Kovack Advisors, Inc. — Q3 2014 13F Holdings

Name: Kovack Advisors, Inc. — 13F Holdings, Q3 2014
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001728321

Total reported value

$1.9B

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	AAPL	Apple INC	Stock-Tech	12.94%	-0.41%	+0.26%
2	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	11.64%	-0.18%	-16.03%
3	SJNK	Ss Spdr Bb St Hi Yield ETF	ETF-Other	6.05%	—	+21.94%
4	VCSH	Vanguard S/t CORP Bond ETF	ETF-Corp Bonds	5.66%	—	+21.36%
5	BSV	Vanguard Short-term Bond ETF	ETF-Other	3.44%	—	—
6	AMLPUSD	Alerian Mlp ETF	ETF-Other	2.66%	—	-9.81%
7	OEF	Ishares S&p 100 ETF	ETF-Other	2.59%	—	+25.80%
8	SDY	Ss Spdr S&p Dividend ETF	ETF-Other	2.52%	—	-35.82%
9	XLP	Ss Consumer Staples Sel Sect	ETF-Other	2.05%	—	+1.22%
10	VIG	Vanguard Dividend Apprec ETF	ETF-Other	1.98%	—	-48.66%
11	SCHD	Schwab U.S. Dividend Equity ETF	ETF-Other	1.48%	—	-29.54%
12	XOM	Exxon Mobil CORP	Stock-Energy	1.33%	+0.22%	+100.21%
13	PG	Procter & Gamble Co/the	Stock-Consumer Staples	1.32%	—	-4.24%
14	T	At&t INC	Stock-Comm Services	1.27%	—	+12.63%
15	IWS	Ishares Russell Mid-cap Valu	ETF-Other	1.24%	—	-5.27%
16	GOF	Guggenheim Strategic Opportunities Fund	Stock-Other	1.21%	—	-37.28%
17	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	1.20%	+0.13%	+4.98%
18	SHW	Sherwin-williams Co/the	Stock-Materials	1.16%	—	—
19	IYF	Ishares US Financials ETF	ETF-Other	1.08%	—	-49.83%
20	✓	Proshares	Stock-Other	1.05%	—	—
21	AEP	American Electric Power Company, Inc.	Stock-Utilities	1.02%	—	+16.98%
22	✓	Proshares Tr	Stock-Other	0.99%	—	—
23	TWXCHF	Time Warner INC	Stock-Other	0.98%	—	+14.25%
24	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	0.95%	—	-36.58%
25	✓	United Dev Funding Xxxregistration Revoked By THE Sec Eff: 08/13/20	Stock-Other	0.95%	—	—
26	TBF	Proshares Short 20+ Treasury	ETF-Gov Bonds	0.89%	—	-75.12%
27	FVD	First Trust Value Line Dvd	ETF-Other	0.86%	—	+8.53%
28	BP	Bp Plc-spons Adr	Stock-Energy	0.77%	—	+40.66%
29	✓	Powershares ETF Trust	ETF-Other	0.73%	—	—
30	✓	New York Reit INC	Stock-Other	0.62%	—	-4.86%
31	AGG	Ishares Core U.s. Aggregate	ETF-Other	0.61%	—	-0.91%
32	ETN	Eaton Corporation plc	Stock-Industrials	0.59%	—	+23.27%
33	XLV	Ss Health Care Select Sector	ETF-Other	0.58%	—	+8.68%
34	META	Meta Platforms Inc-class A	Stock-Comm Services	0.57%	-0.70%	-9.48%
35	MO	Altria Group INC	Stock-Consumer Staples	0.53%	—	+9.41%
36	IBM	Intl Business Machines CORP	Stock-Tech	0.53%	—	+72.10%
37	F	Ford Motor Co	Stock-Consumer Disc	0.52%	—	+9.53%
38	REYN	Reynolds Consumer Products Inc.	Stock-Other	0.52%	—	+1.69%
39	BAC	Bank Of America CORP	Stock-Financials	0.51%	—	-5.19%
40	MSFT	Microsoft CORP	Stock-Tech	0.51%	-1.06%	—
41	✓	Powershares Qqq Trust Ser 1	Stock-Other	0.49%	—	+2.78%
42	WMB	Williams Cos INC	Stock-Energy	0.49%	—	-11.77%
43	✓	Rydex ETF Trust	ETF-Other	0.48%	—	—
44	VZ	Verizon Communications INC	Stock-Comm Services	0.48%	—	+5.14%
45	XLK	Ss Technology Select Sector	ETF-Tech	0.47%	—	-3.92%
46	HPE	Hewlett-Packard Company	Stock-Tech	0.46%	—	—
47	✓	Solarcity CORP	Stock-Other	0.46%	—	+12.45%
48	BMY	Bristol-myers Squibb Co	Stock-Healthcare	0.45%	—	-3.16%
49	DIA	Ss Spdr Dow Jones Indus Avg	ETF-Large Cap & Growth	0.45%	—	—
50	GOOG	Alphabet A	Stock-Comm Services	0.44%	—	+8.37%

1–50 of 113

Holding changes this quarter

Position changes disclosed by Kovack Advisors, Inc. for the quarter ending Q3 2014, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	AAPL	Apple INC	+1.2%	+0.26%	Add
2	VCSH	Vanguard S/t CORP Bond ETF	+1%	+21.36%	Add
3	SJNK	Ss Spdr Bb St Hi Yield ETF	+1%	+21.94%	Add
4	XOM	Exxon Mobil CORP	+0.6%	+100.21%	Add
5	OEF	Ishares S&p 100 ETF	+0.6%	+25.80%	Add
6	DVY	Ishares Select Dividend ETF	-0.3%	-44.20%	Trim
7	XEVVX	Eaton Vance LTD Durat INC	-0.3%	-45.90%	Trim
8	VTI	Vanguard Total Stock Mkt ETF	-0.5%	-36.58%	Trim
9	SCHD	Schwab U.S. Dividend Equity ETF	-0.6%	-29.54%	Trim
10	GOF	Guggenheim Strategic Opportunities Fund	-0.8%	-37.28%	Trim
11	IYF	Ishares US Financials ETF	-1%	-49.83%	Trim
12	SDY	Ss Spdr S&p Dividend ETF	-1.4%	-35.82%	Trim
13	VIG	Vanguard Dividend Apprec ETF	-1.9%	-48.66%	Trim
14	SPY	Ss Spdr S&p 500 ETF Trust-us	-1.9%	-16.03%	Trim
15	TBF	Proshares Short 20+ Treasury	-2.8%	-75.12%	Trim
16	BSV	Vanguard Short-term Bond ETF	—	NEW	New buy
17	SHW	Sherwin-williams Co/the	—	NEW	New buy
18	✓	Proshares	—	NEW	New buy
19	VEA	Vanguard Ftse Developed ETF	—	EXIT	Sold out
20	ARL	American Realty Capital Properties Inc	—	EXIT	Sold out
21	✓	Proshares Tr	—	NEW	New buy
22	✓	United Dev Funding Xxxregistration Revoked By THE Sec Eff: 08/13/20	—	NEW	New buy
23	AMD	Advanced Micro Devices, Inc.	—	EXIT	Sold out
24	IJK	Ishares S&p Mid-cap 400 Grow	—	EXIT	Sold out
25	QNDX	State Street SPDR Portfolio Nasdaq 100 ETF	—	EXIT	Sold out
26	MSFT	Microsoft CORP	—	NEW	New buy
27	HPE	Hewlett-Packard Company	—	NEW	New buy
28	IGFFX	Amer Fnd Intl Gr & Inc-f2	—	NEW	New buy
29	CELG	Celgene CORP	—	NEW	New buy
30	GILD	Gilead Sciences INC	—	NEW	New buy
31	PEP	Pepsico INC	—	NEW	New buy
32	IJS	Ishares S&p Small-cap 600 Va	—	EXIT	Sold out
33	ORCL	Oracle CORP	—	NEW	New buy
34	KDP	Keurig Dr Pepper Inc.	—	NEW	New buy
35	YUM	Yum! Brands INC	—	EXIT	Sold out
36	IVW	Ishares S&p 500 Growth ETF	—	NEW	New buy
37	MRK	Merck & Co. INC.	—	NEW	New buy
38	ONEQ	Fidelity Nasdaq Comp Indx	—	NEW	New buy
39	✓	Lorillard INC	—	NEW	New buy
40	IVE	Ishares S&p 500 Value ETF	—	EXIT	Sold out
41	AMZN	Amazon.com INC	—	EXIT	Sold out
42	ROBO	Robo Global Robotics And Aut	—	EXIT	Sold out
43	GLD	Spdr Gold Shares	—	EXIT	Sold out
44	FMUSD	Ishares Msci Frontier 100	—	EXIT	Sold out
45	✓	Ishares INC	—	NEW	New buy
46	URBN	Urban Outfitters INC	—	EXIT	Sold out
47	CAG	Conagra Brands INC	—	EXIT	Sold out
48	TMO	Thermo Fisher Scientific INC	—	NEW	New buy
49	✓		—	EXIT	Sold out
50	FGD	First Trust Dj Gl Sel Dvd	—	EXIT	Sold out