Kovack Advisors, Inc. — Q4 2019 13F Holdings

Name: Kovack Advisors, Inc. — 13F Holdings, Q4 2019
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001728321

Total reported value

$1.9B

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Full holdings list this quarter

Showing top 200 holdings (of 480 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	5.44%	-0.18%	+30.61%
2	AAPL	Apple INC	Stock-Tech	4.53%	-0.41%	-6.41%
3	AMZN	Amazon.com INC	Stock-Consumer Disc	2.84%	-0.44%	+6.74%
4	DGRO	Ishares Core Dividend Growth	ETF-Other	2.50%	—	+15.91%
5	IBOC	International Bancshares Crp	Stock-Other	1.61%	—	+0.56%
6	MSFT	Microsoft CORP	Stock-Tech	1.59%	-1.06%	+5.06%
7	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	1.40%	+0.13%	-1.37%
8	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	1.38%	—	+4.86%
9	VIG	Vanguard Dividend Apprec ETF	ETF-Other	1.30%	—	+0.34%
10	RDVY	First Trust Rising Dividend	ETF-Other	1.26%	—	+12.98%
11	USMV	Ishares Msci USA Min Vol Fac	ETF-Other	1.13%	—	+4.62%
12	FVD	First Trust Value Line Dvd	ETF-Other	1.05%	—	+106.29%
13	QQQ	Invesco Qqq Trust Series 1	ETF-Tech	0.97%	-0.02%	+61.26%
14	VTV	Vanguard Value ETF	ETF-Other	0.91%	—	+1.18%
15	NAD	Nuveen Quality Municipal Income Fund	Stock-Other	0.84%	—	-5.23%
16	FTSL	First Trust Senior Loan ETF	ETF-Other	0.82%	—	—
17	VGSH	Vanguard Short-term Treasury	ETF-Gov Bonds	0.75%	+1.13%	+32.30%
18	T	At&t INC	Stock-Comm Services	0.73%	—	+1.49%
19	BA	Boeing Co/the	Stock-Industrials	0.70%	—	+33.67%
20	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	0.68%	-0.43%	-8.14%
21	JNJ	Johnson & Johnson	Stock-Healthcare	0.68%	—	+4.30%
22	VUG	Vanguard Growth ETF	ETF-Other	0.66%	—	+0.98%
23	XHE	Ss Spdr S&p Hc Equip ETF	ETF-Other	0.66%	—	+0.92%
24	HD	Home Depot INC	Stock-Consumer Disc	0.64%	-0.09%	-2.06%
25	NEAR	Ishares Sh Dba ETF Usd INC	ETF-Other	0.62%	—	+4.24%
26	V	Visa Inc-class A Shares	Stock-Financials	0.62%	—	+16.97%
27	INTC	Intel CORP	Stock-Tech	0.61%	-0.19%	+9.67%
28	DIA	Ss Spdr Dow Jones Indus Avg	ETF-Large Cap & Growth	0.59%	—	-62.36%
29	SCHD	Schwab US Dvd Equity ETF	ETF-Other	0.59%	—	+413.92%
30	IEMG	Ishares Core Msci Emerging	ETF-Emerging Markets	0.58%	—	+7.50%
31	XLK	Ss Technology Select Sector	ETF-Tech	0.58%	—	-0.72%
32	ITA	Ishares U.s. Aerospace & Def	ETF-Other	0.58%	—	+1.70%
33	LMT	Lockheed Martin CORP	Stock-Industrials	0.58%	—	+18.72%
34	META	Meta Platforms Inc-class A	Stock-Comm Services	0.55%	-0.70%	-27.53%
35	CVX	Chevron CORP	Stock-Energy	0.54%	—	+4.26%
36	CSCO	Cisco Systems INC	Stock-Tech	0.53%	—	+39.79%
37	VZ	Verizon Communications INC	Stock-Comm Services	0.53%	—	+3.56%
38	NEE	Nextera Energy INC	Stock-Utilities	0.53%	—	+44.59%
39	DIS	Walt Disney Co/the	Stock-Comm Services	0.53%	—	+8.79%
40	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.51%	—	+1.20%
41	TOTL	Ss Doubleline Tr Tact ETF	ETF-Other	0.50%	—	+1255.95%
42	JPM	Jpmorgan Chase & Co	Stock-Financials	0.50%	-0.22%	+10.44%
43	IEFA	Ishares Core Msci Eafe ETF	ETF-Other	0.50%	—	+24.80%
44	PFE	Pfizer INC	Stock-Healthcare	0.50%	—	+3.00%
45	VCSH	Vanguard S/t CORP Bond ETF	ETF-Corp Bonds	0.50%	—	+25.42%
46	IWV	Ishares Russell 3000 ETF	ETF-Other	0.48%	—	-0.50%
47	XOM	Exxon Mobil CORP	Stock-Energy	0.47%	+0.22%	+19.94%
48	XAR	Ss Spdr S&p Aerospace Def	ETF-Other	0.47%	—	+1.46%
49	VRIG	Invesco Variable Rate Invest	ETF-Other	0.46%	—	-0.31%
50	VO	Vanguard Mid-cap ETF	ETF-Other	0.45%	—	-1.52%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Kovack Advisors, Inc. for the quarter ending Q4 2019, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	SPY	Ss Spdr S&p 500 ETF Trust-us	+1%	+30.61%	Add
2	FVD	First Trust Value Line Dvd	+0.5%	+106.29%	Add
3	SCHD	Schwab US Dvd Equity ETF	+0.5%	+413.92%	Add
4	TOTL	Ss Doubleline Tr Tact ETF	+0.5%	+1255.95%	Add
5	QQQ	Invesco Qqq Trust Series 1	+0.4%	+61.26%	Add
6	AAPL	Apple INC	+0.3%	-6.41%	Trim
7	LMBS	First Trust Low Duration Opp	+0.3%	+466.86%	Add
8	EPD	Enterprise Products Partners	+0.3%	+405.94%	Add
9	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	+0.2%	+239.12%	Add
10	DGRO	Ishares Core Dividend Growth	+0.2%	+15.91%	Add
11	SH1USD	Proshares Short S&p500	+0.2%	+274.10%	Add
12	NOBL	Proshares S&p 500 Dividend A	+0.2%	+84.32%	Add
13	FPE	Ft-preferred Secur & INC ETF	+0.2%	+260.41%	Add
14	IYF	Ishares US Financials ETF	+0.1%	+62.64%	Add
15	BMY	Bristol-myers Squibb Co	+0.1%	+55.29%	Add
16	BX	Blackstone INC	+0.1%	+66.29%	Add
17	RDVY	First Trust Rising Dividend	+0.1%	+12.98%	Add
18	NEE	Nextera Energy INC	+0.1%	+44.59%	Add
19	TIP	Ishares Tips Bond ETF	+0.1%	+78.21%	Add
20	WEP	Magellan Midstream Partners	+0.1%	+332.77%	Add
21	VGSH	Vanguard Short-term Treasury	+0.1%	+32.30%	Add
22	STWD	Starwood Property Trust INC	+0.1%	+48.34%	Add
23	ADBE	Adobe INC	+0.1%	+23.21%	Add
24	CSCO	Cisco Systems INC	+0.1%	+39.79%	Add
25	IEFA	Ishares Core Msci Eafe ETF	+0.1%	+24.80%	Add
26	MSFT	Microsoft CORP	+0.1%	+5.06%	Add
27	V	Visa Inc-class A Shares	+0.1%	+16.97%	Add
28	INTC	Intel CORP	+0.1%	+9.67%	Add
29	VTI	Vanguard Total Stock Mkt ETF	0%	+4.86%	Add
30	AMZN	Amazon.com INC	0%	+6.74%	Add
31	IBOC	International Bancshares Crp	0%	+0.56%	Add
32	XLU	St Sr Utl Sl Se Spdr Etf-usd	-0.2%	-55.30%	Trim
33	ONEQ	Fidelity Nasdaq Comp Indx	-0.3%	-37.70%	Trim
34	SRLN	Ss Blackstone Sr Loan ETF	-0.7%	-87.27%	Trim
35	DIA	Ss Spdr Dow Jones Indus Avg	-1.1%	-62.36%	Trim
36	FTSL	First Trust Senior Loan ETF	—	NEW	New buy
37	SSIRX	Ocean Park Tactcal Co In-ins	—	EXIT	Sold out
38	GOVT	Ishares US Treasury Bond ETF	—	NEW	New buy
39	CELG	Celgene CORP	—	EXIT	Sold out
40	TFC	Truist Financial CORP	—	NEW	New buy
41	FTHSX	Fullthaler Beh S/c Eqty-inst	—	NEW	New buy
42	BBTUSD	Bb&t CORP	—	EXIT	Sold out
43	FDVV	Fidelity High Dividend ETF	—	EXIT	Sold out
44	MINT	Pimco Enhanced Short Maturit	—	NEW	New buy
45	CRWD	Crowdstrike Holdings INC - A	—	EXIT	Sold out
46	QQEW	First Tr Nasdaq-100 Sel Eq	—	NEW	New buy
47	EMLP	First Trust North American E	—	NEW	New buy
48	BIL	Ss Spdr Bb 1-3m T-bill ETF	—	NEW	New buy
49	AMGN	Amgen INC	—	EXIT	Sold out
50	INTU	Intuit INC	—	EXIT	Sold out