Kovack Advisors, Inc. — Q1 2021 13F Holdings

Name: Kovack Advisors, Inc. — 13F Holdings, Q1 2021
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001728321

Total reported value

$1.9B

← Back to latest quarter

Full holdings list this quarter

Showing top 200 holdings (of 608 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	4.28%	-0.18%	+8.26%
2	AAPL	Apple INC	Stock-Tech	3.94%	-0.41%	+6.57%
3	AMZN	Amazon.com INC	Stock-Consumer Disc	3.75%	-0.44%	+3.78%
4	MSFT	Microsoft CORP	Stock-Tech	1.92%	-1.06%	+8.84%
5	DGRO	Ishares Core Dividend Growth	ETF-Other	1.72%	—	-43.12%
6	IBOC	International Bancshares Crp	Stock-Other	1.16%	—	-10.27%
7	SHOP	Shopify INC - Class A	Stock-Tech	1.12%	—	+3.32%
8	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	1.08%	+0.13%	-4.83%
9	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	0.91%	—	+9.65%
10	QQQ	Invesco Qqq Trust Series 1	ETF-Tech	0.89%	-0.02%	+1.11%
11	XLK	Ss Technology Select Sector	ETF-Tech	0.85%	—	+21.04%
12	VTV	Vanguard Value ETF	ETF-Other	0.80%	—	+83.96%
13	META	Meta Platforms Inc-class A	Stock-Comm Services	0.77%	-0.70%	-6.10%
14	AGG	Ishares Core U.s. Aggregate	ETF-Other	0.76%	—	+43.12%
15	SCHD	Schwab US Dvd Equity ETF	ETF-Other	0.72%	—	+687.35%
16	VIG	Vanguard Dividend Apprec ETF	ETF-Other	0.70%	—	-23.07%
17	VOO	Vanguard S&p 500 ETF	ETF-Large Cap & Growth	0.69%	+0.54%	-27.08%
18	NVDA	Nvidia CORP	Stock-Tech	0.68%	-0.66%	+10.85%
19	TSLA	Tesla INC	Stock-Consumer Disc	0.66%	-0.51%	+19.05%
20	CNRG	Ss Spdr S&p Kensho Clp ETF	ETF-Other	0.66%	—	—
21	VGSH	Vanguard Short-term Treasury	ETF-Gov Bonds	0.65%	+1.13%	-10.67%
22	CTEC1USD	Global X Cleantech ETF	ETF-Tech	0.64%	—	—
23	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	0.63%	-0.43%	-0.21%
24	GOOG	Alphabet Inc-cl C	Stock-Comm Services	0.62%	—	+2.49%
25	ADTNEUR	Adtran INC	Stock-Other	0.60%	—	+12.28%
26	HD	Home Depot INC	Stock-Consumer Disc	0.60%	-0.09%	-6.96%
27	T	At&t INC	Stock-Comm Services	0.60%	—	+25.09%
28	BISOX	Blckrck Shrt Oblig-inst	Stock-Other	0.57%	—	—
29	VGIT	Vanguard Intermediate-term T	ETF-Other	0.56%	—	+60.12%
30	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	0.56%	—	+8.17%
31	PFE	Pfizer INC	Stock-Healthcare	0.55%	—	+14.97%
32	JNJ	Johnson & Johnson	Stock-Healthcare	0.54%	—	+0.99%
33	RSPS	Invesco S&p 500 Equal Weight	ETF-Large Cap & Growth	0.52%	—	-50.01%
34	VUG	Vanguard Growth ETF	ETF-Other	0.51%	—	+23.87%
35	CRM	Salesforce INC	Stock-Tech	0.51%	-0.14%	+15.69%
36	FLTR	Vaneck Ig Floating Rate ETF	ETF-Other	0.51%	—	+87.81%
37	FTSL	First Trust Senior Loan ETF	ETF-Other	0.51%	—	-20.88%
38	DIS	Walt Disney Co/the	Stock-Comm Services	0.50%	—	+4.58%
39	VRIG	Invesco Variable Rate Invest	ETF-Other	0.50%	—	+63.79%
40	FDN	First Trust Dj Internet Ind	ETF-Other	0.49%	—	+27.94%
41	NOBL	Proshares S&p 500 Dividend A	ETF-Large Cap & Growth	0.48%	—	+2.20%
42	FIXD	First Trust Smith Opportunis	ETF-Other	0.47%	—	+3.13%
43	BALL	Ball CORP	Stock-Consumer Disc	0.47%	—	—
44	AAOI	Applied Optoelectronics INC	Stock-Tech	0.47%	—	+62.27%
45	VT	Vanguard Tot World Stk ETF	ETF-Other	0.46%	—	+859.20%
46	✓	iShares Core MSCI World UCITS ETF (Acc)	ETF-Other	0.46%	—	+1.55%
47	ARAY	Accuray INC	Stock-Other	0.46%	—	+17.95%
48	CWB	Ss Spdr Bb Conv Sec ETF	ETF-Other	0.46%	—	-3.26%
49	FPX	First Trust US Equity Opport	ETF-Other	0.46%	—	+22.41%
50	VZ	Verizon Communications INC	Stock-Comm Services	0.46%	—	+1.66%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Kovack Advisors, Inc. for the quarter ending Q1 2021, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	SCHD	Schwab US Dvd Equity ETF	+0.6%	+687.35%	Add
2	VT	Vanguard Tot World Stk ETF	+0.4%	+859.20%	Add
3	VTV	Vanguard Value ETF	+0.4%	+83.96%	Add
4	JETS	US Global Jets ETF	+0.3%	+957.29%	Add
5	ARKK	Ark Innovation ETF	+0.3%	+1067.79%	Add
6	FIW	First Trust Water ETF	+0.2%	+143.32%	Add
7	FLTR	Vaneck Ig Floating Rate ETF	+0.2%	+87.81%	Add
8	AOM	Ishares Core 40/60 Moderate	+0.2%	+365.35%	Add
9	VGIT	Vanguard Intermediate-term T	+0.2%	+60.12%	Add
10	VRIG	Invesco Variable Rate Invest	+0.2%	+63.79%	Add
11	SPY	Ss Spdr S&p 500 ETF Trust-us	+0.2%	+8.26%	Add
12	AGG	Ishares Core U.s. Aggregate	+0.2%	+43.12%	Add
13	AAOI	Applied Optoelectronics INC	+0.2%	+62.27%	Add
14	IYF	Ishares US Financials ETF	+0.2%	+61.88%	Add
15	IBM	Intl Business Machines CORP	+0.1%	+210.45%	Add
16	PLAB	Photronics INC	+0.1%	+45.57%	Add
17	DE	Deere & Co	+0.1%	+99.15%	Add
18	ZIXI	Zix CORP	+0.1%	+335.54%	Add
19	T	At&t INC	+0.1%	+25.09%	Add
20	ARAY	Accuray INC	+0.1%	+17.95%	Add
21	RPG	Invesco S&p 500 Pure Growth	+0.1%	+73.12%	Add
22	XLK	Ss Technology Select Sector	+0.1%	+21.04%	Add
23	MSFT	Microsoft CORP	+0.1%	+8.84%	Add
24	ADTNEUR	Adtran INC	+0.1%	+12.28%	Add
25	FDN	First Trust Dj Internet Ind	+0.1%	+27.94%	Add
26	VTI	Vanguard Total Stock Mkt ETF	+0.1%	+9.65%	Add
27	IBOC	International Bancshares Crp	0%	-10.27%	Trim
28	LMBS	First Trust Low Duration Opp	-0.2%	-40.46%	Trim
29	FTSL	First Trust Senior Loan ETF	-0.2%	-20.88%	Trim
30	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	-0.2%	-60.24%	Trim
31	UIS	Unisys CORP	-0.2%	-79.59%	Trim
32	VIG	Vanguard Dividend Apprec ETF	-0.3%	-23.07%	Trim
33	IDXX	Idexx Laboratories INC	-0.3%	-36.94%	Trim
34	DIA	Ss Spdr Dow Jones Indus Avg	-0.3%	-43.62%	Trim
35	VOO	Vanguard S&p 500 ETF	-0.3%	-27.08%	Trim
36	XLG	Invesco S&p 500 Top 50 ETF	-0.4%	-90.53%	Trim
37	SH1USD	Proshares Short S&p500	-0.4%	-89.45%	Trim
38	XLP	Ss Consumer Staples Sel Sect	-0.4%	-73.67%	Trim
39	IHI	Ishares U.s. Medical Devices	-0.6%	-64.53%	Trim
40	RSPS	Invesco S&p 500 Equal Weight	-0.6%	-50.01%	Trim
41	DGRO	Ishares Core Dividend Growth	-1.4%	-43.12%	Trim
42	CNRG	Ss Spdr S&p Kensho Clp ETF	—	NEW	New buy
43	CTEC1USD	Global X Cleantech ETF	—	NEW	New buy
44	BISOX	Blckrck Shrt Oblig-inst	—	NEW	New buy
45	BALL	Ball CORP	—	NEW	New buy
46	CIM V7.75 PERP C	Chimera Investment CORP	—	EXIT	Sold out
47	AOR	Ishares Core 60/40 Balanced	—	NEW	New buy
48	IYK	Ishares US Consumer Staples	—	NEW	New buy
49	IWB	Ishares Russell 1000 ETF	—	NEW	New buy
50	XHB	Ss Spdr S&p Homebldrs ETF	—	NEW	New buy