Kovack Advisors, Inc. — Q3 2020 13F Holdings

Name: Kovack Advisors, Inc. — 13F Holdings, Q3 2020
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001728321

Total reported value

$1.9B

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Full holdings list this quarter

Showing top 200 holdings (of 511 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	AMZN	Amazon.com INC	Stock-Consumer Disc	4.86%	-0.44%	+2.95%
2	AAPL	Apple INC	Stock-Tech	4.66%	-0.41%	+341.71%
3	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	3.67%	-0.18%	+6.46%
4	DGRO	Ishares Core Dividend Growth	ETF-Other	3.20%	—	-5.98%
5	MSFT	Microsoft CORP	Stock-Tech	2.11%	-1.06%	-12.60%
6	SHOP	Shopify INC - Class A	Stock-Tech	1.37%	—	+11.58%
7	RSPS	Invesco S&p 500 Equal Weight	ETF-Large Cap & Growth	1.28%	—	-0.10%
8	MOAT	Vaneck Morningstar Wide Moat	ETF-Other	1.23%	—	-8.91%
9	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	1.23%	+0.13%	+3.79%
10	VOO	Vanguard S&p 500 ETF	ETF-Large Cap & Growth	1.12%	+0.54%	+6.69%
11	QQQ	Invesco Qqq Trust Series 1	ETF-Tech	1.11%	-0.02%	+10.49%
12	VIG	Vanguard Dividend Apprec ETF	ETF-Other	1.11%	—	-5.29%
13	IBOC	International Bancshares Crp	Stock-Other	1.05%	—	+3.04%
14	META	Meta Platforms Inc-class A	Stock-Comm Services	0.99%	-0.70%	+2.34%
15	IHI	Ishares U.s. Medical Devices	ETF-Other	0.97%	—	-12.55%
16	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	0.91%	—	+11.08%
17	VGSH	Vanguard Short-term Treasury	ETF-Gov Bonds	0.91%	+1.13%	+20.81%
18	XLK	Ss Technology Select Sector	ETF-Tech	0.83%	—	+0.11%
19	FTSL	First Trust Senior Loan ETF	ETF-Other	0.80%	—	+1.19%
20	HD	Home Depot INC	Stock-Consumer Disc	0.79%	-0.09%	-5.33%
21	NVDA	Nvidia CORP	Stock-Tech	0.78%	-0.66%	+6.59%
22	USMV	Ishares Msci USA Min Vol Fac	ETF-Other	0.76%	—	+4.19%
23	ADBE	Adobe INC	Stock-Tech	0.74%	—	-4.45%
24	DIA	Ss Spdr Dow Jones Indus Avg	ETF-Large Cap & Growth	0.71%	—	+4.50%
25	AGG	Ishares Core U.s. Aggregate	ETF-Other	0.68%	—	+56.99%
26	SH1USD	Proshares Short S&p500	ETF-Other	0.67%	—	-0.75%
27	JNJ	Johnson & Johnson	Stock-Healthcare	0.65%	—	+4.28%
28	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	0.63%	-0.43%	-6.87%
29	VZ	Verizon Communications INC	Stock-Comm Services	0.61%	—	+11.59%
30	GOOG	Alphabet Inc-cl C	Stock-Comm Services	0.61%	—	-0.17%
31	PFE	Pfizer INC	Stock-Healthcare	0.61%	—	+43.82%
32	FIXD	First Trust Smith Opportunis	ETF-Other	0.61%	—	+91.38%
33	NOW	Servicenow INC	Stock-Tech	0.60%	-0.14%	-2.71%
34	IDXX	Idexx Laboratories INC	Stock-Healthcare	0.60%	—	+0.11%
35	T	At&t INC	Stock-Comm Services	0.58%	—	+7.01%
36	NOBL	Proshares S&p 500 Dividend A	ETF-Large Cap & Growth	0.54%	—	+4.13%
37	VCSH	Vanguard S/t CORP Bond ETF	ETF-Corp Bonds	0.52%	—	+0.28%
38	TOTL	Ss Doubleline Tr Tact ETF	ETF-Other	0.51%	—	-1.07%
39	V	Visa Inc-class A Shares	Stock-Financials	0.50%	—	-10.32%
40	VGIT	Vanguard Intermediate-term T	ETF-Other	0.49%	—	+88.20%
41	NEE	Nextera Energy INC	Stock-Utilities	0.49%	—	-13.87%
42	XLP	Ss Consumer Staples Sel Sect	ETF-Other	0.48%	—	+0.22%
43	VUG	Vanguard Growth ETF	ETF-Other	0.47%	—	+1.00%
44	VTV	Vanguard Value ETF	ETF-Other	0.46%	—	-1.57%
45	XLU	St Sr Utl Sl Se Spdr Etf-usd	ETF-Other	0.45%	—	-26.67%
46	CSCO	Cisco Systems INC	Stock-Tech	0.45%	—	-8.89%
47	SOXX	Ishares Semiconductor ETF	ETF-Other	0.44%	—	+6.14%
48	TSLA	Tesla INC	Stock-Consumer Disc	0.44%	-0.51%	+109.37%
49	CRM	Salesforce INC	Stock-Tech	0.44%	-0.14%	-2.87%
50	NEAR	Ishares Sh Dba ETF Usd INC	ETF-Other	0.43%	—	+5.14%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Kovack Advisors, Inc. for the quarter ending Q3 2020, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	AAPL	Apple INC	+1%	+341.71%	Add
2	AMZN	Amazon.com INC	+0.3%	+2.95%	Add
3	FIXD	First Trust Smith Opportunis	+0.3%	+91.38%	Add
4	NVDA	Nvidia CORP	+0.2%	+6.59%	Add
5	AGG	Ishares Core U.s. Aggregate	+0.2%	+56.99%	Add
6	VGIT	Vanguard Intermediate-term T	+0.2%	+88.20%	Add
7	SPY	Ss Spdr S&p 500 ETF Trust-us	+0.2%	+6.46%	Add
8	PFE	Pfizer INC	+0.2%	+43.82%	Add
9	VDC	Vanguard Consumer Staple ETF	+0.2%	+139.51%	Add
10	VCIT	Vanguard Int-term Corporate	+0.2%	+138.45%	Add
11	BRK-B	Berkshire Hathaway Inc-cl B	+0.1%	+55.56%	Add
12	QQQ	Invesco Qqq Trust Series 1	+0.1%	+10.49%	Add
13	GLD	Spdr Gold Shares	+0.1%	+102.52%	Add
14	SHOP	Shopify INC - Class A	+0.1%	+11.58%	Add
15	HYLS	Ft Tactical High Yield ETF	+0.1%	+84.80%	Add
16	CWB	Ss Spdr Bb Conv Sec ETF	+0.1%	+123.79%	Add
17	DOCU	Docusign INC	+0.1%	+28.69%	Add
18	GIS	General Mills INC	+0.1%	+150.54%	Add
19	DXCM	Dexcom INC	+0.1%	+292.51%	Add
20	IMCG	Ishares Morningstar Mid-cap	+0.1%	+53.40%	Add
21	VGSH	Vanguard Short-term Treasury	+0.1%	+20.81%	Add
22	VTI	Vanguard Total Stock Mkt ETF	+0.1%	+11.08%	Add
23	META	Meta Platforms Inc-class A	+0.1%	+2.34%	Add
24	WMT	Walmart INC	+0.1%	+15.69%	Add
25	SPHQ	Invesco S&p 500 Quality ETF	+0.1%	+34.00%	Add
26	CRM	Salesforce INC	+0.1%	-2.87%	Trim
27	VOO	Vanguard S&p 500 ETF	+0.1%	+6.69%	Add
28	VZ	Verizon Communications INC	+0.1%	+11.59%	Add
29	IVV	Ishares Core S&p 500 ETF	0%	+3.79%	Add
30	FVD	First Trust Value Line Dvd	-0.1%	-25.16%	Trim
31	IYF	Ishares US Financials ETF	-0.2%	-36.11%	Trim
32	BA	Boeing Co/the	-0.2%	-27.96%	Trim
33	IWV	Ishares Russell 3000 ETF	-0.2%	-60.88%	Trim
34	CSCO	Cisco Systems INC	-0.2%	-8.89%	Trim
35	XLU	St Sr Utl Sl Se Spdr Etf-usd	-0.2%	-26.67%	Trim
36	IBOC	International Bancshares Crp	-0.3%	+3.04%	Add
37	MSFT	Microsoft CORP	-0.4%	-12.60%	Trim
38	XAR	Ss Spdr S&p Aerospace Def	-0.6%	-92.98%	Trim
39	CIM V7.75 PERP C	Chimera Investment CORP	—	EXIT	Sold out
40	ONEQ	Fidelity Nasdaq Comp Indx	—	NEW	New buy
41	BISOX	Blckrck Shrt Oblig-inst	—	EXIT	Sold out
42	CRWD	Crowdstrike Holdings INC - A	—	NEW	New buy
43	NAD	Nuveen Quality Municipal Income Fund	—	EXIT	Sold out
44	COUPEUR	Coupa Software INC	—	NEW	New buy
45	✓	iShares Core MSCI World UCITS ETF (Acc)	—	NEW	New buy
46	CMP	Compass Minerals Internation	—	NEW	New buy
47	IXP	Ishares Global Comm Services	—	NEW	New buy
48	CHGG	Chegg INC	—	NEW	New buy
49	SPG	Simon Property Group INC	—	NEW	New buy
50	AYXEUR	Alteryx INC - Class A	—	EXIT	Sold out