concurrently with the execution of the Merger Agreement, each Reporting Person entered into a voting and support agreement (each, a "Voting Agreement" and collectively, the "Voting Agreements") with Parent, pursuant to which the Reporting Persons agreed, among other things, to vote their shares of Common Stock in favor of the adoption of the Merger Agreement and against any competing acquisition proposal, and not to engage in solicitation of alternative transactions and similar matters, subject to the terms and conditions set forth therein. The Voting Agreements will terminate upon the earliest of (i) the valid termination of the Merger Agreement in accordance with its terms, (ii) the Effective Time, (iii) the Outside Date (as defined in the Merger Agreement), (iv) with respect to any individual Voting Agreement, the mutual written consent of the stockholder and Parent, and (v) the effectiveness of any amendment to the Merger Agreement that reduces the amount or changes the form of the Merger Consideration or materially delays or imposes any additional material restrictions or conditions on the payment of the Merger Consideration. | 2026-10-07 |
| TRMD | TORM plc | 3 | Item 4 of the Schedule 13D is hereby amended to incorporate the following at the end thereof: On October 6, 2026, Njord Luxco entered into an underwriting agreement dated October 6, 2026 (the "October 2026 Underwriting Agreement") by and among Njord Luxco, the Issuer, and J.P. Morgan Securities LLC (the "Underwriter") for the sale by Njord Luxco of 6,329,874 Class A Shares (the "Initial Shares") to the Underwriter at a price of $39.845 per share, or $252,213,829.53 in aggregate proceeds to Njord Luxco before expenses (the "October 2026 Block Trade"). The closing of the sale of the Initial Shares by Njord Luxco to the Underwriter pursuant to the Underwriting Agreement occurred on October 7, 2026. In connection with the execution of the Underwriting Agreement for the October 2026 Block Trade, Njord Luxco and certain other persons entered into customary "lock-up" agreements with the Underwriter, dated October 6, 2026 (the "October 2026 Lock-up Agreements"), pursuant to which Njord Luxco and certain other persons generally agreed, subject to certain exceptions, not to sell, transfer, or otherwise dispose of any Class A Shares or securities convertible into, or exchangeable or exercisable for, Class A Shares, during the period commencing on October 6, 2026 and ending on November 13, 2026, without prior written consent from the Underwriter. The foregoing descriptions of the October 2026 Underwriting Agreement and the October 2026 Lock-up Agreements do not purport to be complete and are qualified in their entirety by reference to the full text of the October 2026 Underwriting Agreement, a copy of which is attached hereto as Exhibit A, and the form of the October 2026 Lock-up Agreement attached as Exhibit E to the October 2026 Underwriting Agreement, both of which are incorporated by reference herein. | 2026-10-07 |
| PNAQ | Pinnacle Acquisition Corporation | 3 | Item 4 of the Schedule 13D is hereby amended and supplemented by adding the following: On September 21, 2026, 750,000 Class B Ordinary Shares were surrendered for no consideration by the Sponsor and cancelled by the Issuer, pursuant to contractual arrangements under the Founder Share Purchase Agreement with the Issuer, because the underwriters did not exercise their over-allotment option. | 2026-09-23 |
| JCTC | Jewett-Cameron Trading Company Ltd | 3 | The Reporting Persons purchased the Shares based on the Reporting Persons' belief that the Shares, when purchased, were undervalued and represented an attractive investment opportunity. The Reporting Persons may communicate with members of management of the Issuer and the board of directors of the Issuer (the "Board"), current or prospective shareholders, or other third parties regarding a variety of matters relating to the Issuer, which may include, among other things, the Issuer's corporate governance, including, changes to Board composition [(including, without limitation, proposing or nominating director candidates to the Board)], strategic transactions, alternatives, direction and plans, [including transactions in which the Reporting Persons may seek to participate and potentially engage in,] business, management, operations, ownership, capital structure and allocation, and may take steps regarding the foregoing and/or take action to bring about changes to increase shareholder value as well as pursue other plans or proposals that relate to or could result in any of the matters set forth in clauses (a)-(j) of Item 4 of Schedule 13D. The Reporting Persons may exchange information with any such persons pursuant to appropriate confidentiality or similar agreements. The Reporting Persons may also take steps to explore and prepare for various plans and actions, and propose actions or transactions, before forming an intention to engage in such plans or actions or proceed with such transactions. Depending upon overall market conditions, other investment opportunities available to the Reporting Persons and the availability of Shares at prices that would make the purchase or sale of Shares desirable, the Reporting Persons may endeavor to increase or decrease their position in the Issuer through, among other things, the purchase or sale of Shares on the open market or in private transactions or otherwise, on such terms and at such times as the Reporting Persons may deem advisable. The Reporting Persons do not have any present plan or proposal which would relate to or result in any of the matters set forth in clauses (a)-(j) of Item 4 of Schedule 13D except as set forth herein or such as would occur upon or in connection with completion of, or following, any of the actions discussed herein. The Reporting Persons intend to review their investment in the Issuer on a continuing basis. Depending on various factors including, without limitation, the Issuer's financial position, results and strategic direction, actions taken by the Issuer's management team and the Board, price levels of the Shares, conditions in the securities markets, general economic and industry conditions, and other investment opportunities available to the Reporting Persons, the Reporting Persons may in the future take such actions with respect to their investment in the Issuer as they deem appropriate including, without limitation, purchasing additional Shares, selling some or all of their Shares, engaging in short selling of or any hedging or similar transaction with respect to the Shares, including swaps and other derivative transactions, any of the actions discussed herein, or changing their intention with respect to any and all matters referred to in Item 4. | 2026-10-02 |
| ADUR | Aduro Clean Technologies Inc. | 2 | As described in Item 3 above, the Reporting Person is required to file this Schedule 13D/A in connection with the Transaction. The Transaction was undertaken solely for estate planning and succession planning purposes and was not effected through the facilities of any stock exchange. While the Reporting Person no longer exercises voting control or dispositive authority over the transferred Shares, he and members of his family retain an indirect economic interest in the transferred Shares through their ownership interests in FamilyCo. There is no intention for the transferred Shares to be sold into the market. The securities described in this Statement are being held by the Reporting Person for investment purposes. The Reporting Person may acquire additional securities through compensatory grants by the Issuer or through public or private purchases of Shares. In the ordinary course of his duties as Chief Executive Officer, Chairman and director of the Issuer, the Reporting Person has and expects in the future to discuss and to make decisions regarding plans or proposals with respect to the matters specified in clauses (a) through (j) of this Item 4 with the Issuer. Except as described in this Statement or in his capacity as Chief Executive Officer, Chairman or director of the Issuer, the Reporting Person has no plans or proposals which relate to or would result in: (a) The acquisition by any person of additional securities of the issuer, or the disposition of securities of the issuer. (b) An extraordinary corporate transaction, such as a merger, reorganization or liquidation, involving the issuer or any of its subsidiaries. (c) A sale or transfer of a material amount of assets of the issuer or any of its subsidiaries. (d) Any change in the present board of directors or management of the issuer, including any plans or proposals to change the number or term of directors or to fill any existing vacancies on the board. (e) Any material change in the present capitalization or dividend policy of the issuer. (f) Any other material change in the issuer's business or corporate structure, including but not limited to, if the issuer is a registered closed-end investment company, any plans or proposals to make any changes in its investment policy for which a vote is required by Section 13 of the Investment Company Act of 1940. (g) Changes in the issuer's charter, bylaws or instruments corresponding thereto or other actions which may impede the acquisition of control of the issuer by any person. (h) Causing a class of securities of the issuer to be delisted from a national securities exchange or to cease to be authorized to be quoted in an inter-dealer quotation system of registered national securities association. (i) A class of equity securities of the issuer becoming eligible for termination of registration pursuant to Section 12(g)(4) of the Act; or (j) Any action similar to any of those enumerated above. The information set forth in Items 5 and 6 are incorporated by reference herein. | 2026-09-28 |
| SSTI | SOUNDTHINKING, INC. | 2 | Veradace originally acquired beneficial ownership of the Shares of the Issuer for investment purposes and filed a Schedule 13G on January 7, 2026 based on a passive investment intent. Veradace evaluates investment on a continuous basis. On March 10, 2026 Veradace filed a Schedule 13D believing additional changes may be necessary for the Issuer to maximize shareholder value. Agreement and Plan of Merger On September 28, 2026, the Issuer entered into an Agreement and Plan of Merger (the "Merger Agreement") with Transom Signal AcquireCo, LLC, a Delaware limited liability company ("Parent"), and Transom Signal MergerSub, Inc., a Delaware corporation and a wholly owned subsidiary of Parent ("Merger Sub"). Parent and Merger Sub are affiliates of and commonly controlled by Transom Capital Public Fund LP ("Transom Capital"). The Merger Agreement provides that, upon the terms and subject to the conditions set forth therein, Parent will cause Merger Sub to commence a tender offer (the "Offer") no later than fifteen (15) business days after the date of the Merger Agreement, to purchase any and all of the shares of Common Stock, other than certain exceptions, for (i) $8.00 per share of Common Stock, plus (ii) one non-transferable contingent value right per share of Common Stock, which represents a right to receive up to $3.00, upon the achievement of specified milestones. The Offer will remain open for twenty (20) business days, subject to extension under certain circumstances. Following the consummation of the Offer, and subject to the satisfaction or waiver, to the extent permitted under applicable legal requirements, of certain conditions set forth in the Merger Agreement, Parent, Merger Sub and the Issuer will, in accordance with Section 251(h) of the General Corporation Law of the State of Delaware, without a vote of the stockholders of the Issuer, effect a merger of Merger Sub with and into the Issuer (the "Merger" and, together with the Offer, the "Transactions"), with the Issuer continuing as the surviving corporation and as a wholly owned subsidiary of Parent. The obligations of Merger Sub to accept for purchase, and pay for, shares of Common Stock validly tendered (and not validly withdrawn) pursuant to the Offer are subject to satisfaction or waiver of certain customary conditions, including that there have been validly tendered and not validly withdrawn shares of Common Stock that would result in beneficial ownership by Parent and its Affiliates of more than 50% of the Common Stock outstanding at the time of expiration of the Offer. If the Offer and the Merger are consummated, the Common Stock will cease to be registered under Section 12 of the Exchange Act, and the Issuer will become privately held as a subsidiary of Parent. The foregoing description of the Merger Agreement does not purport to be complete and is qualified in its entirety by reference to the full text of the Merger Agreement, which is filed as Exhibit 99.1 to this Schedule 13D and is incorporated herein by reference. Tender and Support Agreement Simultaneously with the execution of the Merger Agreement, the Reporting Person entered into a Tender and Support Agreement (the "Tender and Support Agreement") with Parent and Merger Sub. Veradace beneficially owns approximately 15.8% of the outstanding shares of Common Stock of the Issuer. Pursuant to the Tender and Support Agreement, the Reporting Person has agreed, among other things, to (1) validly tender its Subject Shares (as defined in the Tender and Support Agreement) into the Offer and not withdraw such shares, (2) vote its Subject Shares against any competing takeover proposal and other actions that would impede the Transactions, and (3) not transfer its Subject Shares, in each case subject to certain exceptions. The Tender and Support Agreement also contains customary non-solicitation and other obligations and terminates automatically upon the valid termination of the Merger Agreement or certain other events described therein. The foregoing description of the Tender and Support Agreement does not purport to be complete and is qualified in its entirety by reference to the full text of the Tender and Support Agreement, a copy of which is attached hereto as Exhibit 99.2 and is incorporated herein by reference. Tender, Support and Reinvestment Agreement Concurrently with the execution of the Merger Agreement, Gary M. Lauder and certain affiliated stockholders (the "Lauder Stockholders") of the Issuer entered into a tender, support and reinvestment agreement (the "Tender, Support and Reinvestment Agreement") with Parent, Merger Sub and certain of Parent's affiliates. These stockholders beneficially own approximately 17.0% of the outstanding shares of Common Stock of the Issuer. Pursuant to the Tender, Support and Reinvestment Agreement, the Lauder Stockholders have agreed, among other things, and subject to the terms and conditions of the Tender, Support and Reinvestment Agreement, to (1) validly tender their Subject Shares (as defined in the Tender, Support and Reinvestment Agreement) into the Offer and not withdraw such shares, (2) vote their Subject Shares against any competing takeover proposal and other actions that would impede the Transactions, (3) not transfer their Subject Shares, in each case subject to certain exceptions, and (4) following the effective time of the Merger, purchase equity interests of Transom Signal HoldCo, Inc., a Delaware corporation, in exchange for an aggregate amount of cash calculated to result in the applicable stockholders holding, in the aggregate, an agreed percentage of the equity interests of Transom Signal TopCo, LP, a Delaware limited partnership ("Topco"), and immediately thereafter contribute such equity interests to Topco in exchange for equity interests of equivalent value in Topco. The Tender, Support and Reinvestment Agreement also contains customary non-solicitation and other obligations and terminates automatically upon the valid termination of the Merger Agreement or certain other events described therein. The foregoing description of the Tender, Support and Reinvestment Agreement does not purport to be complete and is qualified in its entirety by reference to the full text of the Tender, Support and Reinvestment Agreement, a copy of which is attached hereto as Exhibit 99.3 and is incorporated herein by reference. Except for the foregoing, none of the Reporting Persons has any plans or proposals which relate to, or would result in, any of the matters referred to in paragraphs (a) through (j) of Item 4 of Schedule 13D. The Reporting Persons may, at any time and from time to time, formulate other purposes, plans or proposals regarding the Issuer, or any other actions that could involve one or more of the types of transactions or have one or more of the results described in paragraphs (a) through (j) of Item 4 of Schedule 13D. | 2026-10-02 |
| ABUS | Arbutus Biopharma Corp | 2 | Item 4 is hereby amended by adding the following to the end thereof: On August 24, 2026, the Issuer commenced a modified Dutch auction tender offer to purchase for cancellation up to US$230 million in value of its Common Shares at prices between US$5.00 and US$5.75 per Common Share (the "Offer"), which included the option for shareholders to make a proportionate tender. Roivant made a proportionate tender of its Common Shares in the Offer in order to maintain its proportionate ownership of the Common Shares following completion of the Offer. The Offer expired at 5:00 p.m., New York City time, on September 29, 2026. On October 1, 2026, the Issuer announced that it had taken up and accepted for purchase 46,000,000 Common Shares at a purchase price of US$5.00 per Common Share, including 8,967,383 Common Shares tendered by Roivant pursuant to its proportionate tender, for aggregate consideration to Roivant of approximately US$44,836,915. Following completion of the Offer, Roivant continues to beneficially own approximately 19.5% of the outstanding Common Shares. | 2026-10-07 |
| AIFU | AIFU INC. | 2 | The information set forth in Item 5 is hereby incorporated by reference into this Item 4. Item 4 of the Previous Schedule 13D is hereby amended and supplemented to add the following: The Reporting Persons acquired beneficial ownership of the Ordinary Shares as described in this Schedule 13D for investment purposes and to establish a stable shareholding structure in light of the Company's ongoing strategic transformation. The Reporting Persons intend to review their investment in the Issuer on a continuing basis. Each Reporting Person may in the future take such actions with respect to its investment in the Issuer as it deems appropriate, including changing its current intentions, with respect to any or all matters required to be disclosed in this Schedule 13D, depending on various factors, including but not limited to the Issuer's business, prospects, financial position and strategic direction, price levels of the Ordinary Shares, conditions in the securities markets, and general economic and industry conditions. Consistent with the Reporting Persons' investment purposes, the Reporting Persons may engage in communications with, without limitation, one or more shareholders of the Issuer, management of the Issuer or one or more members of the board of directors of the Issuer, and may make suggestions concerning the Issuer's operations, prospects, business and financial strategies, strategic direction and transactions, assets and liabilities, business and financing alternatives and such other matters as the Reporting Person may deem relevant to their investment in the Ordinary Shares. The Reporting Person expects that they will, from time to time, review their investment position in the Issuer and may make additional purchases of Ordinary Shares (or other securities convertible or exercisable into Ordinary Shares) in the open market or in privately negotiated transactions, or hold or dispose of all or part of their investments in the Ordinary Shares, depending upon the Reporting Persons' evaluation of the Issuer's business, prospects, financial condition and strategic direction, the market for the Ordinary Shares, other opportunities available to the Reporting Persons, general economic conditions, stock market conditions and other factors. Except as set forth in this Item 4 or Item 6 below, the Reporting Persons have no present plans or proposals that relate to or that would result in any of the actions specified in clauses (a) through (j) of Item 4 of Schedule 13D of the Act. | 2026-09-28 |
| MLCO | Melco Resorts & Entertainment Limited | 2 | As of the date of this Amendment, the Reporting Persons control a majority of the Ordinary Shares. As the majority shareholders, the Reporting Persons can elect a majority of the members of the board of directors of the Issuer, and could thus indirectly control all aspects of the Issuer's business. As of the date of this Amendment, three out of seven board members of the Issuer are current officers or board members of Melco International and Melco Leisure, and thus the Reporting Persons have significant influence and control over the Issuer. Each Reporting Person may take actions pursuant to, exercise any of its rights under, and/or comply with the obligations of, each contract, governing document, or arrangement described above. Each Reporting Person may waive, delay the exercise of, decline to enforce, or decline to comply with, any of those rights and obligations in its sole discretion. The Reporting Persons may, from time to time, engage in discussions, whether initiated by the Reporting Persons or another party, concerning proposals for transactions or other arrangements that may relate to or, if consummated, result in an event described in Item 4 of Schedule 13D under 17 CFR 240.13d-101. The Reporting Persons may review and evaluate their investments in the Issuer at any time, whether in light of the discussions described in the immediately preceding sentence or otherwise, which may give rise to plans or proposals that, if consummated, would result in one or more of the events described in Item 4 of Schedule 13D under 17 CFR 240.13d-101. Any such discussion or actions may depend upon various factors, including, without limitation, the Issuer's business prospects and other developments concerning the Issuer, alternative investment opportunities, general economic conditions, financial and stock market conditions and any other facts and circumstances that may become known to the Reporting Persons regarding or related to the matters described in this Amendment. | 2026-10-09 |
| VNET | VNET Group, Inc. | 2 | Item 4 is further supplemented by the following. On September 21, 2026, the Seller A Shares Closing was consummated. As a result, the Purchasers completed the acquisition of all 650,424,192 Sale Shares contemplated by the Share Purchase Agreement. Upon the Seller A Shares Closing, the Investor Rights Agreement and the Voting and Consortium Agreement became effective in accordance with their respective terms (other than certain provisions thereof that became effective on May 13, 2026), and the voting term (the "Voting Term") under the Voting and Consortium Agreement commenced. | 2026-09-23 |
| GETY | Getty Images Holdings, Inc. | 2 | Item 4 of the Existing Statement is hereby amended and supplemented as follows: As disclosed in the Current Report on Form 8-K filed by the Issuer with the SEC on October 13, 2026, on October 12, 2026, the Issuer and certain of its subsidiaries entered into a restructuring support agreement with the Issuer's majority shareholders, holders of all of the Issuer's revolving loans, more than two-thirds of its term loans and senior secured notes, and more than two-thirds of its senior unsecured notes, providing for a comprehensive recapitalization to be implemented through a prepackaged chapter 11 plan of reorganization. As described in more detail below, the recapitalization contemplates, among other things: (i) an equity commitment of approximately $533 million by the majority shareholders, inclusive of debtor-in-possession term loans to be provided by certain shareholders and approximately $100 million of prepetition debt held by the majority shareholders that will convert into equity upon emergence; (ii) the conversion of the first lien term loans and senior secured notes held by holders other than the majority shareholders into new first lien debt with extended maturities and a reduced interest rate, and the conversion of the revolving loans into an amended and restated $150 million revolving credit facility, that will be repaid and undrawn at emergence; (iii) the retirement of all of the senior unsecured notes in exchange for an aggregate cash payment of approximately $170.2 million; and (iv) the cancellation of all existing equity interests in the Issuer, with the majority shareholders owning 100% of the reorganized company upon emergence, subject to dilution by a management incentive plan. Restructuring Support Agreement On October 12, 2026, the Issuer and certain of its subsidiaries (collectively with the Issuer, the "Company Parties") entered into a restructuring support agreement (together with all exhibits, annexes and schedules thereto, including the restructuring term sheet attached as Exhibit A thereto (the "Restructuring Term Sheet"), the "RSA") with: (i) certain holders of, or investment advisors, sub-advisors or managers of funds or accounts that hold claims (the "Secured Funded Debt Claims") in respect of the Issuer's U.S. dollar-denominated term loans (the "USD Term Loans") and euro-denominated term loans (the "EUR Term Loans" and, together with the USD Term Loans, the "Term Loans") under the Credit Agreement, dated as of February 19, 2019 (as amended and restated from time to time, the "Credit Agreement"), among certain of the Company Parties, the lenders party thereto, JPMorgan Chase Bank, N.A., as administrative agent and collateral agent, and certain other parties thereto, and the 11.250% Senior Secured Notes due 2030 issued by Getty Images, Inc. (the "Secured Notes") (such holders, the "Consenting Secured Lenders"); (ii) certain holders of claims in respect of revolving loans under the Credit Agreement (the "Revolving Loans") (such holders, the "Consenting RCF Lenders"); (iii) certain holders of claims (the "Unsecured Notes Claims") in respect of the 14.000% Senior Notes due 2028 and the 9.750% Senior Notes due 2027, each issued by Getty Images, Inc. (together, the "Unsecured Notes") (such holders, the "Consenting Unsecured Noteholders" and, together with the Consenting Secured Lenders and the Consenting RCF Lenders, the "Consenting Creditors"); and (iv) certain holders of equity interests in the Issuer, including the Class A Common Stock (such holders, the "Consenting Shareholders" and, together with the Consenting Creditors, the "Consenting Stakeholders"). Under the RSA, the Consenting Stakeholders, which include Getty Investments L.L.C., Cheyne Walk Master Fund 2 LP, Cheyne Walk Trust and Mark Getty, each a Reporting Person, and KED, have agreed, among other things and subject to the terms and conditions of the RSA, to support the comprehensive recapitalization of the Company Parties (the "Restructuring Transactions"), including by timely voting their claims and interests entitled to vote to accept the prepackaged chapter 11 plan of reorganization (the "Plan"), and not to object to, delay or interfere with the Restructuring Transactions or support any alternative restructuring proposal. In addition, pursuant to the RSA, such Reporting Persons are restricted from transferring the securities reported in this Statement, except in accordance with the RSA. Milestones The RSA requires the Company Parties to implement the Restructuring Transactions in accordance with certain milestones (the "Milestones"). Financing and New Equity Investment The RSA contemplates a debtor-in-possession multi-draw term loan financing facility to be provided by KED and/or certain of its affiliates (the "Financing") in an aggregate principal amount of up to $143,000,000, consisting of (i) $113,000,000 of term loans, of which $85,000,000 would be available upon interim court approval and $28,000,000 would be available upon final court approval, and (ii) $30,000,000 of delayed-draw term loans (the "Delayed-Draw Term Loans") available upon interim court approval. On the effective date of the Plan (the "Restructuring Effective Date"), the Consenting Shareholders will make a cash equity investment (the "New Equity Investment") in the parent of the reorganized Company Parties on and after the Restructuring Effective Date, which may be a newly formed entity or the reorganized Issuer ("New Getty Images"), in an aggregate amount of $433,212,922.50, less the principal amount of the term loans under the Financing (other than any Delayed-Draw Term Loans) outstanding as of the Restructuring Effective Date, in exchange for new equity interests in New Getty Images (the "New Interests"), and will effectuate an equitization commitment, in each case subject to the terms and conditions of the Equity Commitment Letter (the "ECL") between the Consenting Shareholders (or their affiliates), including Cheyne Walk Master Fund 2 LP, Cheyne Walk Trust and Mark Getty, each a Reporting Person, Cheyne Walk Master Fund LP, and, KED, and the Company Parties. Any Delayed-Draw Term Loans outstanding on the Restructuring Effective Date will be converted into new preferred interests in New Getty Images (the "New Preferred Interests") and will not reduce the New Equity Investment. The reorganized Company Parties will, subject to approval by the new board of New Getty Images, redeem the New Preferred Interests for an amount equal to the principal amount of such Delayed-Draw Term Loans (without giving effect to any interest or fees paid in kind). Summary of the Restructuring Transactions and Economic Recovery for Certain Holders The Restructuring Term Sheet contemplates that, on the Restructuring Effective Date, among other things: o holders of general unsecured claims will be unimpaired and will receive payment in full in cash, reinstatement or such other treatment rendering such claims unimpaired; o the Financing will be converted into New Interests and, to the extent of any Delayed-Draw Term Loans outstanding under the Financing, into New Preferred Interests; o the allowed claims in respect of the Revolving Loans will be converted, on a dollar-for-dollar, cashless basis, into obligations under an amended and restated senior secured revolving credit facility with aggregate commitments of $150,000,000 (the "New RCF"); o the allowed Secured Funded Debt Claims not held by the Consenting Shareholders will be converted, on a dollar-for-dollar, cashless basis, into new senior secured notes (the "New Notes"), new euro-denominated senior secured term loans (the "New EUR Term Loans") and, to the extent holders of USD Term Loans do not consent to receive New Notes, new U.S. dollar-denominated senior secured term loans (together with the New EUR Term Loans, the "New Term Loans"); o the Secured Funded Debt Claims held by the Consenting Shareholders will be converted into New Interests; o holders of allowed Unsecured Notes Claims will receive their pro rata share of cash in an aggregate amount equal to $170,212,922.50 (the "Unsecured Notes Recovery"); o holders of claims subject to subordination under section 510(b) of the U.S. Bankruptcy Code, including claims related to the Issuer's public warrants and the related litigation, will not receive any distribution on account of such claims; o all existing equity interests in the Issuer, including the Class A Common Stock and the Issuer's public warrants, will be cancelled, and holders thereof will not receive any distribution on account of such interests; o the Consenting Shareholders will consummate the New Equity Investment pursuant to the ECL and will receive 100% of the New Interests issued under the Plan (subject only to dilution by a management incentive plan) and the New Preferred Interests (if any); and o the applicable reorganized Company Parties will incur the New Notes, the New Term Loans and the New RCF (collectively, the "Exit Facilities") on the terms set forth in an exit term sheet annexed to the RSA. Certain other holders and creditors will receive treatment as detailed in the RSA and Restructuring Term Sheet. Termination The RSA may be terminated by the Company Parties or by the requisite Consenting Stakeholders (or, in certain cases, by individual Consenting Stakeholders as to themselves) upon the occurrence of certain events customary for agreements of this type. The RSA will terminate automatically upon the Restructuring Effective Date. The foregoing descriptions of the RSA, the Financing and the ECL do not purport to be complete and are qualified in their entirety by reference to the full text of the RSA (including the Restructuring Term Sheet, the Financing term sheet and the ECL and other exhibits thereto), a copy of which is filed as Exhibit 99.1 hereto and is incorporated herein by reference. | 2026-10-13 |
| CSTE | Caesarstone Ltd. | 2 | Item 4 of the Schedule 13D is amended and supplemented by the following: Termination of Shareholders Agreement On September 1, 2026, the previously disclosed Shareholders Agreement terminated in accordance with its terms. | 2026-10-08 |
| JOF | JAPAN SMALLER CAPITALIZATION FUND, INC. | 2 | The Reporting Persons acquired the Common Shares to which this Schedule 13D/A relates in the ordinary course of business for investment purposes because they believe that the Common Shares are undervalued and represent an attractive investment opportunity. The Reporting Persons may engage in discussions with management, the Board of Directors (the "Board"), other shareholders of the Issuer and other relevant parties, including representatives of any of the foregoing, concerning the Reporting Persons' investment in the Common Shares and the Issuer, including, without limitation, matters concerning the Issuer's business, operations, board appointments, governance, performance, management, capitalization, trading of the Common Shares at a discount to the Issuer's net asset value and strategic plans and matters relating to the open or closed end nature of the Issuer and timing of any potential liquidation of the Issuer. The Reporting Persons may exchange information with any persons pursuant to appropriate confidentiality or similar agreements or otherwise, work together with any persons pursuant to joint agreements or otherwise, propose changes in the Issuer's business, operations, board appointments, governance, management, capitalization, strategic plans or matters relating to the open or closed end nature of the Issuer or timing of any potential liquidation of the Issuer, or propose or engage in one or more other actions set forth herein. The Reporting Persons may also propose or take one or more of the actions described in subsections (a) through (j) of Item 4 of Schedule 13D/A, including the solicitation of proxies, and may discuss such actions with the Issuer and Issuer's management and the board of directors, other stockholders of the Issuer and other interested parties. The Reporting Persons may make binding or non-binding shareholder proposals, or may nominate one or more individuals as nominees for election to the Board in connection with their investment in the Common Shares of the Issuer. The Reporting Persons intend to review their investment in the Issuer on a continuing basis. Depending on various factors, including, without limitation, the outcome of any discussions referenced above, the Issuer's financial position and strategic direction, actions taken by management or the Board, price levels of the Common Shares, other investment opportunities available to the Reporting Persons, conditions in the securities market and general economic and industry conditions, the Reporting Persons may in the future take such actions with respect to their investment in the Issuer as they deem appropriate, including, without limitation, purchasing additional Common Shares or selling some or all of their Common Shares, establishing, maintaining, increasing or decreasing any short position or hedging or similar position they may have now or in the future with respect to the Common Shares, and/or otherwise changing their intention with respect to any and all matters referred to in Item 4 of Schedule 13D/A. Furthermore, the Reporting Person may seek to influence the Issuer to engage in share buy-backs, tenders, and liquidations and/or to change its governance, investment strategy and/or investment manager (which may be the Reporting Person). The Reporting Persons may, at any time and from time to time, review or reconsider their position and/or change their purpose and/or formulate plans or additional proposals with respect to their investment in the Common Shares. The Reporting Persons have not entered into any agreement with any third party to act together for the purpose of acquiring, holding, voting or disposing of the Common Shares reported herein. | 2026-10-07 |
| XPOF | Xponential Fitness, Inc. | 2 | Item 4 is hereby amended to add the following: As described in further detail in Item 6 below, the Reporting Person and the Issuer entered into a letter agreement (the "Agreement"), which reflects the Board's approval of the acquisition of additional Shares for purposes of Section 203 of the General Corporation Law of the State of Delaware ("DGCL 203"), and its waiver of the applicability of DGCL 203, such that the PLP Parties (as defined in the Agreement) may acquire additional Shares and become party to Derivative Agreements (as defined in the Agreement), or join or become part of a group, without being subject to DGCL 203's restrictions on business combinations, subject to continued compliance with the terms of the Agreement. The Reporting Person continues to believe in the potential value of the Issuer, and has engaged in, and intends to continue engaging in, discussions with the Board and management team regarding operational and strategic opportunities for the Issuer to enhance stockholder value. | 2026-10-07 |
| CTNT | CHEETAH NET SUPPLY CHAIN SERVICE INC. | 2 | Item 4 of the Schedule 13D is hereby amended and restated as follows: Prior to the 1-for-200 reverse stock split of the Issuer's common stock that became effective on April 20, 2026 (the "April 2026 Reverse Stock Split"), Huan Liu, Chief Executive Officer, Interim Chief Financial Officer, Director, and Chairman of the Board of Directors of the Issuer, beneficially owned shares of the Issuer's Class A common stock issuable upon conversion of shares of Class B common stock held directly by him and by FAIRVIEW EASTERN INTERNATIONAL HOLDINGS LIMITED, of which the Reporting Person is the sole shareholder. The Reporting Person's prior acquisitions, including the stock awards granted in 2024 and 2025 and the June 15, 2026 private placement, are described in Amendment No. 3 to this Schedule 13D filed on June 17, 2026 and are incorporated herein by reference. Following the April 2026 Reverse Stock Split and the June 15, 2026 private placement, the Reporting Person directly held 200,877 shares of Class B common stock and FAIRVIEW EASTERN INTERNATIONAL HOLDINGS LIMITED held 2,579 shares of Class B common stock. On September 21, 2026, the Issuer effected a 1-for-150 reverse stock split of its Class A common stock and Class B common stock (the "September 2026 Reverse Stock Split"), which became market effective on September 28, 2026. No fractional shares were issued in connection with the September 2026 Reverse Stock Split, and fractional shares were rounded up to the nearest whole share at the participant level. Following the September 2026 Reverse Stock Split and adjustment for the treatment of fractional shares, immediately prior to the transaction described below, the Reporting Person directly held 1,340 shares of Class B common stock and FAIRVIEW EASTERN INTERNATIONAL HOLDINGS LIMITED held 18 shares of Class B common stock. On October 7, 2026, the Issuer entered into a Securities Purchase Agreement (the "Purchase Agreement") with the Reporting Person pursuant to which the Issuer agreed to issue and sell to the Reporting Person 100,000 shares of Class B common stock at a purchase price of $3.30 per share, for an aggregate purchase price of $330,000. The transaction closed on October 9, 2026. The Reporting Person used personal funds and acquired the shares for investment purposes. The information set forth on the cover page of this Amendment is hereby incorporated by reference into this Item 4. Except as set forth in this Item 4, the Reporting Person has no plans or proposals that relate to or would result in any of the matters described in Items 4(a) through 4(j) of Schedule 13D. | 2026-10-13 |
| BETR | Better Home & Finance Holding Co | 2 | This Amendment No. 8 hereby amends and supplements Item 4 of the Schedule 13D by adding the following thereto: "Effective October 5, 2026, Mr. Sarracino was appointed to the board of directors of the Issuer (the "Board"). In his capacity as a director of the Issuer, Mr. Sarracino expects to consider and vote on, and may communicate with the Issuer's other directors, the Issuer's management team, stockholders of the Issuer, and/or other persons regarding, matters that have come or may come before the Board and/or other matters concerning the Issuer. Such matters may relate to, without limitation, the Issuer's business, strategy, financial position, capital structure, operations, management, corporate governance, and/or current or future initiatives that may be proposed or adopted by the Board or the Issuer's management team. In addition, as a member of the Board, Mr. Sarracino may be involved in proposing or reviewing transactions or initiatives relating to, and may have influence over, the corporate activities of the Issuer, including activities that may relate to one or more of the matters referred to in subparagraphs (a) - (j) of Item 4 of Schedule 13D. Except to the extent the foregoing may be deemed a plan or proposal, none of the Reporting Persons has any plans or proposals which relate to, or could result in, any of the matters referred to in subparagraphs (a) - (j) of Item 4 of Schedule 13D. The Reporting Persons may, at any time and from time to time, review or reconsider their position and/or change their purpose and/or formulate plans or proposals with respect thereto, and/or consider or propose one or more of the actions described in subparagraphs (a) - (j) of Item 4 of Schedule 13D." | 2026-10-07 |
| RTB | RTB Digital, Inc. | 2 | The Reporting Person acquired the shares for investment purposes. | 2026-09-23 |
| RAKR | Rainmaker Worldwide Inc. | 2 | The securities were acquired as compensation for services, through conversion or restructuring of amounts owed for services previously rendered, and for investment purposes. Mr. O'Connor served as an officer and director of the Issuer at the time of the January 2, 2025 acquisition and subsequently ceased serving as an officer and director in September 2026. The Reporting Persons may from time to time review their investment in the Issuer and, depending on market conditions, the Issuer's business and prospects, availability of funds, legal and regulatory considerations and other factors deemed relevant, may acquire additional securities, dispose of securities, convert outstanding convertible securities, exercise outstanding options, or otherwise change their investment. Except as described in this Schedule 13D, the Reporting Persons do not currently have any plans or proposals that relate to or would result in any of the matters described in Item 4(a) through (j). | 2026-10-08 |
| WKEY | WISeQey Corp. | 2 | Item 4 of the Schedule 13D is hereby supplemented as follows: The Reporting Person acquired the securities reported herein for investment purposes and as part of his compensation for his service as the previous Chief Financial Officer of WISeKey and for his service as a member of the Board of Directors of WISeKey. The Reporting Person may, from time to time, acquire additional securities of the Issuer, dispose of some or all of such securities, or take other actions with respect to his investment in the Issuer. Any such actions will be dependent upon the Reporting Person's review of, among other things, the business and prospects of the Issuer, other investment and business opportunities available to the Reporting Person, general stock market and economic conditions, tax considerations, and other factors. The Reporting Person holds his shares and options for investment purposes. As described in Item 3 above, on June 26, 2026, WISeKey entered into the Merger Agreement with WISeQey to effect the Merger and WISeKey's redomiciliation from Switzerland to the British Virgin Islands. The Reporting Person, in his capacity as a member of the Board of Directors of WISeKey, approved and supported the Merger. At the EGM held on September 9, 2026, the Reporting Person voted all of his Class A Shares and Class B Shares of WISeKey in favor of the Merger. The Merger became legally effective on October 1, 2026. Following completion of the Merger, the Reporting Person's Class B Shares of WISeKey were exchanged for ordinary shares of WISeQey and the Reporting Person's Class A Shares of WISeKey were exchanged for Class F Shares of WISeQey, in each case in accordance with the exchange ratios set forth in the Merger Agreement. The Reporting Person expects to continue to hold his interest in WISeQey for investment purposes. Except as set forth herein, the Reporting Person does not have any present plans or proposals which relate to or would result in any of the transactions described in subparagraphs (a) through (j) of Item 4 of Schedule 13D. | 2026-10-08 |
| HESM | Hess Midstream LP | 2 | Item 4 of the Statement is hereby amended and supplemented as follows: Purchase and Sale Agreement On October 6, 2026, the Issuer and HESM OpCo (collectively, the "Partnership Parties"), entered into a Purchase and Sale Agreement (the "Purchase Agreement") with Noble Energy, Inc. ("NEI"), CMH NewCo LLC ("CMH NewCo"), and HINDL (together with NEI and CMH NewCo, the "Seller Parties"). Each of the Seller Parties is an indirect, wholly owned subsidiary of Chevron. Pursuant to the Purchase Agreement, and subject to the terms and conditions set forth therein, at the closing of the transactions contemplated thereby (the "Closing"): (i) HINDL will sell to the Issuer 449,000 Class A Shares and 77,827,485 Class B units representing limited partner interests in HESM OpCo ("Class B Units," and such Class A Shares and Class B Units, collectively, the "HINDL Interests"); (ii) HINDL will transfer to the Issuer 77,827,485 Class B shares representing limited partner interests in the Issuer; (iii) CMH NewCo will sell to HESM OpCo all of the membership interests (the "Membership Interest") in Chevron Midstream Holdings LLC ("CMH"), that, following certain pre-closing restructuring transactions contemplated by the Purchase Agreement, will directly or indirectly own Chevron's crude oil and natural gas gathering and processing and storage assets in the Denver Julesburg Basin (the "DJ Basin Assets"); and (iv) HINDL will sell to the Issuer all of the issued and outstanding limited liability company interests in Hess Infrastructure Partners GP LLC ("HIP GP" and such interests, the "HIP GP Interest"), which owns, directly or indirectly, 100% of the equity interests in each of Hess Midstream GP LP, the general partner of the Issuer (the "General Partner"), and Hess Midstream GP LLC, the general partner of the General Partner ("GP LLC") (collectively, the "Transaction"). As a result of the Transaction, Chevron will contribute 100% of its consolidated ownership interests in the Issuer, and the number of the Issuer's outstanding shares is expected to decrease by nearly 40% upon the Closing. In consideration for the sale of the HIP GP Interest, the Membership Interest and the HINDL Interests, the Partnership Parties will (i) pay the Seller Parties an amount in cash equal to (A) $200 million (the "HIP GP Interest Consideration") plus (B) the closing working capital of CMH, which will be paid at Closing based on an estimate and is subject to a post-closing adjustment, and (ii) grant the Seller Parties an irrevocable right to enter into, amend or amend and restate, as applicable, the Bakken Commercial Agreements, as defined below (the "Commercial Contract Right" and, together with the HIP GP Interest Consideration, the "HESM Consideration"). The Transaction is expected to close by year-end 2026, subject to the satisfaction of customary closing conditions described below. The obligation of the Issuer to consummate the Transaction is subject to certain conditions, including, among others, (i) the waiting period under the Hart-Scott-Rodino Antitrust Improvements Act of 1976 (the "HSR Act") having expired, notice of early termination under the HSR Act having been received or a consent order being issued by a governmental authority to consummate the Transaction; (ii) the absence of any law, order or injunction prohibiting the consummation of the Transaction; (iii) delivery of certificates and certain transaction agreements (as described further below); and (iv) the absence of a material adverse effect (as defined in the Purchase Agreement) with respect to the business, operations and condition of the DJ Basin Assets. The Purchase Agreement generally contains customary representations and warranties of the Partnership Parties and the Seller Parties and customary covenants, including covenants with respect to regulatory filings and efforts to consummate the Transaction. The Purchase Agreement also contains certain covenants with respect to the operation of the DJ Basin Assets between the signing of the Purchase Agreement and Closing, which require the Seller Parties to operate the DJ Basin Assets in the ordinary course of business consistent with past practice and refrain from taking certain specified actions. The Seller Parties, on the one hand, and the Partnership Parties, on the other, have agreed to indemnify each other and their respective affiliates, officers, directors and other representatives against certain losses resulting from, among other things, any breach of their representations, warranties or covenants contained in the Purchase Agreement, subject to certain limitations and survival periods. The Purchase Agreement may be terminated by either the Partnership Parties or the Seller Parties, as applicable, (i) upon mutual written consent, (ii) if the Closing has not occurred by October 6, 2027, subject to an automatic six-month extension if certain regulatory approvals have not been obtained, (iii) for breaches of representations and warranties or covenants that remain uncured, or (iv) if a governmental body has issued an order prohibiting or restraining the Transaction that has not been removed prior to the termination date. The parties have agreed to enter into certain ancillary transaction agreements (the "Transaction Agreements") at Closing, including, among others, (i) a crude oil gathering and terminal services agreement, a gas gathering and processing agreement and amended and restated water services agreements (the "Bakken Commercial Agreements"), (ii) a transition services agreement under which Chevron will provide certain transition services to the Partnership Parties (the "TSA") and (iii) an amended and restated secondment and employee transition agreement (the "A&R Secondment Agreement"). At Closing, the parties will terminate the Issuer's current amended and restated omnibus agreement with Chevron, and the parties have agreed to use commercially reasonable efforts to obtain a license granting the Issuer and its affiliates the continued right to use the "Hess" name and related trademarks for a transitional term of nine months following the Closing. The above description of the Purchase Agreement does not purport to be complete and is qualified in its entirety by reference to the full text of such agreement, which is filed as an exhibit hereto and incorporated herein by reference. | 2026-10-08 |
| RMIX | Suncrete, Inc. | 2 | Item 4 is hereby amended and supplemented as follows: On October 8, 2026, Sponsor distributed an aggregate of 3,564,267 shares of Class A Common Stock and 75,000 private placement warrants of the Issuer (the "Private Placement Warrants"), representing all of the securities of the Issuer held by Sponsor, to its members on a pro rata basis for no consideration in accordance with the terms of Sponsor's limited liability company agreement (the "Distribution"). In the Distribution, (i) Andrew R. Heyer received 1,123,670 shares of Class A Common Stock directly, (ii) Heyer Investment Management, LLC, of which Mr. Heyer is the managing member, received 175,852 shares of Class A Common Stock and 15,645 Private Placement Warrants, (iii) Steven J. Heyer received 130,794 shares of Class A Common Stock directly and (iv) The David H Heyer 2013 Trust, of which Steven J. Heyer is a trustee, received 178,980 shares of Class A Common Stock. Following the Distribution, Sponsor no longer holds any securities of the Issuer. | 2026-10-13 |
| GPI | Group 1 Automotive, Inc. | 2 | Item 4 of the Schedule 13D is hereby amended and supplemented as follows: On September 21, 2026, the Reporting Person (collectively with Conifer Capital Management LLC, Acacia Partners LP, Acacia Conservation Fund LP, and each of their controlled affiliates, "Conifer") and the Issuer entered into a Stockholder Agreement (the "Stockholder Agreement") pursuant to which the Board agreed to take all necessary actions to (i) increase the size of the Board from ten (10) to eleven (11) members and (ii) appoint Benjamin Hart, an Analyst at Conifer (the "New Director"), as a director on the Board, to fill the newly created vacancy resulting from the increase in the size of the Board, effective November 1, 2026. During the Support Period (as defined below), Conifer has agreed to vote all shares of the Issuer's Common Stock beneficially owned by it at all meetings of the Issuer's stockholders in accordance with the Board's recommendations, except that Conifer may vote in its discretion on Extraordinary Transactions (as defined in the Stockholder Agreement). Conifer's voting obligations will continue after the expiration of the term of the Stockholder Agreement with respect to any shares of Common Stock and any other securities of the Issuer entitled to vote in the election of directors ("Voting Securities") beneficially owned by Conifer in excess of 20% of the outstanding shares of Common Stock or 20% of the outstanding Voting Securities, as applicable, as of the record date for the applicable meeting of stockholders. Pursuant to the Stockholder Agreement, Conifer will be subject to customary standstill restrictions during the Support Period, including, among other things, not: (i) acquiring beneficial ownership of more than 19% of the then-outstanding Common Stock or Voting Securities; (ii) soliciting proxies and related matters; (iii) advising or knowingly encouraging any person with respect to the voting or disposition of any securities of the Issuer; and (iv) acquiring equity securities of any Competitor (as defined in the Stockholder Agreement) of the Issuer. In addition, for so long as the New Director serves as a director on the Board (effective November 1, 2026) and remains associated with Conifer or its affiliates, Conifer agreed to only trade in Common Stock during an Open Window (as defined in the Stockholder Agreement), and only after obtaining pre-clearance to trade from the Chief Legal Officer of the Issuer. Each of the foregoing is subject to certain exceptions. The Stockholder Agreement provides that Conifer may privately request, no more than once per calendar year, that the Issuer seek waivers under certain framework agreements with vehicle manufacturers to permit Conifer's beneficial ownership to exceed the 19% ownership cap without triggering change of control provisions under such agreements, but only to the extent such excess results from Issuer stock repurchases, redemptions, or certain other transactions by the Issuer. The Stockholder Agreement also includes mutual non-disparagement obligations and provides that the New Director may provide certain confidential information to Conifer subject to a confidentiality agreement (the "Confidentiality Agreement") between the Issuer, the New Director, and Conifer, in the form attached to the Stockholder Agreement as Exhibit A. The parties will execute the confidentiality agreement immediately prior to the New Director's appointment to the Board. Certain of Conifer's rights under the Stockholder Agreement, including the Issuer's obligation to nominate the New Director for re-election, are conditioned upon Conifer maintaining beneficial ownership of at least 5% of the then-outstanding Common Stock or Voting Securities, and if Conifer's beneficial ownership falls below this threshold, the New Director must tender his resignation from the Board, effective immediately. The Stockholder Agreement will terminate on the date that is thirty (30) days prior to the deadline for the submission of stockholder notice of director nominations for the Issuer's 2030 annual meeting of stockholders (such deadline exclusive of the thirty (30) days, the "Nomination Notice Deadline," and the period from September 21, 2026, until the Nomination Notice Deadline, the "Support Period"). The Stockholder Agreement is subject to automatic extension if (i) the Issuer informs the New Director no later than fifty (50) days prior to the deadline for the submission of stockholder notice of director nominations for the Issuer's next annual meeting of stockholders following the end of the Support Period that the Issuer intends to nominate the New Director for re-election at such annual meeting of stockholders, and (ii) the New Director remains associated with Conifer or its affiliates (whether as an employee, consultant, or other similar position) and accepts such renomination. The extension mechanism applies successively at the end of each extended Support Period. The foregoing descriptions of the Stockholder Agreement and Confidentiality Agreement do not purport to be complete and are qualified in their entirety by reference to the text of the Stockholder Agreement and the form of the Confidentiality Agreement, each of which is attached hereto as an exhibit to this Amendment No. 2 and is incorporated herein by reference. | 2026-09-29 |
| GOSS | Gossamer Bio, Inc. | 2 | Item 4 of the Schedule 13D is hereby amended and supplemented by adding the following at the end of the section entitled "Voting Agreements": On July 14, 2026, shareholders approved the Shareholder Proposals (i) through (iv). Subsequently, as disclosed in the Issuer's Form 8-K filed with the SEC on September 9, 2026, the Issuer effected the Reverse Stock Split. | 2026-10-08 |
| GBTG | Global Business Travel Group, Inc. | 2 | Item 4 of the Schedule 13D is hereby supplemented and amended to add the following information: On September 29, 2026, the Issuer, Gaia Purchaser, Inc., a Delaware corporation ("Parent"), and Gaia Merger Sub, Inc., a Delaware corporation ("Merger Sub"), completed the previously announced transactions contemplated by that certain Agreement and Plan of Merger, dated as of May 2, 2026 (the "Merger Agreement"), by and among the Issuer, Parent and Merger Sub. Upon the consummation of the transactions contemplated by the Merger Agreement (and on the terms and subject to the conditions set forth therein), among other things, (a) Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as the surviving corporation and as a wholly-owned subsidiary of Parent, (b) upon the terms and subject to the conditions set forth in the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A common stock, par value $0.0001 per share, of the Company ("Company Common Stock") issued and outstanding as of immediately prior to the Effective Time (other than shares excluded or treated as set forth in the Merger Agreement) was automatically cancelled, extinguished and converted into the right to receive cash in an amount equal to $9.50, without interest thereon and (c) the Rollover Shares (as defined in that certain Rollover Agreement, dated as of June 27, 2026 (the "Rollover Agreement"), by and between QIA Retail Holding LLC ("QIA Retail"), a Qatar limited liability company and a wholly-owned subsidiary of the Reporting Person, and Gaia Purchaser Parent, LLC, a Delaware limited liability company ("Topco"), an indirect parent company of Parent), issued and outstanding immediately prior to the Effective Time were cancelled and, pursuant to the Rollover Agreement, QIA Retail was entitled to receive shares of the common stock of Topco in respect thereof. Prior to the Closing, QIA Retail held an aggregate amount of 87,659,000 shares of Company Common Stock, of which (x) immediately prior to the Effective Time, 31,278,962 shares of such Company Common Stock were contributed, transferred and assigned to Topco in accordance with the Rollover Agreement, and (y) at the Effective Time, the remaining 56,380,038 shares were each automatically cancelled, extinguished and converted into the right to receive cash in an amount equal to $9.50 in accordance with the Merger Agreement. As a result of the Merger and the transactions contemplated by the Rollover Agreement, the Reporting Person ceased to beneficially own any shares of Company Common Stock. The Voting and Support Agreement, dated as of May 3, 2026, entered into by and among QIA Retail, the Issuer, Parent, and Merger Sub, terminated automatically upon consummation of the Merger. | 2026-10-01 |
| SPRU | SPRUCE POWER HOLDING CORP | 2 | On September 21, 2026, SP Strategic Holdings entered into a Stock Purchase Agreement (the "SPA") with Ja-Chin Audrey Lee pursuant to which SP Strategic Holdings agreed to purchase an aggregate of 52,780 Shares from Ms. Lee for total consideration of $107,671. The foregoing description of the SPA does not purport to be complete and is qualified in its entirety by reference to the full text of the SPA, which is attached hereto as Exhibit 99.1 and incorporated by reference herein. | 2026-09-23 |
| Ticker | Reporting Person | Type | Filing Date | Shares | % of Class | |
|---|---|---|---|---|---|---|
| MIDD | JPMORGAN CHASE & CO. | 13G/A | 2026-10-13 | 2.05M | 4.5% | |
| KLIC | JPMORGAN CHASE & CO. | 13G/A | 2026-10-13 | 1.82M | 3.4% | |
| LBRX | JPMORGAN CHASE & CO. | 13G/A | 2026-10-13 | 1.40M | 4.3% | |
| ETR | JPMORGAN CHASE & CO. | 13G/A | 2026-10-13 | 20.84M | 4.4% | |
| SDHC | Wasatch Advisors LP | 13G/A | 2026-10-13 | 0 | 0.0% | |
| OPP | Morgan Stanley | 13G/A | 2026-10-13 | 246K | 10.2% | |
| AVNW | ROYCE & ASSOCIATES LP | 13G/A | 2026-10-13 | 587K | 4.6% | |
| BBSI | ROYCE & ASSOCIATES LP | 13G/A | 2026-10-13 | 1.09M | 4.5% | |
| BRAG | FALLON DOUG | 13D/A | 2026-10-13 | 1.47M | 4.9% | |
| CLNN | Empery Asset Management, LP | 13G/A | 2026-10-13 | 222K | 1.6% | |
| LTRN | Empery Asset Management, LP | 13G/A | 2026-10-13 | 756K | 5.0% | |
| SLN | Tetragon Financial Group Limited | 13G/A | 2026-10-13 | 9.88M | 5.3% | |
| GME | Cohen Ryan | 13D/A | 2026-10-13 | 46.23M | 9.1% | |
| ASST | Vivek Ramaswamy | 13D/A | 2026-10-13 | 5.69M | 5.6% | |
| GETY | Getty Investments L.L.C. | 13D/A | 2026-10-13 | 191.37M | 45.5% | |
| AHCO | REINHART PARTNERS, LLC. | 13G/A | 2026-10-13 | 0 | 0.0% | |
| HLMN | REINHART PARTNERS, LLC. | 13G/A | 2026-10-13 | 8.57M | 4.4% | |
| UFI | Peter J Abrahamson | 13G/A | 2026-10-13 | 1.36M | 6.8% | |
| AMRC | Millennium Management LLC | 13G/A | 2026-10-13 | 30K | 0.1% | |
| WW | Integrated Core Strategies (US) LLC | 13G/A | 2026-10-13 | 39K | 0.4% | |
| PCRX | Doma Perpetual Capital Management LLC | 13D/A | 2026-10-13 | 0 | 0.0% | |
| IRTC | Millennium Management LLC | 13G/A | 2026-10-13 | 349K | 1.1% | |
| CTNT | Huan Liu | 13D/A | 2026-10-13 | 101K | 7.1% | |
| RMIX | Haymaker Sponsor IV LLC | 13D/A | 2026-10-13 | 310K | 0.6% | |
| GRMN | KAO MIN H | 13G/A | 2026-10-13 | 18.66M | 9.7% | |
| SAMG | Equinox Partners Investment Management LLC | 13D/A | 2026-10-13 | 691K | 8.8% | |
| TALO | Carlos Slim Helu | 13D/A | 2026-10-13 | 29.66M | 17.8% | |
| CRGY | Independence Energy Aggregator L.P. | 13D/A | 2026-10-13 | 68.66M | 16.3% | |
| TENX | Sphera Funds Management Ltd. | 13G/A | 2026-10-13 | 2.66M | 7.1% | |
| GETY | KED Icon Holdings, LLC | 13D/A | 2026-10-13 | 115.26M | 27.4% | |
| UCL | Hui Li | 13G/A | 2026-10-13 | 11.00M | 4.3% | |
| GDTC | Choo Chee Kong | 13D/A | 2026-10-13 | 2.97M | 24.9% | |
| SBET | Joseph Michael Lubin | 13D/A | 2026-10-13 | 10.87M | 4.9% | |
| SSM | Bambino 255. V V UG (haftungsbeschrankt) | 13G/A | 2026-10-13 | 0 | 0.0% | |
| BAFN | Kenneth R. Lehman | 13D/A | 2026-10-13 | 12.25M | 39.4% | |
| PED | SGK 2018 REVOCABLE TRUST | 13D/A | 2026-10-13 | 4.54M | 34.2% | |
| AMOD | Streeterville Capital LLC | 13G/A | 2026-10-13 | 0 | 0.0% | |
| IPDN | Streeterville Capital LLC | 13G/A | 2026-10-13 | 1.44M | 9.9% | |
| CION Ares Diversified Credit Fund | THRIVENT FINANCIAL FOR LUTHERANS | 13G/A | 2026-10-09 | 3.81M | 10.2% | |
| FIRST TRUST EXCHANGE-TRADED FUND | Robert W. Baird & Co. Inc | 13G/A | 2026-10-09 | 145K | 4.9% | |
| ARLO | Wasatch Advisors LP | 13G/A | 2026-10-09 | 4.87M | 4.5% | |
| TBBB | Wasatch Advisors LP | 13G/A | 2026-10-09 | 3.91M | 3.4% | |
| CWST | Wasatch Advisors LP | 13G/A | 2026-10-09 | 3.06M | 4.9% | |
| SKY | Wasatch Advisors LP | 13G/A | 2026-10-09 | 2.63M | 4.9% | |
| HQY | Wasatch Advisors LP | 13G/A | 2026-10-09 | 7.01M | 8.5% | |
| DERM | Wasatch Advisors LP | 13G/A | 2026-10-09 | 2.45M | 11.0% | |
| OLLI | Wasatch Advisors LP | 13G/A | 2026-10-09 | 5.14M | 8.6% | |
| PLPC | Wasatch Advisors LP | 13G/A | 2026-10-09 | 277K | 5.7% | |
| SCSC | Wasatch Advisors LP | 13G/A | 2026-10-09 | 841K | 4.2% | |
| SXI | Wasatch Advisors LP | 13G/A | 2026-10-09 | 701K | 5.7% | |
| SUJA | Wasatch Advisors LP | 13G/A | 2026-10-09 | 740K | 3.1% | |
| RMIX | Wasatch Advisors LP | 13G/A | 2026-10-09 | 2.35M | 4.8% | |
| UFPT | Wasatch Advisors LP | 13G/A | 2026-10-09 | 553K | 7.1% | |
| XPEL | Wasatch Advisors LP | 13G/A | 2026-10-09 | 3.43M | 12.4% | |
| IVF | Glenbrook Capital Management | 13G/A | 2026-10-09 | 35K | 1.4% | |
| IOND | Sachem Head Capital Management LP | 13G/A | 2026-10-09 | 4.50M | 10.0% | |
| PYXS | GordonMD Global Investments LP | 13G/A | 2026-10-09 | 20.44M | 16.4% | |
| LEAT | Warren Street Capital Partners LP | 13G/A | 2026-10-09 | 288K | 4.6% | |
| GSM | Grupo Villar Mir, S.A.U. | 13G/A | 2026-10-09 | 66.76M | 35.7% | |
| Calamos Aksia Private Equity and Alternatives Fund | Calamos Wealth Management LLC | 13G/A | 2026-10-09 | 8.19M | 21.2% |