Kovack Advisors, Inc. — Q3 2017 13F Holdings

Name: Kovack Advisors, Inc. — 13F Holdings, Q3 2017
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001728321

Total reported value

$1.9B

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Full holdings list this quarter

Showing top 200 holdings (of 352 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	5.92%	-0.18%	-30.29%
2	AAPL	Apple INC	Stock-Tech	5.77%	-0.41%	-6.80%
3	FVD	First Trust Value Line Dvd	ETF-Other	4.07%	—	-6.41%
4	AMZN	Amazon.com INC	Stock-Consumer Disc	2.87%	-0.44%	-6.32%
5	META	Meta Platforms Inc-class A	Stock-Comm Services	1.93%	-0.70%	-5.21%
6	VIG	Vanguard Dividend Apprec ETF	ETF-Other	1.70%	—	+0.27%
7	VCSH	Vanguard S/t CORP Bond ETF	ETF-Corp Bonds	1.62%	—	+1.01%
8	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	1.55%	—	+4.01%
9	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	1.49%	-0.43%	+2.74%
10	AGG	Ishares Core U.s. Aggregate	ETF-Other	1.45%	—	+0.48%
11	NAD	Nuveen Quality Municipal Income Fund	Stock-Other	1.39%	—	+1.19%
12	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	1.33%	+0.13%	+0.26%
13	T	At&t INC	Stock-Comm Services	1.29%	—	+22.67%
14	IGSB	Ishares 1-5y Inv Grade CORP	ETF-Other	1.29%	—	-34.53%
15	JNJ	Johnson & Johnson	Stock-Healthcare	1.05%	—	-0.77%
16	HD	Home Depot INC	Stock-Consumer Disc	0.92%	-0.09%	+39.41%
17	VTV	Vanguard Value ETF	ETF-Other	0.90%	—	+61.32%
18	VZ	Verizon Communications INC	Stock-Comm Services	0.84%	—	-9.58%
19	SRLN	Ss Blackstone Sr Loan ETF	ETF-Other	0.84%	—	+3.97%
20	XOM	Exxon Mobil CORP	Stock-Energy	0.78%	+0.22%	+27.57%
21	AEP	American Electric Power Company, Inc.	Stock-Utilities	0.76%	—	+50.48%
22	CVX	Chevron CORP	Stock-Energy	0.74%	—	+11.91%
23	VNQ	Vanguard Real Estate ETF	ETF-Other	0.65%	—	+5.73%
24	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.64%	—	-6.94%
25	XLK	Ss Technology Select Sector	ETF-Tech	0.63%	—	+117.80%
26	BXUSD	Blackstone Group Lp/the	Stock-Other	0.62%	—	+17.92%
27	MSFT	Microsoft CORP	Stock-Tech	0.59%	-1.06%	-18.77%
28	VIDI	Vident Intl Eqty Strat ETF	ETF-Other	0.58%	—	+3.14%
29	VBND	Vident US Bond Strat ETF	ETF-Other	0.58%	—	+5.24%
30	DON	Wisdomtree US Midcap Dividen	ETF-Other	0.58%	—	-3.17%
31	VUSE	Vident US Eqty Strat ETF	ETF-Other	0.57%	—	+2.76%
32	IYF	Ishares US Financials ETF	ETF-Other	0.56%	—	-30.31%
33	V	Visa Inc-class A Shares	Stock-Financials	0.54%	—	-3.49%
34	DIA	Ss Spdr Dow Jones Indus Avg	ETF-Large Cap & Growth	0.54%	—	-19.92%
35	BABA	Alibaba Group Holding-sp Adr	Stock-Consumer Disc	0.53%	—	+189.39%
36	ITA	Ishares U.s. Aerospace & Def	ETF-Other	0.53%	—	-9.18%
37	BSV	Vanguard Short-term Bond ETF	ETF-Other	0.52%	—	+5.08%
38	LMT	Lockheed Martin CORP	Stock-Industrials	0.51%	—	+8.61%
39	SBUX	Starbucks CORP	Stock-Consumer Disc	0.51%	—	+1.89%
40	CSCO	Cisco Systems INC	Stock-Tech	0.51%	—	+50.00%
41	ILCG	Ishares Morningstar Growth E	ETF-Other	0.48%	—	-3.18%
42	GILD	Gilead Sciences INC	Stock-Healthcare	0.48%	—	-11.60%
43	CVS	Cvs Health CORP	Stock-Healthcare	0.48%	—	+23.92%
44	DLN	Wisdomtree US Largecap Divid	ETF-Other	0.48%	—	-0.42%
45	VUG	Vanguard Growth ETF	ETF-Other	0.48%	—	-0.12%
46	DIS	Walt Disney Co/the	Stock-Comm Services	0.46%	—	-33.35%
47	DVY	Ishares Select Dividend ETF	ETF-Other	0.44%	—	+2.24%
48	BA	Boeing Co/the	Stock-Industrials	0.44%	—	-6.56%
49	GLD	Spdr Gold Shares	ETF-Commodities	0.44%	—	-14.07%
50	✓		Stock-Other	0.43%	—	+5.24%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Kovack Advisors, Inc. for the quarter ending Q3 2017, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	BABA	Alibaba Group Holding-sp Adr	+0.4%	+189.39%	Add
2	VTV	Vanguard Value ETF	+0.4%	+61.32%	Add
3	XLK	Ss Technology Select Sector	+0.4%	+117.80%	Add
4	HD	Home Depot INC	+0.3%	+39.41%	Add
5	T	At&t INC	+0.3%	+22.67%	Add
6	ANF	Abercrombie & Fitch Co-cl A	+0.3%	+250.44%	Add
7	NZF	Nuveen Municipal Credit Income Fund	+0.3%	+317.23%	Add
8	AEP	American Electric Power Company, Inc.	+0.2%	+50.48%	Add
9	CSCO	Cisco Systems INC	+0.2%	+50.00%	Add
10	XOM	Exxon Mobil CORP	+0.2%	+27.57%	Add
11	CVX	Chevron CORP	+0.2%	+11.91%	Add
12	FDN	First Trust Dj Internet Ind	+0.2%	+95.27%	Add
13	PFE	Pfizer INC	+0.2%	+66.09%	Add
14	FVD	First Trust Value Line Dvd	0%	-6.41%	Trim
15	AMZN	Amazon.com INC	-0.1%	-6.32%	Trim
16	ITOT	Ishares Core S&p Total U.s.	-0.1%	-50.86%	Trim
17	NVDA	Nvidia CORP	-0.1%	-48.10%	Trim
18	TIP	Ishares Tips Bond ETF	-0.1%	-55.14%	Trim
19	BB	BlackBerry Limited	-0.1%	+5.39%	Add
20	IYF	Ishares US Financials ETF	-0.2%	-30.31%	Trim
21	DIS	Walt Disney Co/the	-0.2%	-33.35%	Trim
22	IGSB	Ishares 1-5y Inv Grade CORP	-0.6%	-34.53%	Trim
23	IBOC	International Bancshares Crp	-0.7%	-80.77%	Trim
24	SPY	Ss Spdr S&p 500 ETF Trust-us	-2.1%	-30.29%	Trim
25	SSIRX	Ocean Park Tactcal Co In-ins	—	EXIT	Sold out
26	USMV	Ishares Msci USA Min Vol Fac	—	NEW	New buy
27	AKAM	Akamai Technologies INC	—	NEW	New buy
28	RDS-A	Shell Plc-spon Adr-a	—	EXIT	Sold out
29	FV	First Trust Dw Focus 5 Fund	—	EXIT	Sold out
30	1JFD	Pimco Dynamic Credit And Mor	—	EXIT	Sold out
31	IJT	Ishares S&p Small-cap 600 Gr	—	EXIT	Sold out
32	BXMT	Blackstone Mortgage Tru-cl A	—	NEW	New buy
33	RCS	Pimco Strategic Income Fund	—	EXIT	Sold out
34	FNX	First Trust Mid Cap Core Alp	—	EXIT	Sold out
35	MORLUSD	Etracs Monthly Pay 2xleverag	—	EXIT	Sold out
36	ALB	Albemarle CORP	—	NEW	New buy
37	HAIN	Hain Celestial Group INC	—	EXIT	Sold out
38	IYH	Ishares U.s. Healthcare ETF	—	NEW	New buy
39	MFC	Manulife Financial CORP	—	EXIT	Sold out
40	FXG	First Trust Consumer Staples	—	EXIT	Sold out
41	DD	DuPont de Nemours, Inc.	—	NEW	New buy
42	✓	Mfs Eq Opp I	—	EXIT	Sold out
43	SWCHF	Sierra Wireless INC	—	EXIT	Sold out
44	ARKQ	Ark Autonomous Tech & Robot	—	EXIT	Sold out
45	FBT	First Trust Nyse Arca Biotec	—	NEW	New buy
46	LBEUR	L Brands INC	—	NEW	New buy
47	ACWI	Ishares Msci Acwi ETF	—	NEW	New buy
48	EOI	Eaton Vance Enhanced Eq Incm	—	NEW	New buy
49	IYY	Ishares Dow Jones U.s. ETF	—	EXIT	Sold out
50	RHHBY	Roche Holdings Ltd-spons Adr	—	NEW	New buy