Kovack Advisors, Inc. — Q4 2014 13F Holdings

Name: Kovack Advisors, Inc. — 13F Holdings, Q4 2014
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001728321

Total reported value

$1.9B

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	AAPL	Apple INC	Stock-Tech	10.21%	-0.41%	+2.81%
2	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	9.64%	-0.18%	+13.07%
3	TWTRUSD	Twitter INC	Stock-Other	4.46%	—	—
4	SCHD	Schwab U.S. Dividend Equity ETF	ETF-Other	3.27%	—	+198.54%
5	VIG	Vanguard Dividend Apprec ETF	ETF-Other	3.21%	—	+119.01%
6	IGSB	Ishares 1-5y Inv Grade CORP	ETF-Other	2.72%	—	—
7	SDY	Ss Spdr S&p Dividend ETF	ETF-Other	2.48%	—	+33.18%
8	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	2.03%	—	+190.73%
9	AMLPUSD	Alerian Mlp ETF	ETF-Other	1.78%	—	+4.37%
10	IYF	Ishares US Financials ETF	ETF-Other	1.71%	—	+110.10%
11	HEDJ	Wisdomtree Europe Hedged Equ	ETF-Other	1.67%	—	—
12	XLP	Ss Consumer Staples Sel Sect	ETF-Other	1.53%	—	-1.22%
13	HYS	Pimco 0-5 Year H/y CORP Bond	ETF-Corp Bonds	1.51%	—	—
14	PG	Procter & Gamble Co/the	Stock-Consumer Staples	1.34%	—	+32.92%
15	XOM	Exxon Mobil CORP	Stock-Energy	1.06%	+0.22%	+15.17%
16	T	At&t INC	Stock-Comm Services	0.99%	—	+16.45%
17	IWS	Ishares Russell Mid-cap Valu	ETF-Other	0.96%	—	+4.57%
18	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	0.95%	+0.13%	+8.40%
19	SHW	Sherwin-williams Co/the	Stock-Materials	0.91%	—	-6.69%
20	FVD	First Trust Value Line Dvd	ETF-Other	0.91%	—	+39.22%
21	DLN	Wisdomtree US Largecap Divid	ETF-Other	0.90%	—	—
22	FEX	First Trust Large Cap Core A	ETF-Large Cap & Growth	0.87%	—	—
23	AEP	American Electric Power Company, Inc.	Stock-Utilities	0.84%	—	+18.93%
24	BSV	Vanguard Short-term Bond ETF	ETF-Other	0.84%	—	-65.24%
25	OHI	Omega Healthcare Investors	Stock-Real Estate	0.81%	—	—
26	GILD	Gilead Sciences INC	Stock-Healthcare	0.81%	—	+213.43%
27	JNJ	Johnson & Johnson	Stock-Healthcare	0.81%	—	+183.04%
28	TWXCHF	Time Warner INC	Stock-Other	0.79%	—	+1.07%
29	INTC	Intel CORP	Stock-Tech	0.78%	-0.19%	—
30	BP	Bp Plc-spons Adr	Stock-Energy	0.73%	—	+50.18%
31	FV	First Trust Dw Focus 5 Fund	ETF-Other	0.73%	—	—
32	VZ	Verizon Communications INC	Stock-Comm Services	0.72%	—	+130.93%
33	✓	United Dev Funding Xxxregistration Revoked By THE Sec Eff: 08/13/20	Stock-Other	0.72%	—	+17.66%
34	AGG	Ishares Core U.s. Aggregate	ETF-Other	0.68%	—	+58.32%
35	WMT	Walmart INC	Stock-Consumer Staples	0.68%	—	+119.19%
36	OEF	Ishares S&p 100 ETF	ETF-Other	0.66%	—	-65.00%
37	CELG	Celgene CORP	Stock-Other	0.65%	—	+93.77%
38	USMV	Ishares Msci USA Min Vol Fac	ETF-Other	0.64%	—	—
39	META	Meta Platforms Inc-class A	Stock-Comm Services	0.59%	-0.70%	+50.56%
40	CWB	Ss Spdr Bb Conv Sec ETF	ETF-Other	0.59%	—	—
41	SJNK	Ss Spdr Bb St Hi Yield ETF	ETF-Other	0.59%	—	-85.58%
42	BAC	Bank Of America CORP	Stock-Financials	0.59%	—	+61.55%
43	ACN	Accenture plc	Stock-Tech	0.55%	—	—
44	✓	Powershares ETF Trust	ETF-Other	0.55%	—	—
45	90002USD	Guggenheim Bulletshares 2018	ETF-Other	0.54%	—	—
46	XLV	Ss Health Care Select Sector	ETF-Other	0.52%	—	+19.71%
47	DVY	Ishares Select Dividend ETF	ETF-Other	0.51%	—	+88.29%
48	ORI	Old Republic Intl CORP	Stock-Financials	0.50%	—	—
49	XLY	Ss Consumer Disc Select Sect	ETF-Other	0.50%	—	—
50	BABA	Alibaba Group Holding-sp Adr	Stock-Consumer Disc	0.48%	—	—

1–50 of 152

Holding changes this quarter

Position changes disclosed by Kovack Advisors, Inc. for the quarter ending Q4 2014, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	SCHD	Schwab U.S. Dividend Equity ETF	+1.8%	+198.54%	Add
2	VIG	Vanguard Dividend Apprec ETF	+1.2%	+119.01%	Add
3	VTI	Vanguard Total Stock Mkt ETF	+1.1%	+190.73%	Add
4	IYF	Ishares US Financials ETF	+0.6%	+110.10%	Add
5	GILD	Gilead Sciences INC	+0.4%	+213.43%	Add
6	JNJ	Johnson & Johnson	+0.4%	+183.04%	Add
7	WMT	Walmart INC	+0.3%	+119.19%	Add
8	CELG	Celgene CORP	+0.3%	+93.77%	Add
9	VZ	Verizon Communications INC	+0.2%	+130.93%	Add
10	FVD	First Trust Value Line Dvd	+0.1%	+39.22%	Add
11	PG	Procter & Gamble Co/the	0%	+32.92%	Add
12	SDY	Ss Spdr S&p Dividend ETF	0%	+33.18%	Add
13	OEF	Ishares S&p 100 ETF	-1.9%	-65.00%	Trim
14	SPY	Ss Spdr S&p 500 ETF Trust-us	-2%	+13.07%	Add
15	BSV	Vanguard Short-term Bond ETF	-2.6%	-65.24%	Trim
16	AAPL	Apple INC	-2.7%	+2.81%	Add
17	SJNK	Ss Spdr Bb St Hi Yield ETF	-5.5%	-85.58%	Trim
18	TWTRUSD	Twitter INC	—	NEW	New buy
19	VCSH	Vanguard S/t CORP Bond ETF	—	EXIT	Sold out
20	IGSB	Ishares 1-5y Inv Grade CORP	—	NEW	New buy
21	HEDJ	Wisdomtree Europe Hedged Equ	—	NEW	New buy
22	HYS	Pimco 0-5 Year H/y CORP Bond	—	NEW	New buy
23	DLN	Wisdomtree US Largecap Divid	—	NEW	New buy
24	FEX	First Trust Large Cap Core A	—	NEW	New buy
25	GOF	Guggenheim Strategic Opportunities Fund	—	EXIT	Sold out
26	OHI	Omega Healthcare Investors	—	NEW	New buy
27	INTC	Intel CORP	—	NEW	New buy
28	✓	Proshares	—	EXIT	Sold out
29	FV	First Trust Dw Focus 5 Fund	—	NEW	New buy
30	✓	Proshares Tr	—	EXIT	Sold out
31	USMV	Ishares Msci USA Min Vol Fac	—	NEW	New buy
32	TBF	Proshares Short 20+ Treasury	—	EXIT	Sold out
33	CWB	Ss Spdr Bb Conv Sec ETF	—	NEW	New buy
34	ACN	Accenture plc	—	NEW	New buy
35	90002USD	Guggenheim Bulletshares 2018	—	NEW	New buy
36	ORI	Old Republic Intl CORP	—	NEW	New buy
37	XLY	Ss Consumer Disc Select Sect	—	NEW	New buy
38	BABA	Alibaba Group Holding-sp Adr	—	NEW	New buy
39	IXJ	Ishares Global Healthcare Et	—	NEW	New buy
40	✓	Powershares ETF Tr Ii	—	NEW	New buy
41	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	—	NEW	New buy
42	UAA	Under Armour Inc-class A	—	NEW	New buy
43	FXG	First Trust Consumer Staples	—	NEW	New buy
44	DOW	Dow Chem Co	—	NEW	New buy
45	BRK-B	Berkshire Hathaway Inc-cl B	—	NEW	New buy
46	✓		—	NEW	New buy
47	KMI	Kinder Morgan INC	—	NEW	New buy
48	IGFFX	Amer Fnd Intl Gr & Inc-f2	—	EXIT	Sold out
49	PLMKW	Plum Acquisition Corp. IV	—	NEW	New buy
50	IVE	Ishares S&p 500 Value ETF	—	NEW	New buy