AC
Aviance Capital Management, LLC Historical SEC 13F Holdings & Archive (Q1 2019)
Aviance Capital Management, LLCCIK: 0001412575
Diversified strategyMomentum followerSector-focused
Total reported value
$668.2M
Reporting period: 2019-03-31 · Number of holdings: 248
AVIANCE CAPITAL MANAGEMENT, LLC disclosed 248 holdings in its latest 13F filing for the period ending 2019-03-31, with total reported value of $668.2M and a quarterly turnover rate of 40.1%.
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Personality snowflake
- Concentration
- 9.25
- Portfolio Stability
- 40.1
- Momentum
- 100
- Sector conviction
- 83.79
- Diversification
- 100
- Sizing Uniformity
- 78.2
Aviance Capital Management, LLC's disclosed holdings carry a Herfindahl concentration index of 0.023 — mathematically equivalent to about 43 equally-sized positions, well below its 248 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.18), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 14% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim 00768Y727
-44.4% -$14.0M
Add MLPAUSD
+122.6% $11.3M
Add KRE
+338.4% $9.9M
Trim SNY
-100.0% -$10.4M
Add XLY
+267.1% $8.8M
Trim XLP
-77.9% -$9.1M
Holdings Map
New buyAddUnchangedTrim
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 248 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | NFLT | Virtus Newfleet Multi-sector | ETF-Other | 6.86% | -0.10% | -10.22% | |
| 2 | VSHY | Virtus Nwflt Shrt Dur Hi Yld | ETF-Other | 6.50% | — | -5.59% | |
| 3 | HYLS | Ft Tactical High Yield ETF | ETF-High Yield | 6.47% | -0.74% | -21.00% | |
| 4 | AFIF | Anfield Universal Fixed Inco | ETF-Other | 3.91% | -0.43% | -16.07% | |
| 5 | MLPAUSD | Global X Mlp ETF | ETF-Other | 2.75% | +1.75% | +122.61% | |
| 6 | ✓ | Advisorshares Newfleet Mult-sect Inc ETF | ETF-Other | 2.71% | -1.80% | -44.37% | |
| 7 | VZ | Verizon Communications Inc | Stock-Comm Services | 2.17% | -0.45% | -26.22% | |
| 8 | T | At&t Inc | Stock-Comm Services | 1.92% | +0.48% | +13.81% | |
| 9 | KRE | Ss Spdr S&p Regional Bank | ETF-Other | 1.87% | +1.51% | +338.35% | |
| 10 | SPG | Simon Property Group Inc | Stock-Real Estate | 1.82% | -0.10% | -18.18% | |
| 11 | CCI | Crown Castle Inc | Stock-Real Estate | 1.74% | — | -20.19% | |
| 12 | XLY | Ss Consumer Disc Select Sect | ETF-Other | 1.73% | +1.35% | +267.05% | |
| 13 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 1.67% | +0.82% | +57.45% | |
| 14 | WELL | Welltower Inc | Stock-Real Estate | 1.51% | — | -7.25% | |
| 15 | XLF | Ss Financial Select Sector | ETF-Other | 1.44% | +0.44% | +24.79% | |
| 16 | R6C2 | Royal Dutch Shell-spon Adr-b | Stock-Other | 1.34% | — | -17.25% | |
| 17 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 1.33% | — | -12.86% | |
| 18 | EMLP | First Trust North American E | ETF-Other | 1.29% | +0.61% | +55.05% | |
| 19 | RITM | Rithm Capital CORP | Stock-Real Estate | 1.29% | +0.53% | +34.60% | |
| 20 | NLYEUR | Annaly Capital Management In | Stock-Other | 1.27% | +0.38% | +31.75% | |
| 21 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 1.27% | +0.51% | +38.87% | |
| 22 | BP | Bp Plc-spons Adr | Stock-Energy | 1.25% | — | -13.10% | |
| 23 | AVGO | Broadcom Inc | Stock-Tech | 1.23% | +1.18% | +1807.02% | |
| 24 | DUK | Duke Energy CORP | Stock-Utilities | 1.21% | -0.14% | -19.70% | |
| 25 | IBM | Intl Business Machines CORP | Stock-Tech | 1.19% | +1.17% | +4122.99% | |
| 26 | FTSL | First Trust Senior Loan ETF | ETF-Other | 1.18% | — | -9.59% | |
| 27 | TBX | Proshares Short 7-10 Yr Tsy | ETF-Other | 1.18% | -1.17% | -51.76% | |
| 28 | QCOM | Qualcomm Inc | Stock-Tech | 1.13% | — | -0.97% | |
| 29 | SRLN | Ss Blackstone Sr Loan ETF | ETF-Other | 1.11% | -0.18% | -21.69% | |
| 30 | XLE | Ss Energy Select Sector | ETF-Other | 1.03% | +0.52% | +64.93% | |
| 31 | NEE | Nextera Energy Inc | Stock-Utilities | 1.00% | — | -22.29% | |
| 32 | DIA | Ss Spdr Dow Jones Indus Avg | ETF-Large Cap & Growth | 0.98% | -0.41% | -40.62% | |
| 33 | RCL | Royal Caribbean Cruises Ltd. | Stock-Consumer Disc | 0.97% | — | -11.91% | |
| 34 | XLU | St Sr Utl Sl Se Spdr Etf-usd | ETF-Other | 0.96% | -0.71% | -50.72% | |
| 35 | TTEN | Totalenergies Se -spon Adr | Stock-Other | 0.87% | — | -14.47% | |
| 36 | RWR | Ss Spdr Dow Jones Reit ETF | ETF-Other | 0.86% | — | -9.49% | |
| 37 | CAT | Caterpillar Inc | Stock-Industrials | 0.84% | — | -18.15% | |
| 38 | PPL | Ppl CORP | Stock-Utilities | 0.83% | -0.54% | -49.32% | |
| 39 | XLK | Ss Technology Select Sector | ETF-Tech | 0.82% | +0.40% | +54.93% | |
| 40 | CVX | Chevron CORP | Stock-Energy | 0.78% | +0.73% | +1260.25% | |
| 41 | VOD | Vodafone Group Plc-sp Adr | Stock-Comm Services | 0.77% | -0.54% | -41.47% | |
| 42 | FPE | Ft-preferred Secur & Inc ETF | ETF-Other | 0.73% | — | -15.89% | |
| 43 | ✓ | Etfis Ser Tr I Virtus Cumbrlan | Stock-Other | 0.73% | — | -14.73% | |
| 44 | XOM | Exxon Mobil CORP | Stock-Energy | 0.71% | +0.71% | +17060.82% | |
| 45 | GSK | GSK plc | Stock-Healthcare | 0.70% | -0.53% | -51.36% | |
| 46 | SO | Southern Co/the | Stock-Utilities | 0.69% | -0.76% | -61.88% | |
| 47 | VYM | Vanguard High Dvd Yield ETF | ETF-Other | 0.69% | — | -4.92% | |
| 48 | PFF | Ishares Preferred & Income S | ETF-Other | 0.69% | — | -3.84% | |
| 49 | D | Dominion Energy Inc | Stock-Utilities | 0.66% | -0.88% | -62.74% | |
| 50 | GIS | General Mills Inc | Stock-Consumer Staples | 0.60% | — | -18.26% |
1–50 of 200
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2019 Q1 | 248 | $668.2M | 40 | ||
| 2018 Q4 | 230 | $711.9M | 72 | ||
| 2018 Q3 | 212 | $1.0B | 47 | ||
| 2018 Q2 | 199 | $1.2B | 48 | ||
| 2018 Q1 | 282 | $1.3B | 25 | ||
| 2017 Q4 | 264 | $1.4B | 28 | ||
| 2017 Q3 | 331 | $1.5B | 27 | ||
| 2017 Q2 | 348 | $1.6B | 38 | ||
| 2017 Q1 | 240 | $1.8B | 36 | ||
| 2016 Q4 | 240 | $1.9B | 91 | ||
| 2016 Q3 | 405 | $3.6B | 25 | ||
| 2016 Q2 | 385 | $3.3B | 28 | ||
| 2016 Q1 | 412 | $3.0B | 42 | ||
| 2015 Q4 | 403 | $3.1B | 27 | ||
| 2015 Q3 | 412 | $2.9B | 100 | ||
| 2015 Q2 | 412 | $2.8B | 0 | ||
| 2015 Q1 | 375 | $2.7B | 91 | ||
| 2014 Q4 | 452 | $2.8B | 58 | ||
| 2014 Q3 | 287 | $2.5B | 47 | ||
| 2014 Q2 | 293 | $2.4B | 53 | ||
| 2014 Q1 | 269 | $2.0B | 100 | ||
| 2013 Q4 | 457 | $187.8M | 27 | ||
| 2013 Q3 | 496 | $171.8M | 46 | ||
| 2013 Q2 | 227 | $181.9M | 0 |
Holding changes this quarter
Aviance Capital Management, LLC's most significant position changes for 2019-03-31: New buy: Taiwan Semiconductor-sp Adr (TSM); New buy: Texas Instruments Inc (TXN); Trim: Advisorshares Newfleet Mult-sect Inc ETF — shares -44.37%; Add: Global X Mlp ETF (MLPAUSD) — shares +122.61%; Add: Ss Spdr S&p Regional Bank (KRE) — shares +338.35%.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | MLPAUSD | Global X Mlp ETF | +1.8% | +122.61% | Add |
| 2 | KRE | Ss Spdr S&p Regional Bank | +1.5% | +338.35% | Add |
| 3 | XLY | Ss Consumer Disc Select Sect | +1.4% | +267.05% | Add |
| 4 | AVGO | Broadcom Inc | +1.2% | +1807.02% | Add |
| 5 | IBM | Intl Business Machines CORP | +1.2% | +4122.99% | Add |
| 6 | QQQ | Invesco Qqq Trust Series 1 | +0.8% | +57.45% | Add |
| 7 | CVX | Chevron CORP | +0.7% | +1260.25% | Add |
| 8 | XOM | Exxon Mobil CORP | +0.7% | +17060.82% | Add |
| 9 | EMLP | First Trust North American E | +0.6% | +55.05% | Add |
| 10 | WDC | Western Digital CORP | +0.5% | +1157.99% | Add |
| 11 | RITM | Rithm Capital CORP | +0.5% | +34.60% | Add |
| 12 | XLE | Ss Energy Select Sector | +0.5% | +64.93% | Add |
| 13 | IVV | Ishares Core S&p 500 ETF | +0.5% | +38.87% | Add |
| 14 | T | At&t Inc | +0.5% | +13.81% | Add |
| 15 | DE | Deere & Co | +0.5% | +3972.61% | Add |
| 16 | XLF | Ss Financial Select Sector | +0.4% | +24.79% | Add |
| 17 | CHLUSD | China Mobile Ltd-spon Adr | +0.4% | +62405.49% | Add |
| 18 | XLK | Ss Technology Select Sector | +0.4% | +54.93% | Add |
| 19 | NLYEUR | Annaly Capital Management In | +0.4% | +31.75% | Add |
| 20 | IXP | Ishares Global Comm Services | +0.2% | +167.29% | Add |
| 21 | NFLT | Virtus Newfleet Multi-sector | -0.1% | -10.22% | Trim |
| 22 | SPG | Simon Property Group Inc | -0.1% | -18.18% | Trim |
| 23 | DUK | Duke Energy CORP | -0.1% | -19.70% | Trim |
| 24 | KMB | Kimberly-clark CORP | -0.2% | -35.19% | Trim |
| 25 | SRLN | Ss Blackstone Sr Loan ETF | -0.2% | -21.69% | Trim |
| 26 | DIA | Ss Spdr Dow Jones Indus Avg | -0.4% | -40.62% | Trim |
| 27 | BKLN | Invesco Senior Loan ETF | -0.4% | -57.30% | Trim |
| 28 | AFIF | Anfield Universal Fixed Inco | -0.4% | -16.07% | Trim |
| 29 | ITA | Ishares U.s. Aerospace & Def | -0.4% | -68.14% | Trim |
| 30 | WBA | Walgreens Boots Alliance Inc | -0.4% | -99.96% | Trim |
| 31 | VZ | Verizon Communications Inc | -0.5% | -26.22% | Trim |
| 32 | BMY | Bristol-myers Squibb Co | -0.5% | -99.92% | Trim |
| 33 | GSK | GSK plc | -0.5% | -51.36% | Trim |
| 34 | PPL | Ppl CORP | -0.5% | -49.32% | Trim |
| 35 | VOD | Vodafone Group Plc-sp Adr | -0.5% | -41.47% | Trim |
| 36 | AMT | American Tower CORP | -0.6% | -92.41% | Trim |
| 37 | AZNN | Astrazeneca Plc-spons Adr | -0.7% | -99.95% | Trim |
| 38 | XLU | St Sr Utl Sl Se Spdr Etf-usd | -0.7% | -50.72% | Trim |
| 39 | AEP | American Electric Power | -0.7% | -82.34% | Trim |
| 40 | HYLS | Ft Tactical High Yield ETF | -0.7% | -21.00% | Trim |
| 41 | SO | Southern Co/the | -0.8% | -61.88% | Trim |
| 42 | MO | Altria Group Inc | -0.8% | -99.96% | Trim |
| 43 | D | Dominion Energy Inc | -0.9% | -62.74% | Trim |
| 44 | ABBV | Abbvie Inc | -1.1% | -98.96% | Trim |
| 45 | TBX | Proshares Short 7-10 Yr Tsy | -1.2% | -51.76% | Trim |
| 46 | XLP | Ss Consumer Staples Sel Sect | -1.3% | -77.89% | Trim |
| 47 | SNY | Sanofi-adr | -1.5% | -99.97% | Trim |
| 48 | ✓ | Advisorshares Newfleet Mult-sect Inc ETF | -1.8% | -44.37% | Trim |
| 49 | TSM | Taiwan Semiconductor-sp Adr | — | NEW | New buy |
| 50 | TXN | Texas Instruments Inc | — | NEW | New buy |
Filing History
FAQ
What is Aviance Capital Management, LLC and what type of investor is it?
Aviance Capital Management, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2019-03-31), the firm manages a tracked equity portfolio valued at approximately $668.2M, spread across 248 disclosed positions.
What are Aviance Capital Management, LLC's largest equity positions?
Based on the latest 13F filing, Aviance Capital Management, LLC's top holdings by market value are:
1. Virtus Newfleet Multi-sector (NFLT) — $45.9M (6.9%)
2. Virtus Nwflt Shrt Dur Hi Yld (VSHY) — $43.4M (6.5%)
3. Ft Tactical High Yield ETF (HYLS) — $43.2M (6.5%)
4. Anfield Universal Fixed Inco (AFIF) — $26.1M (3.9%)
5. Global X Mlp ETF (MLPAUSD) — $18.4M (2.8%)
What changes did Aviance Capital Management, LLC make in its most recent portfolio filing?
In the latest reported quarter, Aviance Capital Management, LLC made 50 notable position adjustments: 2 new positions were initiated, 20 existing holdings were added to, 28 positions were partially reduced, and 0 were completely exited. The largest of these moves: New buy: Taiwan Semiconductor-sp Adr (TSM); New buy: Texas Instruments Inc (TXN); Trim: Advisorshares Newfleet Mult-sect Inc ETF — shares -44.37%; Add: Global X Mlp ETF (MLPAUSD) — shares +122.61%; Add: Ss Spdr S&p Regional Bank (KRE) — shares +338.35%
What sectors does Aviance Capital Management, LLC focus on?
Aviance Capital Management, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 40.8%
• Communication Services: 29.4%
• Energy: 11.9%
• Industrials: 10.0%
• Consumer Staples: 3.6%
• Consumer Discretionary: 2.0%
Investment Profile
Aviance Capital Management, LLC's portfolio is broadly diversified and moderately active, with 40.8% of the portfolio concentrated in Information Technology.
It has added to its EMLP position over the past two quarters (+$8.6M, now $8.6M), while trimming DIA over the same stretch (-$35.0M, still holding $6.5M).
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Developer Access
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