Kovack Advisors, Inc. — Q3 2019 13F Holdings

Name: Kovack Advisors, Inc. — 13F Holdings, Q3 2019
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001728321

Total reported value

$1.9B

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Full holdings list this quarter

Showing top 200 holdings (of 478 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	4.40%	-0.18%	+9.27%
2	AAPL	Apple INC	Stock-Tech	4.22%	-0.41%	-12.91%
3	AMZN	Amazon.com INC	Stock-Consumer Disc	2.87%	-0.44%	+2.65%
4	DGRO	Ishares Core Dividend Growth	ETF-Other	2.31%	—	+85.76%
5	DIA	Ss Spdr Dow Jones Indus Avg	ETF-Large Cap & Growth	1.71%	—	-0.61%
6	IBOC	International Bancshares Crp	Stock-Other	1.65%	—	-0.58%
7	MSFT	Microsoft CORP	Stock-Tech	1.53%	-1.06%	+19.38%
8	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	1.51%	+0.13%	-6.38%
9	VIG	Vanguard Dividend Apprec ETF	ETF-Other	1.43%	—	+50.19%
10	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	1.39%	—	+13.04%
11	USMV	Ishares Msci USA Min Vol Fac	ETF-Other	1.21%	—	+8.86%
12	RDVY	First Trust Rising Dividend	ETF-Other	1.13%	—	-2.33%
13	NAD	Nuveen Quality Municipal Income Fund	Stock-Other	1.00%	—	+5.21%
14	VTV	Vanguard Value ETF	ETF-Other	0.96%	—	+9.09%
15	HD	Home Depot INC	Stock-Consumer Disc	0.80%	-0.09%	+15.24%
16	T	At&t INC	Stock-Comm Services	0.80%	—	-21.86%
17	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	0.78%	-0.43%	-10.00%
18	META	Meta Platforms Inc-class A	Stock-Comm Services	0.76%	-0.70%	-2.42%
19	SRLN	Ss Blackstone Sr Loan ETF	ETF-Other	0.73%	—	-1.07%
20	BA	Boeing Co/the	Stock-Industrials	0.71%	—	+4.01%
21	VUG	Vanguard Growth ETF	ETF-Other	0.69%	—	+28.18%
22	NEAR	Ishares Sh Dba ETF Usd INC	ETF-Other	0.69%	—	+1.80%
23	XHE	Ss Spdr S&p Hc Equip ETF	ETF-Other	0.69%	—	-1.12%
24	ONEQ	Fidelity Nasdaq Comp Indx	ETF-Tech	0.67%	—	—
25	JNJ	Johnson & Johnson	Stock-Healthcare	0.66%	—	-6.71%
26	ITA	Ishares U.s. Aerospace & Def	ETF-Other	0.66%	—	-2.87%
27	VGSH	Vanguard Short-term Treasury	ETF-Gov Bonds	0.65%	+1.13%	—
28	QQQ	Invesco Qqq Trust Series 1	ETF-Tech	0.61%	-0.02%	-5.27%
29	XLK	Ss Technology Select Sector	ETF-Tech	0.59%	—	-7.95%
30	CVX	Chevron CORP	Stock-Energy	0.59%	—	+14.94%
31	VZ	Verizon Communications INC	Stock-Comm Services	0.58%	—	+8.49%
32	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.58%	—	+5.67%
33	IEMG	Ishares Core Msci Emerging	ETF-Emerging Markets	0.57%	—	+148.19%
34	FVD	First Trust Value Line Dvd	ETF-Other	0.56%	—	+5.94%
35	LMT	Lockheed Martin CORP	Stock-Industrials	0.56%	—	+12.96%
36	V	Visa Inc-class A Shares	Stock-Financials	0.56%	—	-4.96%
37	INTC	Intel CORP	Stock-Tech	0.55%	-0.19%	-4.81%
38	VRIG	Invesco Variable Rate Invest	ETF-Other	0.53%	—	+1.69%
39	XAR	Ss Spdr S&p Aerospace Def	ETF-Other	0.52%	—	-2.52%
40	IDXX	Idexx Laboratories INC	Stock-Healthcare	0.52%	—	+7.55%
41	SSIRX	Ocean Park Tactcal Co In-ins	Stock-Other	0.52%	—	—
42	VNQ	Vanguard Real Estate ETF	ETF-Other	0.51%	—	+7.07%
43	PFE	Pfizer INC	Stock-Healthcare	0.51%	—	+23.76%
44	IWV	Ishares Russell 3000 ETF	ETF-Other	0.51%	—	+0.27%
45	DIS	Walt Disney Co/the	Stock-Comm Services	0.50%	—	+27.97%
46	VO	Vanguard Mid-cap ETF	ETF-Other	0.50%	—	+78.74%
47	GOOG	Alphabet Inc-cl C	Stock-Comm Services	0.48%	—	+10.29%
48	VOO	Vanguard S&p 500 ETF	ETF-Large Cap & Growth	0.46%	+0.54%	+2.59%
49	VCSH	Vanguard S/t CORP Bond ETF	ETF-Corp Bonds	0.46%	—	—
50	XOM	Exxon Mobil CORP	Stock-Energy	0.46%	+0.22%	+1.71%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Kovack Advisors, Inc. for the quarter ending Q3 2019, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	DGRO	Ishares Core Dividend Growth	+1%	+85.76%	Add
2	VIG	Vanguard Dividend Apprec ETF	+0.4%	+50.19%	Add
3	IEMG	Ishares Core Msci Emerging	+0.3%	+148.19%	Add
4	VO	Vanguard Mid-cap ETF	+0.2%	+78.74%	Add
5	NOBL	Proshares S&p 500 Dividend A	+0.2%	+313.35%	Add
6	IEFA	Ishares Core Msci Eafe ETF	+0.2%	+91.54%	Add
7	XLU	St Sr Utl Sl Se Spdr Etf-usd	+0.2%	+118.19%	Add
8	MSFT	Microsoft CORP	+0.2%	+19.38%	Add
9	NEE	Nextera Energy INC	+0.2%	+57.58%	Add
10	D	Dominion Energy INC	+0.1%	+96.59%	Add
11	EFA	Ishares Msci Eafe ETF	+0.1%	+121.75%	Add
12	MO	Altria Group INC	+0.1%	+115.69%	Add
13	HD	Home Depot INC	+0.1%	+15.24%	Add
14	ABBV	Abbvie INC	+0.1%	+62.22%	Add
15	UOCT	Innovator U.s. Equity Ultra	+0.1%	+108.10%	Add
16	VUG	Vanguard Growth ETF	+0.1%	+28.18%	Add
17	CMP	Compass Minerals Internation	+0.1%	+85.35%	Add
18	ITOT	Ishares Core S&p Total U.s.	+0.1%	+73.33%	Add
19	VTI	Vanguard Total Stock Mkt ETF	0%	+13.04%	Add
20	USMV	Ishares Msci USA Min Vol Fac	0%	+8.86%	Add
21	SPY	Ss Spdr S&p 500 ETF Trust-us	0%	+9.27%	Add
22	FDN	First Trust Dj Internet Ind	-0.1%	-26.21%	Trim
23	BABA	Alibaba Group Holding-sp Adr	-0.1%	-30.47%	Trim
24	IYF	Ishares US Financials ETF	-0.2%	-36.40%	Trim
25	JNJ	Johnson & Johnson	-0.2%	-6.71%	Trim
26	T	At&t INC	-0.2%	-21.86%	Trim
27	NFLX	Netflix INC	-0.3%	-62.08%	Trim
28	AMZN	Amazon.com INC	-0.5%	+2.65%	Add
29	IJR	Ishares Core S&p Small-cap E	-0.6%	-61.05%	Trim
30	ONEQ	Fidelity Nasdaq Comp Indx	—	NEW	New buy
31	VGSH	Vanguard Short-term Treasury	—	NEW	New buy
32	ARKW	Ark Next Generation Internet	—	EXIT	Sold out
33	SSIRX	Ocean Park Tactcal Co In-ins	—	NEW	New buy
34	VCSH	Vanguard S/t CORP Bond ETF	—	NEW	New buy
35	FIXD	First Trust Smith Opportunis	—	NEW	New buy
36	BRK-B	Berkshire Hathaway Inc-cl B	—	NEW	New buy
37	ICAFX	Amer Fnd Inv Co Of Am-f2	—	EXIT	Sold out
38	VGIT	Vanguard Intermediate-term T	—	NEW	New buy
39	FDVV	Fidelity High Dividend ETF	—	NEW	New buy
40	HEFA	Isha Curr Hedged Msci Eafe	—	NEW	New buy
41	BX	Blackstone INC	—	NEW	New buy
42	BXUSD	Blackstone Group Lp/the	—	EXIT	Sold out
43	SMLV	Ss Spdr US Sc Low Vol Idx	—	NEW	New buy
44	CRWD	Crowdstrike Holdings INC - A	—	NEW	New buy
45	IXC	Ishares Global Energy ETF	—	EXIT	Sold out
46	APOEUR	Apollo Asset Management INC	—	NEW	New buy
47	✓	ETF Managers Tr	—	EXIT	Sold out
48	DOW	Dow INC	—	NEW	New buy
49	FRG1USD	Franchise Group INC	—	NEW	New buy
50	IEF	Ishares 7-10 Year Treasury B	—	NEW	New buy