Kovack Advisors, Inc. — Q4 2016 13F Holdings

Name: Kovack Advisors, Inc. — 13F Holdings, Q4 2016
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001728321

Total reported value

$1.9B

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Full holdings list this quarter

Showing top 200 holdings (of 257 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	10.12%	-0.18%	+123.60%
2	AAPL	Apple INC	Stock-Tech	7.66%	-0.41%	+43.84%
3	FVD	First Trust Value Line Dvd	ETF-Other	5.81%	—	+154.08%
4	VCSH	Vanguard S/t CORP Bond ETF	ETF-Corp Bonds	2.12%	—	+0.17%
5	AGG	Ishares Core U.s. Aggregate	ETF-Other	2.04%	—	+1.73%
6	VIG	Vanguard Dividend Apprec ETF	ETF-Other	1.98%	—	+58.03%
7	NAD	Nuveen Quality Municipal Income Fund	Stock-Other	1.66%	—	+34.52%
8	META	Meta Platforms Inc-class A	Stock-Comm Services	1.36%	-0.70%	+27.50%
9	IGSB	Ishares 1-5y Inv Grade CORP	ETF-Other	1.28%	—	-34.86%
10	ONEQ	Fidelity Nasdaq Comp Indx	ETF-Tech	1.22%	—	—
11	AMZN	Amazon.com INC	Stock-Consumer Disc	1.21%	-0.44%	+179.21%
12	PG	Procter & Gamble Co/the	Stock-Consumer Staples	1.16%	—	+7.58%
13	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	1.15%	-0.43%	+70.58%
14	SRLN	Ss Blackstone Sr Loan ETF	ETF-Other	1.15%	—	+205.44%
15	DIS	Walt Disney Co/the	Stock-Comm Services	1.13%	—	-2.73%
16	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	1.07%	—	+3.26%
17	T	At&t INC	Stock-Comm Services	1.05%	—	+5.81%
18	JNJ	Johnson & Johnson	Stock-Healthcare	0.99%	—	-10.98%
19	VZ	Verizon Communications INC	Stock-Comm Services	0.98%	—	+11.16%
20	CVX	Chevron CORP	Stock-Energy	0.95%	—	-2.29%
21	SBUX	Starbucks CORP	Stock-Consumer Disc	0.94%	—	+28.20%
22	AEP	American Electric Power Company, Inc.	Stock-Utilities	0.93%	—	-13.19%
23	IYF	Ishares US Financials ETF	ETF-Other	0.89%	—	+0.78%
24	VBND	Vident US Bond Strat ETF	ETF-Other	0.82%	—	-1.55%
25	VUSE	Vident US Eqty Strat ETF	ETF-Other	0.74%	—	-1.68%
26	WMT	Walmart INC	Stock-Consumer Staples	0.73%	—	-0.99%
27	✓	Profunds Ind Ultsec Inv	Stock-Other	0.73%	—	—
28	VTV	Vanguard Value ETF	ETF-Other	0.68%	—	+292.05%
29	BSV	Vanguard Short-term Bond ETF	ETF-Other	0.67%	—	+3.43%
30	VIDI	Vident Intl Eqty Strat ETF	ETF-Other	0.66%	—	-44.58%
31	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	0.66%	+0.13%	+15.25%
32	GILD	Gilead Sciences INC	Stock-Healthcare	0.64%	—	—
33	ILCG	Ishares Morningstar Growth E	ETF-Other	0.64%	—	-4.22%
34	XOM	Exxon Mobil CORP	Stock-Energy	0.62%	+0.22%	-7.13%
35	MSFT	Microsoft CORP	Stock-Tech	0.52%	-1.06%	-30.64%
36	DBDEUR	Diebold Nixdorf INC	Stock-Other	0.48%	—	-9.34%
37	NFLX	Netflix INC	Stock-Comm Services	0.48%	—	-26.92%
38	INTC	Intel CORP	Stock-Tech	0.46%	-0.19%	-2.99%
39	GLD	Spdr Gold Shares	ETF-Commodities	0.46%	—	-12.23%
40	DLN	Wisdomtree US Largecap Divid	ETF-Other	0.46%	—	-13.96%
41	DON	Wisdomtree US Midcap Dividen	ETF-Other	0.45%	—	+9.13%
42	✓		Stock-Other	0.44%	—	+126.28%
43	MO	Altria Group INC	Stock-Consumer Staples	0.44%	—	+23.65%
44	NVDA	Nvidia CORP	Stock-Tech	0.44%	-0.66%	+42.02%
45	JPM	Jpmorgan Chase & Co	Stock-Financials	0.44%	-0.22%	-11.57%
46	VUG	Vanguard Growth ETF	ETF-Other	0.43%	—	-42.81%
47	HD	Home Depot INC	Stock-Consumer Disc	0.43%	-0.09%	+32.64%
48	NKE	Nike INC -cl B	Stock-Consumer Disc	0.43%	—	+89.00%
49	CELG	Celgene CORP	Stock-Other	0.42%	—	-14.11%
50	FV	First Trust Dw Focus 5 Fund	ETF-Other	0.42%	—	-15.43%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Kovack Advisors, Inc. for the quarter ending Q4 2016, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	SPY	Ss Spdr S&p 500 ETF Trust-us	+5.6%	+123.60%	Add
2	FVD	First Trust Value Line Dvd	+3.6%	+154.08%	Add
3	AAPL	Apple INC	+2.3%	+43.84%	Add
4	SRLN	Ss Blackstone Sr Loan ETF	+0.8%	+205.44%	Add
5	VIG	Vanguard Dividend Apprec ETF	+0.7%	+58.03%	Add
6	AMZN	Amazon.com INC	+0.7%	+179.21%	Add
7	VTV	Vanguard Value ETF	+0.5%	+292.05%	Add
8	GOOGL	Alphabet Inc-cl A	+0.5%	+70.58%	Add
9	NAD	Nuveen Quality Municipal Income Fund	+0.4%	+34.52%	Add
10	VYM	Vanguard High Dvd Yield ETF	+0.3%	+279.15%	Add
11	NVDA	Nvidia CORP	+0.2%	+42.02%	Add
12	✓		+0.2%	+126.28%	Add
13	SBUX	Starbucks CORP	+0.2%	+28.20%	Add
14	PM	Philip Morris International	+0.2%	+179.19%	Add
15	XLY	Ss Consumer Disc Select Sect	-0.2%	-37.23%	Trim
16	VUG	Vanguard Growth ETF	-0.4%	-42.81%	Trim
17	XLV	Ss Health Care Select Sector	-0.5%	-62.18%	Trim
18	VIDI	Vident Intl Eqty Strat ETF	-0.6%	-44.58%	Trim
19	IGSB	Ishares 1-5y Inv Grade CORP	-0.7%	-34.86%	Trim
20	✓	Powershares ETF Tr Ii	—	EXIT	Sold out
21	✓	Rydex ETF Trust	—	EXIT	Sold out
22	USMV	Ishares Msci USA Min Vol Fac	—	EXIT	Sold out
23	✓	Barclays Bank PLC	—	EXIT	Sold out
24	ONEQ	Fidelity Nasdaq Comp Indx	—	NEW	New buy
25	SOXL	Direxion Daily Semiconductor Bull 3X Shares	—	EXIT	Sold out
26	✓	Profunds Ind Ultsec Inv	—	NEW	New buy
27	GILD	Gilead Sciences INC	—	NEW	New buy
28	SOXL	Direxion Daily Semiconductor Bull 3X Shares	—	EXIT	Sold out
29	MUX	McEwen Inc.	—	EXIT	Sold out
30	✓	Pimco Fds Income Fd Cl D	—	EXIT	Sold out
31	✓		—	EXIT	Sold out
32	BRK-B	Berkshire Hathaway Inc-cl B	—	EXIT	Sold out
33	RDS-A	Shell Plc-spon Adr-a	—	EXIT	Sold out
34	EFG	Ishares Msci Eafe Growth ETF	—	EXIT	Sold out
35	ATVIEUR	Activision Blizzard INC	—	EXIT	Sold out
36	✓	Powershares Qqq Trust Ser 1	—	EXIT	Sold out
37	MSEX	Middlesex Water Co	—	NEW	New buy
38	WM	Waste Management INC	—	NEW	New buy
39	VNQ	Vanguard Real Estate ETF	—	NEW	New buy
40	ACN	Accenture plc	—	EXIT	Sold out
41	✓	Guggenheim S&p 500 Pure Growth	—	EXIT	Sold out
42	ULTA	Ulta Beauty INC	—	NEW	New buy
43	AMD	Advanced Micro Devices	—	NEW	New buy
44	FXD	First Trust Consumer Discret	—	EXIT	Sold out
45	✓	Powershares ETF Trust	—	EXIT	Sold out
46	SWKS	Skyworks Solutions INC	—	NEW	New buy
47	BUD	Anheuser-busch Inbev-spn Adr	—	NEW	New buy
48	DUK	Du Pont E I De Nemour&Co	—	EXIT	Sold out
49	90002USD	Guggenheim Bulletshares 2018	—	EXIT	Sold out
50	UHAL	U-haul Holding Co	—	NEW	New buy