Kovack Advisors, Inc. — Q3 2018 13F Holdings

Name: Kovack Advisors, Inc. — 13F Holdings, Q3 2018
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001728321

Total reported value

$1.9B

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Full holdings list this quarter

Showing top 200 holdings (of 437 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	AAPL	Apple INC	Stock-Tech	6.16%	-0.41%	-19.97%
2	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	4.73%	-0.18%	+33.31%
3	AMZN	Amazon.com INC	Stock-Consumer Disc	2.91%	-0.44%	-36.89%
4	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	1.71%	—	-7.73%
5	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	1.43%	+0.13%	-0.17%
6	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	1.29%	-0.43%	-14.19%
7	T	At&t INC	Stock-Comm Services	1.18%	—	+38.83%
8	USMV	Ishares Msci USA Min Vol Fac	ETF-Other	1.18%	—	+45.97%
9	MSFT	Microsoft CORP	Stock-Tech	1.15%	-1.06%	+14.15%
10	NAD	Nuveen Quality Municipal Income Fund	Stock-Other	1.05%	—	+9.67%
11	VTV	Vanguard Value ETF	ETF-Other	1.04%	—	+14.60%
12	ITA	Ishares U.s. Aerospace & Def	ETF-Other	0.96%	—	-43.10%
13	XHE	Ss Spdr S&p Hc Equip ETF	ETF-Other	0.95%	—	—
14	SRLN	Ss Blackstone Sr Loan ETF	ETF-Other	0.93%	—	-2.74%
15	JNJ	Johnson & Johnson	Stock-Healthcare	0.93%	—	+8.07%
16	META	Meta Platforms Inc-class A	Stock-Comm Services	0.90%	-0.70%	-21.83%
17	DIA	Ss Spdr Dow Jones Indus Avg	ETF-Large Cap & Growth	0.90%	—	-5.48%
18	QQQ	Invesco Qqq Trust Series 1	ETF-Tech	0.88%	-0.02%	+36.42%
19	HD	Home Depot INC	Stock-Consumer Disc	0.81%	-0.09%	+11.52%
20	IJR	Ishares Core S&p Small-cap E	ETF-Small Cap	0.77%	—	+314.39%
21	ARKW	Ark Next Generation Internet	ETF-Other	0.76%	—	+261.78%
22	CVX	Chevron CORP	Stock-Energy	0.69%	—	+8.80%
23	XAR	Ss Spdr S&p Aerospace Def	ETF-Other	0.67%	—	—
24	VIG	Vanguard Dividend Apprec ETF	ETF-Other	0.65%	—	+2.22%
25	PFE	Pfizer INC	Stock-Healthcare	0.64%	—	+11.22%
26	V	Visa Inc-class A Shares	Stock-Financials	0.63%	—	-21.78%
27	BA	Boeing Co/the	Stock-Industrials	0.62%	—	+3.26%
28	RDVY	First Trust Rising Dividend	ETF-Other	0.61%	—	-75.26%
29	LMT	Lockheed Martin CORP	Stock-Industrials	0.60%	—	+54.54%
30	RPG	Invesco S&p 500 Pure Growth	ETF-Large Cap & Growth	0.59%	—	-5.51%
31	VUSE	Vident US Eqty Strat ETF	ETF-Other	0.59%	—	+8.19%
32	XLK	Ss Technology Select Sector	ETF-Tech	0.55%	—	-0.62%
33	XOM	Exxon Mobil CORP	Stock-Energy	0.54%	+0.22%	+13.93%
34	IGSB	Ishares 1-5y Inv Grade CORP	ETF-Other	0.53%	—	+96.27%
35	FLTR	Vaneck Ig Floating Rate ETF	ETF-Other	0.53%	—	-5.43%
36	VRIG	Invesco Variable Rate Invest	ETF-Other	0.53%	—	-5.60%
37	BSV	Vanguard Short-term Bond ETF	ETF-Other	0.53%	—	+3.99%
38	NFLX	Netflix INC	Stock-Comm Services	0.52%	—	+12.13%
39	CSCO	Cisco Systems INC	Stock-Tech	0.51%	—	-22.80%
40	VNQ	Vanguard Real Estate ETF	ETF-Other	0.51%	—	+2.14%
41	NEAR	Ishares Sh Dba ETF Usd INC	ETF-Other	0.50%	—	—
42	VZ	Verizon Communications INC	Stock-Comm Services	0.49%	—	+1.45%
43	DON	Wisdomtree US Midcap Dividen	ETF-Other	0.49%	—	+1.57%
44	IVW	Ishares S&p 500 Growth ETF	ETF-Large Cap & Growth	0.48%	—	+40.26%
45	JPM	Jpmorgan Chase & Co	Stock-Financials	0.47%	-0.22%	+11.84%
46	ABBV	Abbvie INC	Stock-Healthcare	0.47%	—	+17.32%
47	VCSH	Vanguard S/t CORP Bond ETF	ETF-Corp Bonds	0.46%	—	-2.08%
48	AGG	Ishares Core U.s. Aggregate	ETF-Other	0.46%	—	+38.69%
49	INTC	Intel CORP	Stock-Tech	0.45%	-0.19%	-5.80%
50	DIS	Walt Disney Co/the	Stock-Comm Services	0.45%	—	+15.96%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Kovack Advisors, Inc. for the quarter ending Q3 2018, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	SPY	Ss Spdr S&p 500 ETF Trust-us	+1.1%	+33.31%	Add
2	IJR	Ishares Core S&p Small-cap E	+0.6%	+314.39%	Add
3	ARKW	Ark Next Generation Internet	+0.5%	+261.78%	Add
4	USMV	Ishares Msci USA Min Vol Fac	+0.4%	+45.97%	Add
5	T	At&t INC	+0.3%	+38.83%	Add
6	QQQ	Invesco Qqq Trust Series 1	+0.2%	+36.42%	Add
7	LMT	Lockheed Martin CORP	+0.2%	+54.54%	Add
8	IDXX	Idexx Laboratories INC	+0.2%	+102.80%	Add
9	MSFT	Microsoft CORP	+0.2%	+14.15%	Add
10	IVW	Ishares S&p 500 Growth ETF	+0.1%	+40.26%	Add
11	IWM	Ishares Russell 2000 ETF	+0.1%	+161.07%	Add
12	VOO	Vanguard S&p 500 ETF	+0.1%	+46.21%	Add
13	KRE	Ss Spdr S&p Regional Bank	+0.1%	+180.02%	Add
14	VTV	Vanguard Value ETF	+0.1%	+14.60%	Add
15	JNJ	Johnson & Johnson	+0.1%	+8.07%	Add
16	PFE	Pfizer INC	+0.1%	+11.22%	Add
17	HD	Home Depot INC	+0.1%	+11.52%	Add
18	SPLV	Invesco S&p 500 Low Volatili	-0.2%	-51.90%	Trim
19	1JFD	Pimco Dynamic Credit And Mor	-0.2%	-59.64%	Trim
20	XYZ	Block INC	-0.2%	-73.33%	Trim
21	BABA	Alibaba Group Holding-sp Adr	-0.4%	-34.52%	Trim
22	META	Meta Platforms Inc-class A	-0.6%	-21.83%	Trim
23	ITA	Ishares U.s. Aerospace & Def	-0.7%	-43.10%	Trim
24	AAPL	Apple INC	-0.7%	-19.97%	Trim
25	AMZN	Amazon.com INC	-1.3%	-36.89%	Trim
26	RDVY	First Trust Rising Dividend	-1.9%	-75.26%	Trim
27	XHE	Ss Spdr S&p Hc Equip ETF	—	NEW	New buy
28	XAR	Ss Spdr S&p Aerospace Def	—	NEW	New buy
29	NEAR	Ishares Sh Dba ETF Usd INC	—	NEW	New buy
30	VIDI	Vident Intl Eqty Strat ETF	—	EXIT	Sold out
31	VBND	Vident US Bond Strat ETF	—	EXIT	Sold out
32	IYLD	Ishares Morningstar Multi-as	—	NEW	New buy
33	MORLUSD	Etracs Monthly Pay 2xleverag	—	EXIT	Sold out
34	GSLC	Goldman Activebeta US Lc ETF	—	NEW	New buy
35	QUAL	Ishares Msci USA Quality Fac	—	NEW	New buy
36	VFH	Vanguard Financials ETF	—	EXIT	Sold out
37	IJT	Ishares S&p Small-cap 600 Gr	—	NEW	New buy
38	ARKK	Ark Innovation ETF	—	EXIT	Sold out
39	IJS	Ishares S&p Small-cap 600 Va	—	NEW	New buy
40	NOW	Servicenow INC	—	NEW	New buy
41	MMTM	Ss Spdr S&p 1500 Mom Tilt	—	NEW	New buy
42	HUM	Humana INC	—	NEW	New buy
43	✓	Intelsat	—	EXIT	Sold out
44	PICK	Ishares Msci Global Metals &	—	NEW	New buy
45	INTU	Intuit INC	—	NEW	New buy
46	TXT	Textron INC	—	EXIT	Sold out
47	VRP	Invesco Variable Rate Prefer	—	NEW	New buy
48	CFSIX	Touchst Sands Cap Sel Gr-ins	—	NEW	New buy
49	OXY	Occidental Petroleum CORP	—	NEW	New buy
50	AVAV	Aerovironment INC	—	EXIT	Sold out