13F GuideFiling Basics
What is SEC Form 13F? Ultimate Guide to Institutional Equity Filings
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
AlphaSMO Research GuideRead Guide
CIK: 0001728321
Total reported value
$2.1B
$2.1B
1011 檔
13.6%
According to the latest 13F quarterly dataset, Kovack Advisors, Inc. managed an equity portfolio of $2.1B at the end of Q1 2026, spanning 1011 distinct U.S. exchange-listed positions.
In Q1 2026, Kovack Advisors, Inc. adopted a defensive or profit-taking posture, trimming 93 positions and completely liquidating 26 holdings to manage risk exposure.
Showing top 200 holdings (of 1011 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | NVDA | Nvidia CORP | Stock-Tech | 4.39% | -0.01% | -19.97% | |
| 2 | AAPL | Apple Inc | Stock-Tech | 3.17% | -0.05% | -17.70% | |
| 3 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 2.97% | +0.01% | -4.73% | |
| 4 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 2.48% | -0.11% | -18.60% | |
| 5 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 2.10% | +0.13% | -16.08% | |
| 6 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 1.80% | +0.08% | +30.57% | |
| 7 | MSFT | Microsoft CORP | Stock-Tech | 1.66% | -0.22% | -30.53% | |
| 8 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 1.55% | +0.50% | -9.34% | |
| 9 | TSLA | Tesla Inc | Stock-Consumer Disc | 1.30% | -0.44% | -24.86% | |
| 10 | VGSH | Vanguard Short-term Treasury | ETF-Gov Bonds | 1.26% | -1.12% | +774.87% | |
| 11 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.02% | +0.08% | -34.93% | |
| 12 | AVGO | Broadcom Inc | Stock-Tech | 1.02% | — | -24.21% | |
| 13 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.84% | +0.05% | -6.60% | |
| 14 | MSTR 8 PERPBond | Strategy Inc | Bond | 0.77% | -0.77% | EXIT | |
| 15 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.76% | -0.12% | -49.28% | |
| 16 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.72% | -0.07% | -8.82% | |
| 17 | GLD | Spdr Gold Shares | ETF-Commodities | 0.71% | -0.22% | +8.42% | |
| 18 | BUFR | Ft Vest Lad Buffervetf-usd I | ETF-Other | 0.70% | -0.06% | +0.82% | |
| 19 | IDMO | Invesco S&p International De | ETF-Other | 0.70% | -0.02% | -15.92% | |
| 20 | PLTR | Palantir Technologies Inc-a | Stock-Tech | 0.66% | -0.21% | -11.48% | |
| 21 | XOM | Exxon Mobil CORP | Stock-Energy | 0.62% | -0.18% | -1.98% | |
| 22 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.61% | +0.01% | -3.09% | |
| 23 | VTV | Vanguard Value ETF | ETF-Other | 0.61% | — | -4.76% | |
| 24 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 0.60% | +0.05% | +0.99% | |
| 25 | QUAL | Ishares Msci USA Quality Fac | ETF-Other | 0.60% | -0.41% | +85.97% | |
| 26 | VEU | Vanguard Ftse All-world Ex-u | ETF-Other | 0.57% | -0.21% | +650.93% | |
| 27 | RDVY | First Trust Rising Dividend | ETF-Other | 0.57% | +0.03% | +3.10% | |
| 28 | WMT | Walmart Inc | Stock-Consumer Staples | 0.55% | -0.10% | +2.94% | |
| 29 | PULS | Pgim Ultra Short Bond ETF | ETF-Other | 0.54% | -0.13% | +9.89% | |
| 30 | ITOT | Ishares Core S&p Total U.s. | ETF-Other | 0.54% | +0.02% | -9.67% | |
| 31 | CGDV | Cap Group Dividend Value | ETF-Other | 0.52% | -0.01% | +0.52% | |
| 32 | FTSM | First Trust Enh Short Mat Fd | ETF-Other | 0.52% | -0.17% | +140.79% | |
| 33 | XLK | Ss Technology Select Sector | ETF-Tech | 0.52% | +0.14% | -9.43% | |
| 34 | VUG | Vanguard Growth ETF | ETF-Other | 0.51% | +0.01% | -3.63% | |
| 35 | IBOC | International Bancshares Crp | Stock-Other | 0.51% | — | -6.91% | |
| 36 | SCHF | Schwab Intl Equity ETF | ETF-Other | 0.51% | +0.03% | -5.40% | |
| 37 | SPMO | Invesco S&p 500 Momentum ETF | ETF-Large Cap & Growth | 0.50% | +0.45% | -71.05% | |
| 38 | IWY | Ishares Russell Top 200 Grow | ETF-Other | 0.50% | -0.24% | +97.42% | |
| 39 | ADTN | Adtran Holdings Inc | Stock-Other | 0.50% | -0.04% | -2.33% | |
| 40 | QQQM | Invesco Nasdaq 100 ETF | ETF-Tech | 0.49% | +0.13% | -2.20% | |
| 41 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.47% | +0.07% | +28.08% | |
| 42 | DYNF | Ishrs US E F R A Etf-usd Inc | ETF-Other | 0.47% | +0.01% | -2.08% | |
| 43 | PSLV | Sprott Physical Silver Trust | Stock-Other | 0.45% | +0.70% | -1.20% | |
| 44 | CVX | Chevron CORP | Stock-Energy | 0.43% | -0.11% | -31.38% | |
| 45 | HD | Home Depot Inc | Stock-Consumer Disc | 0.43% | -0.02% | -24.68% | |
| 46 | FDVV | Fidelity High Dividend ETF | ETF-Other | 0.42% | +0.01% | -6.43% | |
| 47 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.41% | -0.06% | -1.40% | |
| 48 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.40% | -0.02% | -38.93% | |
| 49 | SLV | Ishares Silver Trust | ETF-Commodities | 0.40% | -0.14% | -79.33% | |
| 50 | DIA | Ss Spdr Dow Jones Indus Avg | ETF-Large Cap & Growth | 0.39% | +0.02% | +3.65% |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | VGSH | Vanguard Short-term Treasury | +1.1% | +774.87% | Add |
| 2 | VOO | Vanguard S&p 500 ETF | +0.5% | +30.57% | Add |
| 3 | VEU | Vanguard Ftse All-world Ex-u | +0.5% | +650.93% | Add |
| 4 | FTSM | First Trust Enh Short Mat Fd | +0.3% | +140.79% | Add |
| 5 | QUAL | Ishares Msci USA Quality Fac | +0.3% | +85.97% | Add |
| 6 | JAAA | Janus Henderson Aaa Clo ETF | +0.3% | +1242.50% | Add |
| 7 | DBMF | Imgp Dbi Managed Futures Str | +0.3% | +358.03% | Add |
| 8 | IWY | Ishares Russell Top 200 Grow | +0.3% | +97.42% | Add |
| 9 | XOM | Exxon Mobil CORP | +0.2% | -1.98% | Trim |
| 10 | ADTN | Adtran Holdings Inc | +0.2% | -2.33% | Trim |
| 11 | ET | Energy Transfer LP | +0.2% | +108.21% | Add |
| 12 | GLD | Spdr Gold Shares | +0.2% | +8.42% | Add |
| 13 | VXUS | Vanguard Total Intl Stock | +0.2% | +409.96% | Add |
| 14 | EEM | Ishares Msci Emerging Market | +0.2% | +738.72% | Add |
| 15 | XLE | Ss Energy Select Sector | +0.2% | +19.98% | Add |
| 16 | WDC | Western Digital CORP | +0.2% | +127.48% | Add |
| 17 | FTCB | Ft Core Investment Grade ETF | +0.2% | +134.01% | Add |
| 18 | GEV | GE Vernova Inc | +0.1% | +17.95% | Add |
| 19 | WMT | Walmart Inc | +0.1% | +2.94% | Add |
| 20 | IVV | Ishares Core S&p 500 ETF | +0.1% | -4.73% | Trim |
| 21 | ITA | Ishares U.s. Aerospace & Def | +0.1% | +120.93% | Add |
| 22 | MRK | Merck & Co. Inc. | +0.1% | +75.37% | Add |
| 23 | HDV | Ishares Core High Dividend E | +0.1% | +99.17% | Add |
| 24 | EFV | Ishares Msci Eafe Value ETF | +0.1% | +96.90% | Add |
| 25 | MU | Micron Technology Inc | +0.1% | +30.07% | Add |
| 26 | ENB | Enbridge Inc | +0.1% | +95.73% | Add |
| 27 | IJR | Ishares Core S&p Small-cap E | +0.1% | +73.36% | Add |
| 28 | CAT | Caterpillar Inc | +0.1% | +9.86% | Add |
| 29 | PULS | Pgim Ultra Short Bond ETF | +0.1% | +9.89% | Add |
| 30 | BINC | Ishares Flex I A Etf-usd Inc | +0.1% | +564.12% | Add |
| 31 | GDXY | Yldmax Gold Min Op In St ETF | +0.1% | +141.84% | Add |
| 32 | EPD | Enterprise Products Partners | +0.1% | +91.30% | Add |
| 33 | HYG | Ishr Ibx Usd Hiyld Cb Etf-ui | +0.1% | +405.77% | Add |
| 34 | ETN | Eaton Corporation plc | +0.1% | +54.23% | Add |
| 35 | ASML | ASML Holding N.V. | +0.1% | +120.96% | Add |
| 36 | CSCO | Cisco Systems Inc | +0.1% | +63.17% | Add |
| 37 | HEQT | Simplify Hedged Equity ETF | +0.1% | +17.77% | Add |
| 38 | LLY | Eli Lilly & Co | +0.1% | +28.08% | Add |
| 39 | Q | Qnity Electronics Inc | +0.1% | +266.41% | Add |
| 40 | CRWV | Coreweave Inc-cl A | +0.1% | +377.53% | Add |
| 41 | TIP | Ishares Tips Bond ETF | +0.1% | +275.85% | Add |
| 42 | DOW | Dow Inc | +0.1% | +381.96% | Add |
| 43 | EMB | Ishares Jp Morgan Usd Emergi | +0.1% | +267.21% | Add |
| 44 | LRCX | Lam Research CORP | +0.1% | -6.12% | Trim |
| 45 | COST | Costco Wholesale CORP | +0.1% | -1.40% | Trim |
| 46 | TSM | Taiwan Semiconductor-sp Adr | +0.1% | +2.08% | Add |
| 47 | LQD | Ishr Ibx Usd Invgd Cb Etf-ui | +0.1% | +154.59% | Add |
| 48 | EFG | Ishares Msci Eafe Growth ETF | +0.1% | +99.37% | Add |
| 49 | PYPL | Paypal Holdings Inc | +0.1% | +65.10% | Add |
| 50 | SCHD | Schwab US Dvd Equity ETF | +0.1% | +13.00% | Add |
According to official SEC Form 13F filings, Kovack Advisors, Inc. reported a total U.S. public equity portfolio value of $2.1B across 1011 disclosed positions in Q1 2026.
Expert Analysis & Guides for Tracking Wall Street Smart Money Movements
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
In terms of portfolio concentration, the top 5 core holdings (including NVDA, AAPL, IVV) accounted for 13.6% of total reported equity market value during Q1 2026.
Top New Position Initiated
SCHO
市值: $5.0M
Top Position Liquidated / Trimmed
TER
前期市值: $6.3M
During Q1 2026, Kovack Advisors, Inc.'s top holdings by market value included NVDA (4.4%)、AAPL (3.2%)、IVV (3.0%). The largest single position, NVDA, represented 4.4% of total portfolio value.
In Q1 2026, Kovack Advisors, Inc. made 200 total portfolio adjustments, initiating 18 new buys, adding to 63 positions, trimming 93 holdings, and fully liquidating 26 stocks.
All holding records on this page are fetched directly from the U.S. Securities and Exchange Commission (SEC) EDGAR system (Form 13F-HR). AlphaSMO parses CUSIP identifiers and formats data into Schema.org-compliant datasets.
Understand SEC Form 4 insider disclosures for corporate officers, directors, and 10% owners to track executive transactions.
Understand Rule 144 restricted stock sale notices to spot planned insider liquidations before market sell pressure arrives.
Explore the 5% beneficial ownership threshold, 13D vs 13G filing differences, and recent SEC accelerated deadline rules.
Best practices for analyzing 13F quarterly changes without getting misled by stock splits, options, or market valuation drift.
Learn how AlphaSMO's flagship signal detects high-conviction stocks where 13F hedge funds and corporate insiders buy at the same time.