Kovack Advisors, Inc. — Q3 2016 13F Holdings

Name: Kovack Advisors, Inc. — 13F Holdings, Q3 2016
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001728321

Total reported value

$1.9B

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Full holdings list this quarter

Showing top 200 holdings (of 257 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	✓	Powershares ETF Tr Ii	ETF-Other	5.65%	—	+4.53%
2	AAPL	Apple INC	Stock-Tech	5.32%	-0.41%	-9.43%
3	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	4.48%	-0.18%	-1.69%
4	✓	Rydex ETF Trust	ETF-Other	3.78%	—	+17.48%
5	FVD	First Trust Value Line Dvd	ETF-Other	2.26%	—	+279.85%
6	VCSH	Vanguard S/t CORP Bond ETF	ETF-Corp Bonds	2.20%	—	-2.28%
7	AGG	Ishares Core U.s. Aggregate	ETF-Other	2.13%	—	-1.77%
8	IGSB	Ishares 1-5y Inv Grade CORP	ETF-Other	2.02%	—	+52.16%
9	USMV	Ishares Msci USA Min Vol Fac	ETF-Other	1.56%	—	—
10	✓	Barclays Bank PLC	Stock-Other	1.38%	—	—
11	NAD	Nuveen Quality Municipal Income Fund	Stock-Other	1.30%	—	+601.31%
12	VIG	Vanguard Dividend Apprec ETF	ETF-Other	1.26%	—	-3.78%
13	VIDI	Vident Intl Eqty Strat ETF	ETF-Other	1.25%	—	-12.20%
14	META	Meta Platforms Inc-class A	Stock-Comm Services	1.22%	-0.70%	+43.60%
15	PG	Procter & Gamble Co/the	Stock-Consumer Staples	1.17%	—	-2.40%
16	JNJ	Johnson & Johnson	Stock-Healthcare	1.17%	—	+49.79%
17	DIS	Walt Disney Co/the	Stock-Comm Services	1.06%	—	+70.25%
18	SOXL	Direxion Daily Semiconductor Bull 3X Shares	Stock-Other	1.03%	—	+855.35%
19	AEP	American Electric Power Company, Inc.	Stock-Utilities	1.03%	—	+14.23%
20	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	1.02%	—	+3.20%
21	T	At&t INC	Stock-Comm Services	0.97%	—	-9.11%
22	VBND	Vident US Bond Strat ETF	ETF-Other	0.91%	—	-20.39%
23	VZ	Verizon Communications INC	Stock-Comm Services	0.88%	—	+9.13%
24	CVX	Chevron CORP	Stock-Energy	0.87%	—	+0.90%
25	IYF	Ishares US Financials ETF	ETF-Other	0.80%	—	-1.90%
26	WMT	Walmart INC	Stock-Consumer Staples	0.79%	—	-26.50%
27	VUG	Vanguard Growth ETF	ETF-Other	0.78%	—	-0.12%
28	SBUX	Starbucks CORP	Stock-Consumer Disc	0.73%	—	+32.45%
29	VUSE	Vident US Eqty Strat ETF	ETF-Other	0.71%	—	-9.65%
30	MSFT	Microsoft CORP	Stock-Tech	0.71%	-1.06%	+19.76%
31	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	0.70%	-0.43%	+36.51%
32	XLV	Ss Health Care Select Sector	ETF-Other	0.69%	—	+1.75%
33	ILCG	Ishares Morningstar Growth E	ETF-Other	0.69%	—	—
34	BSV	Vanguard Short-term Bond ETF	ETF-Other	0.67%	—	+2.61%
35	XOM	Exxon Mobil CORP	Stock-Energy	0.66%	+0.22%	+8.59%
36	XLY	Ss Consumer Disc Select Sect	ETF-Other	0.63%	—	—
37	GLD	Spdr Gold Shares	ETF-Commodities	0.61%	—	+258.10%
38	SOXL	Direxion Daily Semiconductor Bull 3X Shares	Stock-Other	0.59%	—	+356.64%
39	MUX	McEwen Inc.	Stock-Other	0.58%	—	—
40	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	0.57%	+0.13%	+18.55%
41	DBDEUR	Diebold Nixdorf INC	Stock-Other	0.54%	—	-2.63%
42	NFLX	Netflix INC	Stock-Comm Services	0.53%	—	+9.43%
43	DLN	Wisdomtree US Largecap Divid	ETF-Other	0.52%	—	+22.18%
44	✓	Pimco Fds Income Fd Cl D	Stock-Other	0.52%	—	—
45	INTC	Intel CORP	Stock-Tech	0.51%	-0.19%	+234.76%
46	FV	First Trust Dw Focus 5 Fund	ETF-Other	0.50%	—	-1.56%
47	AMZN	Amazon.com INC	Stock-Consumer Disc	0.49%	-0.44%	+8.70%
48	GSK	GSK plc ADRhedged	Stock-Healthcare	0.48%	—	+1.15%
49	IAUUSD	Ishares Gold Trust	ETF-Commodities	0.48%	—	-8.98%
50	✓		Stock-Other	0.46%	—	+21.28%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Kovack Advisors, Inc. for the quarter ending Q3 2016, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	FVD	First Trust Value Line Dvd	+1.6%	+279.85%	Add
2	NAD	Nuveen Quality Municipal Income Fund	+1.1%	+601.31%	Add
3	IGSB	Ishares 1-5y Inv Grade CORP	+0.6%	+52.16%	Add
4	GLD	Spdr Gold Shares	+0.4%	+258.10%	Add
5	META	Meta Platforms Inc-class A	+0.4%	+43.60%	Add
6	INTC	Intel CORP	+0.4%	+234.76%	Add
7	DIS	Walt Disney Co/the	+0.3%	+70.25%	Add
8	JNJ	Johnson & Johnson	+0.3%	+49.79%	Add
9	IBB	Ishares Biotechnology ETF	+0.2%	+140.68%	Add
10	GOOGL	Alphabet Inc-cl A	+0.2%	+36.51%	Add
11	CELG	Celgene CORP	+0.2%	+86.64%	Add
12	MRK	Merck & Co. INC.	+0.2%	+117.15%	Add
13	TGT	Target CORP	+0.2%	+107.22%	Add
14	MSFT	Microsoft CORP	+0.1%	+19.76%	Add
15	✓	Rydex ETF Trust	+0.1%	+17.48%	Add
16	AAPL	Apple INC	-0.1%	-9.43%	Trim
17	✓	Powershares ETF Tr Ii	-0.1%	+4.53%	Add
18	VBND	Vident US Bond Strat ETF	-0.3%	-20.39%	Trim
19	SOXL	Direxion Daily Semiconductor Bull 3X Shares	-0.3%	+855.35%	Add
20	SOXL	Direxion Daily Semiconductor Bull 3X Shares	-0.4%	+356.64%	Add
21	WMT	Walmart INC	-0.4%	-26.50%	Trim
22	HYS	Pimco 0-5 Year H/y CORP Bond	-0.4%	-67.01%	Trim
23	SCHD	Schwab U.S. Dividend Equity ETF	—	EXIT	Sold out
24	ONEQ	Fidelity Nasdaq Comp Indx	—	EXIT	Sold out
25	USMV	Ishares Msci USA Min Vol Fac	—	NEW	New buy
26	✓	Barclays Bank PLC	—	NEW	New buy
27	✓	Powershares ETF Tr Ii	—	EXIT	Sold out
28	XLY	Ss Consumer Disc Select Sect	—	NEW	New buy
29	✓	Pimco Fds Income Fd Cl D	—	NEW	New buy
30	✓	Trust Professional Managers Schooner Instl	—	EXIT	Sold out
31	GDXJ	Vaneck Junior Gold Miners	—	NEW	New buy
32	GILD	Gilead Sciences INC	—	EXIT	Sold out
33	BSCZ	Invesco Exchange-Traded Self-Indexed Fund Trust - Invesco BulletShares 2035 Corporate Bond ETF	—	EXIT	Sold out
34	TFSCX	Templeton Foreign Sm Co-adv	—	EXIT	Sold out
35	REYN	Reynolds Consumer Products Inc.	—	EXIT	Sold out
36	FRIFX	Fidelity Real Estate INC	—	EXIT	Sold out
37	WBA	Walgreens Boots Alliance INC	—	EXIT	Sold out
38	MBB	Ishares Mbs ETF	—	NEW	New buy
39	PDCOEUR	Patterson Cos INC	—	EXIT	Sold out
40	HTAEUR	Healthcare Trust Of Ame-cl A	—	NEW	New buy
41	✓		—	NEW	New buy
42	FXN	First Trust Energy Alphadex	—	NEW	New buy
43	✓	First Tr Exchange Traded Fd Cboe	—	NEW	New buy
44	IJR	Ishares Core S&p Small-cap E	—	NEW	New buy
45	NVDA	Nvidia CORP	—	NEW	New buy
46	VCLT	Vanguard Long-term CORP Bond	—	EXIT	Sold out
47	MA	Mastercard INC - A	—	NEW	New buy
48	FKU	First Trust United Kingdom	—	EXIT	Sold out
49	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	—	EXIT	Sold out
50	FXO	First Trust Financial Alphad	—	NEW	New buy