Kovack Advisors, Inc. — Q3 2015 13F Holdings

Name: Kovack Advisors, Inc. — 13F Holdings, Q3 2015
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001728321

Total reported value

$1.9B

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Full holdings list this quarter

Showing top 200 holdings (of 206 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	AAPL	Apple INC	Stock-Tech	7.78%	-0.41%	+2.29%
2	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	5.74%	-0.18%	+39.80%
3	AKS1EUR	Ak Steel Holding CORP	Stock-Other	3.63%	—	—
4	VCSH	Vanguard S/t CORP Bond ETF	ETF-Corp Bonds	3.27%	—	+12.02%
5	FPX	First Trust US Equity Opport	ETF-Other	2.52%	—	—
6	SCHD	Schwab U.S. Dividend Equity ETF	ETF-Other	2.47%	—	-3.42%
7	ONEQ	Fidelity Nasdaq Comp Indx	ETF-Tech	2.17%	—	+3.54%
8	IGSB	Ishares 1-5y Inv Grade CORP	ETF-Other	1.89%	—	-0.00%
9	VIG	Vanguard Dividend Apprec ETF	ETF-Other	1.67%	—	-12.20%
10	PG	Procter & Gamble Co/the	Stock-Consumer Staples	1.52%	—	+79.07%
11	DBEF	Xtrackers Msci Eafe Hedged E	ETF-Other	1.52%	—	+4.35%
12	WMT	Walmart INC	Stock-Consumer Staples	1.46%	—	-9.74%
13	IYF	Ishares US Financials ETF	ETF-Other	1.33%	—	+3.40%
14	CVX	Chevron CORP	Stock-Energy	1.31%	—	+10.49%
15	VUG	Vanguard Growth ETF	ETF-Other	1.30%	—	+567.03%
16	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	1.14%	—	-19.09%
17	BSV	Vanguard Short-term Bond ETF	ETF-Other	1.04%	—	+61.17%
18	AEP	American Electric Power Company, Inc.	Stock-Utilities	1.02%	—	+3.81%
19	HYS	Pimco 0-5 Year H/y CORP Bond	ETF-Corp Bonds	0.96%	—	-7.37%
20	AMLPUSD	Alerian Mlp ETF	ETF-Other	0.95%	—	-3.38%
21	USX1	United States Steel CORP	Stock-Other	0.93%	—	+24.39%
22	FEX	First Trust Large Cap Core A	ETF-Large Cap & Growth	0.90%	—	+16.44%
23	VZ	Verizon Communications INC	Stock-Comm Services	0.89%	—	+6.78%
24	FV	First Trust Dw Focus 5 Fund	ETF-Other	0.89%	—	+26.26%
25	VB	Vanguard Small-cap ETF	ETF-Other	0.85%	—	+25.72%
26	JNJ	Johnson & Johnson	Stock-Healthcare	0.84%	—	+19.14%
27	T	At&t INC	Stock-Comm Services	0.84%	—	+9.00%
28	XLY	Ss Consumer Disc Select Sect	ETF-Other	0.82%	—	-10.61%
29	ILCG	Ishares Morningstar Growth E	ETF-Other	0.78%	—	+255.16%
30	DIS	Walt Disney Co/the	Stock-Comm Services	0.77%	—	+106.82%
31	GILD	Gilead Sciences INC	Stock-Healthcare	0.74%	—	-6.09%
32	DGRW	Wisdomtree U.s. Quality Divi	ETF-Other	0.72%	—	—
33	AGG	Ishares Core U.s. Aggregate	ETF-Other	0.71%	—	+6.02%
34	META	Meta Platforms Inc-class A	Stock-Comm Services	0.68%	-0.70%	+1.38%
35	GSK	GSK plc ADRhedged	Stock-Healthcare	0.64%	—	+154.88%
36	IWS	Ishares Russell Mid-cap Valu	ETF-Other	0.64%	—	-26.95%
37	FVD	First Trust Value Line Dvd	ETF-Other	0.64%	—	-15.24%
38	DIA	Ss Spdr Dow Jones Indus Avg	ETF-Large Cap & Growth	0.63%	—	+153.51%
39	MAT	Mattel INC	Stock-Consumer Disc	0.63%	—	+2.39%
40	XOM	Exxon Mobil CORP	Stock-Energy	0.61%	+0.22%	+1.25%
41	RDS-A	Shell Plc-spon Adr-a	Stock-Other	0.58%	—	—
42	OHI	Omega Healthcare Investors	Stock-Real Estate	0.57%	—	+1.25%
43	DOC	Healthpeak Properties, Inc.	Stock-Real Estate	0.57%	—	-1.12%
44	SDY	Ss Spdr S&p Dividend ETF	ETF-Other	0.57%	—	-62.52%
45	VO	Vanguard Mid-cap ETF	ETF-Other	0.55%	—	+16.56%
46	✓	Powershares Qqq Trust Ser 1	Stock-Other	0.55%	—	+8.27%
47	SHW	Sherwin-williams Co/the	Stock-Materials	0.52%	—	-8.23%
48	CWB	Ss Spdr Bb Conv Sec ETF	ETF-Other	0.52%	—	+3.22%
49	✓	Powershares ETF Trust	ETF-Other	0.51%	—	+43.77%
50	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	0.51%	+0.13%	-2.28%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Kovack Advisors, Inc. for the quarter ending Q3 2015, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	SPY	Ss Spdr S&p 500 ETF Trust-us	+1.3%	+39.80%	Add
2	VUG	Vanguard Growth ETF	+1.1%	+567.03%	Add
3	PG	Procter & Gamble Co/the	+0.6%	+79.07%	Add
4	ILCG	Ishares Morningstar Growth E	+0.6%	+255.16%	Add
5	BSV	Vanguard Short-term Bond ETF	+0.4%	+61.17%	Add
6	GSK	GSK plc ADRhedged	+0.4%	+154.88%	Add
7	DIA	Ss Spdr Dow Jones Indus Avg	+0.4%	+153.51%	Add
8	DIS	Walt Disney Co/the	+0.4%	+106.82%	Add
9	VCSH	Vanguard S/t CORP Bond ETF	+0.3%	+12.02%	Add
10	AXP	American Express Co	+0.3%	+149.85%	Add
11	SLB	Slb LTD	-0.3%	-52.54%	Trim
12	AMLPUSD	Alerian Mlp ETF	-0.3%	-3.38%	Trim
13	WMT	Walmart INC	-0.3%	-9.74%	Trim
14	IWS	Ishares Russell Mid-cap Valu	-0.3%	-26.95%	Trim
15	SCHD	Schwab U.S. Dividend Equity ETF	-0.3%	-3.42%	Trim
16	VIG	Vanguard Dividend Apprec ETF	-0.4%	-12.20%	Trim
17	VTI	Vanguard Total Stock Mkt ETF	-0.4%	-19.09%	Trim
18	USX1	United States Steel CORP	-0.6%	+24.39%	Add
19	DLN	Wisdomtree US Largecap Divid	-0.7%	-55.50%	Trim
20	AAPL	Apple INC	-1%	+2.29%	Add
21	SDY	Ss Spdr S&p Dividend ETF	-1.1%	-62.52%	Trim
22	AKS1EUR	Ak Steel Holding CORP	—	NEW	New buy
23	TWTRUSD	Twitter INC	—	EXIT	Sold out
24	FPX	First Trust US Equity Opport	—	NEW	New buy
25	PKWUSD	Invesco Buyback Achievers Et	—	EXIT	Sold out
26	XLP	Ss Consumer Staples Sel Sect	—	EXIT	Sold out
27	DGRW	Wisdomtree U.s. Quality Divi	—	NEW	New buy
28	RDS-A	Shell Plc-spon Adr-a	—	NEW	New buy
29	NFLX	Netflix INC	—	NEW	New buy
30	EFA	Ishares Msci Eafe ETF	—	NEW	New buy
31	MGC	Vanguard Mega Cap ETF	—	NEW	New buy
32	UNH	Unitedhealth Group INC	—	EXIT	Sold out
33	ABBV	Abbvie INC	—	NEW	New buy
34	✓		—	NEW	New buy
35	AMN	Amn Healthcare Services INC	—	NEW	New buy
36	VALE	Vale S.A.	—	EXIT	Sold out
37	XRT	Ss Spdr S&p Retail ETF	—	NEW	New buy
38	SRLN	Ss Blackstone Sr Loan ETF	—	NEW	New buy
39	ULTA	Ulta Beauty INC	—	NEW	New buy
40	USMV	Ishares Msci USA Min Vol Fac	—	EXIT	Sold out
41	SJNK	Ss Spdr Bb St Hi Yield ETF	—	NEW	New buy
42	POT1EUR	Potash CORP Of Saskatchewan	—	EXIT	Sold out
43	✓	Williams Partners LP	—	EXIT	Sold out
44	EBAY	Ebay INC	—	EXIT	Sold out
45	APO	Apollo Global Management, Inc.	—	NEW	New buy
46	PSQUSD	Proshares Short Qqq	—	NEW	New buy
47	BABA	Alibaba Group Holding-sp Adr	—	EXIT	Sold out
48	OKE	ONEOK, Inc.	—	EXIT	Sold out
49	RIG	Transocean Ltd.	—	EXIT	Sold out
50	UWM	Proshares Ultra Russell2000	—	NEW	New buy