CIK: 0001412575
Total reported value
$668.2M
Reporting period: 2019-03-31 · Number of holdings: 248
AVIANCE CAPITAL MANAGEMENT, LLC disclosed 248 holdings in its latest 13F filing for the period ending 2019-03-31, with total reported value of $668.2M and a quarterly turnover rate of 40.1%.
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Aviance Capital Management, LLC's disclosed holdings carry a Herfindahl concentration index of 0.023 — mathematically equivalent to about 43 equally-sized positions, well below its 248 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.18), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 14% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim 00768Y727
-44.4% -$14.0M
Add MLPAUSD
+122.6% $11.3M
Add KRE
+338.4% $9.9M
Trim SNY
-100.0% -$10.4M
Add XLY
+267.1% $8.8M
Trim XLP
-77.9% -$9.1M
Showing top 200 holdings (of 248 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | NFLT | Virtus Newfleet Multi-sector | ETF-Other | 6.86% | -0.10% | -10.22% | |
| 2 | VSHY | Virtus Nwflt Shrt Dur Hi Yld | ETF-Other | 6.50% | — | -5.59% | |
| 3 | HYLS | Ft Tactical High Yield ETF | ETF-High Yield | 6.47% | -0.74% | -21.00% | |
| 4 | AFIF | Anfield Universal Fixed Inco | ETF-Other | 3.91% | -0.43% | -16.07% | |
| 5 | MLPAUSD | Global X Mlp ETF | ETF-Other | 2.75% | +1.75% | +122.61% | |
| 6 | ✓ | Advisorshares Newfleet Mult-sect INC ETF | ETF-Other | 2.71% | -1.80% | -44.37% | |
| 7 | VZ | Verizon Communications INC | Stock-Comm Services | 2.17% | -0.45% | -26.22% | |
| 8 | T | At&t INC | Stock-Comm Services | 1.92% | +0.48% | +13.81% | |
| 9 | KRE | Ss Spdr S&p Regional Bank | ETF-Other | 1.87% | +1.51% | +338.35% | |
| 10 | SPG | Simon Property Group INC | Stock-Real Estate | 1.82% | -0.10% | -18.18% | |
| 11 | CCI | Crown Castle INC | Stock-Real Estate | 1.74% | — | -20.19% | |
| 12 | XLY | Ss Consumer Disc Select Sect | ETF-Other | 1.73% | +1.35% | +267.05% | |
| 13 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 1.67% | +0.82% | +57.45% | |
| 14 | WELL | Welltower INC | Stock-Real Estate | 1.51% | — | -7.25% | |
| 15 | XLF | Ss Financial Select Sector | ETF-Other | 1.44% | +0.44% | +24.79% | |
| 16 | R6C2 | Royal Dutch Shell-spon Adr-b | Stock-Other | 1.34% | — | -17.25% | |
| 17 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 1.33% | — | -12.86% | |
| 18 | EMLP | First Trust North American E | ETF-Other | 1.29% | +0.61% | +55.05% | |
| 19 | RITM | Rithm Capital CORP | Stock-Real Estate | 1.29% | +0.53% | +34.60% | |
| 20 | NLYEUR | Annaly Capital Management In | Stock-Other | 1.27% | +0.38% | +31.75% | |
| 21 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 1.27% | +0.51% | +38.87% | |
| 22 | BP | Bp Plc-spons Adr | Stock-Energy | 1.25% | — | -13.10% | |
| 23 | AVGO | Broadcom INC | Stock-Tech | 1.23% | +1.18% | +1807.02% | |
| 24 | DUK | Duke Energy CORP | Stock-Utilities | 1.21% | -0.14% | -19.70% | |
| 25 | IBM | Intl Business Machines CORP | Stock-Tech | 1.19% | +1.17% | +4122.99% | |
| 26 | FTSL | First Trust Senior Loan ETF | ETF-Other | 1.18% | — | -9.59% | |
| 27 | TBX | Proshares Short 7-10 Yr Tsy | ETF-Other | 1.18% | -1.17% | -51.76% | |
| 28 | QCOM | Qualcomm INC | Stock-Tech | 1.13% | — | -0.97% | |
| 29 | SRLN | Ss Blackstone Sr Loan ETF | ETF-Other | 1.11% | -0.18% | -21.69% | |
| 30 | XLE | Ss Energy Select Sector | ETF-Other | 1.03% | +0.52% | +64.93% | |
| 31 | NEE | Nextera Energy INC | Stock-Utilities | 1.00% | — | -22.29% | |
| 32 | DIA | Ss Spdr Dow Jones Indus Avg | ETF-Large Cap & Growth | 0.98% | -0.41% | -40.62% | |
| 33 | RCL | Royal Caribbean Cruises Ltd. | Stock-Consumer Disc | 0.97% | — | -11.91% | |
| 34 | XLU | St Sr Utl Sl Se Spdr Etf-usd | ETF-Other | 0.96% | -0.71% | -50.72% | |
| 35 | TTEN | Totalenergies Se -spon Adr | Stock-Other | 0.87% | — | -14.47% | |
| 36 | RWR | Ss Spdr Dow Jones Reit ETF | ETF-Other | 0.86% | — | -9.49% | |
| 37 | CAT | Caterpillar INC | Stock-Industrials | 0.84% | — | -18.15% | |
| 38 | PPL | Ppl CORP | Stock-Utilities | 0.83% | -0.54% | -49.32% | |
| 39 | XLK | Ss Technology Select Sector | ETF-Tech | 0.82% | +0.40% | +54.93% | |
| 40 | CVX | Chevron CORP | Stock-Energy | 0.78% | +0.73% | +1260.25% | |
| 41 | VOD | Vodafone Group Plc-sp Adr | Stock-Comm Services | 0.77% | -0.54% | -41.47% | |
| 42 | FPE | Ft-preferred Secur & INC ETF | ETF-Other | 0.73% | — | -15.89% | |
| 43 | ✓ | Etfis Ser Tr I Virtus Cumbrlan | Stock-Other | 0.73% | — | -14.73% | |
| 44 | XOM | Exxon Mobil CORP | Stock-Energy | 0.71% | +0.71% | +17060.82% | |
| 45 | GSK | GSK plc ADRhedged | Stock-Healthcare | 0.70% | -0.53% | -51.36% | |
| 46 | SO | Southern Co/the | Stock-Utilities | 0.69% | -0.76% | -61.88% | |
| 47 | VYM | Vanguard High Dvd Yield ETF | ETF-Other | 0.69% | — | -4.92% | |
| 48 | PFF | Ishares Preferred & Income S | ETF-Other | 0.69% | — | -3.84% | |
| 49 | D | Dominion Energy INC | Stock-Utilities | 0.66% | -0.88% | -62.74% | |
| 50 | GIS | General Mills INC | Stock-Consumer Staples | 0.60% | — | -18.26% |
Not enough priced holdings yet to compute performance
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2019-03-31 | 248 | $668.2M | 40 | |
| 2018-12-31 | 230 | $711.9M | 72 | |
| 2018-09-30 | 212 | $1.0B | 47 | |
| 2018-06-30 | 199 | $1.2B | 48 | |
| 2018-03-31 | 282 | $1.3B | 25 | |
| 2017-12-31 | 264 | $1.4B | 28 | |
| 2017-09-30 | 331 | $1.5B | 27 | |
| 2017-06-30 | 348 | $1.6B | 38 | |
| 2017-03-31 | 240 | $1.8B | 36 | |
| 2016-12-31 | 240 | $1.9B | 91 | |
| 2016-09-30 | 405 | $3.6B | 25 | |
| 2016-06-30 | 385 | $3.3B | 28 | |
| 2016-03-31 | 412 | $3.0B | 42 | |
| 2015-12-31 | 403 | $3.1B | 27 | |
| 2015-09-30 | 412 | $2.9B | 100 | |
| 2015-06-30 | 412 | $2.8B | 0 | |
| 2015-03-31 | 375 | $2.7B | 91 | |
| 2014-12-31 | 452 | $2.8B | 58 | |
| 2014-09-30 | 287 | $2.5B | 47 | |
| 2014-06-30 | 293 | $2.4B | 53 | |
| 2014-03-31 | 269 | $2.0B | 100 | |
| 2013-12-31 | 457 | $187.8M | 27 | |
| 2013-09-30 | 496 | $171.8M | 46 | |
| 2013-06-30 | 227 | $181.9M | 0 |
Aviance Capital Management, LLC's most significant position changes for 2019-03-31: New buy: Taiwan Semiconductor-sp Adr (TSM); New buy: Texas Instruments INC (TXN); Trim: Advisorshares Newfleet Mult-sect INC ETF — shares -44.37%; Add: Global X Mlp ETF (MLPAUSD) — shares +122.61%; Add: Ss Spdr S&p Regional Bank (KRE) — shares +338.35%.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | MLPAUSD | Global X Mlp ETF | +1.8% | +122.61% | Add |
| 2 | KRE | Ss Spdr S&p Regional Bank | +1.5% | +338.35% | Add |
| 3 | XLY | Ss Consumer Disc Select Sect | +1.4% | +267.05% | Add |
| 4 | AVGO | Broadcom INC | +1.2% | +1807.02% | Add |
| 5 | IBM | Intl Business Machines CORP | +1.2% | +4122.99% | Add |
| 6 | QQQ | Invesco Qqq Trust Series 1 | +0.8% | +57.45% | Add |
| 7 | CVX | Chevron CORP | +0.7% | +1260.25% | Add |
| 8 | XOM | Exxon Mobil CORP | +0.7% | +17060.82% | Add |
| 9 | EMLP | First Trust North American E | +0.6% | +55.05% | Add |
| 10 | WDC | Western Digital CORP | +0.5% | +1157.99% | Add |
| 11 | RITM | Rithm Capital CORP | +0.5% | +34.60% | Add |
| 12 | XLE | Ss Energy Select Sector | +0.5% | +64.93% | Add |
| 13 | IVV | Ishares Core S&p 500 ETF | +0.5% | +38.87% | Add |
| 14 | T | At&t INC | +0.5% | +13.81% | Add |
| 15 | DE | Deere & Co | +0.5% | +3972.61% | Add |
| 16 | XLF | Ss Financial Select Sector | +0.4% | +24.79% | Add |
| 17 | CHLUSD | China Mobile Ltd-spon Adr | +0.4% | +62405.49% | Add |
| 18 | XLK | Ss Technology Select Sector | +0.4% | +54.93% | Add |
| 19 | NLYEUR | Annaly Capital Management In | +0.4% | +31.75% | Add |
| 20 | IXP | Ishares Global Comm Services | +0.2% | +167.29% | Add |
| 21 | NFLT | Virtus Newfleet Multi-sector | -0.1% | -10.22% | Trim |
| 22 | SPG | Simon Property Group INC | -0.1% | -18.18% | Trim |
| 23 | DUK | Duke Energy CORP | -0.1% | -19.70% | Trim |
| 24 | KMB | Kimberly-clark CORP | -0.2% | -35.19% | Trim |
| 25 | SRLN | Ss Blackstone Sr Loan ETF | -0.2% | -21.69% | Trim |
| 26 | DIA | Ss Spdr Dow Jones Indus Avg | -0.4% | -40.62% | Trim |
| 27 | BKLN | Invesco Senior Loan ETF | -0.4% | -57.30% | Trim |
| 28 | AFIF | Anfield Universal Fixed Inco | -0.4% | -16.07% | Trim |
| 29 | ITA | Ishares U.s. Aerospace & Def | -0.4% | -68.14% | Trim |
| 30 | WBA | Walgreens Boots Alliance INC | -0.4% | -99.96% | Trim |
| 31 | VZ | Verizon Communications INC | -0.5% | -26.22% | Trim |
| 32 | BMY | Bristol-myers Squibb Co | -0.5% | -99.92% | Trim |
| 33 | GSK | GSK plc ADRhedged | -0.5% | -51.36% | Trim |
| 34 | PPL | Ppl CORP | -0.5% | -49.32% | Trim |
| 35 | VOD | Vodafone Group Plc-sp Adr | -0.5% | -41.47% | Trim |
| 36 | AMT | American Tower CORP | -0.6% | -92.41% | Trim |
| 37 | AZNN | Astrazeneca Plc-spons Adr | -0.7% | -99.95% | Trim |
| 38 | XLU | St Sr Utl Sl Se Spdr Etf-usd | -0.7% | -50.72% | Trim |
| 39 | AEP | American Electric Power | -0.7% | -82.34% | Trim |
| 40 | HYLS | Ft Tactical High Yield ETF | -0.7% | -21.00% | Trim |
| 41 | SO | Southern Co/the | -0.8% | -61.88% | Trim |
| 42 | MO | Altria Group INC | -0.8% | -99.96% | Trim |
| 43 | D | Dominion Energy INC | -0.9% | -62.74% | Trim |
| 44 | ABBV | Abbvie INC | -1.1% | -98.96% | Trim |
| 45 | TBX | Proshares Short 7-10 Yr Tsy | -1.2% | -51.76% | Trim |
| 46 | XLP | Ss Consumer Staples Sel Sect | -1.3% | -77.89% | Trim |
| 47 | SNY | Sanofi-adr | -1.5% | -99.97% | Trim |
| 48 | ✓ | Advisorshares Newfleet Mult-sect INC ETF | -1.8% | -44.37% | Trim |
| 49 | TSM | Taiwan Semiconductor-sp Adr | — | NEW | New buy |
| 50 | TXN | Texas Instruments INC | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2019-03-31 | 2019-05-15 | 13F-HR | View on EDGAR |
| 2018-12-31 | 2019-02-14 | 13F-HR | View on EDGAR |
| 2018-09-30 | 2018-10-29 | 13F-HR | View on EDGAR |
| 2018-06-30 | 2018-08-10 | Amendment | View on EDGAR |
| 2018-06-30 | 2018-08-09 | 13F-HR | View on EDGAR |
| 2018-03-31 | 2018-05-15 | 13F-HR | View on EDGAR |
| 2017-12-31 | 2018-02-08 | 13F-HR | View on EDGAR |
| 2017-09-30 | 2017-11-13 | 13F-HR | View on EDGAR |
| 2017-06-30 | 2017-08-14 | 13F-HR | View on EDGAR |
| 2017-03-31 | 2017-06-01 | 13F-HR | View on EDGAR |
| 2016-12-31 | 2017-02-14 | 13F-HR | View on EDGAR |
| 2016-09-30 | 2016-11-09 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2016-07-26 | 13F-HR | View on EDGAR |
| 2016-03-31 | 2016-05-13 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2016-02-11 | 13F-HR | View on EDGAR |
| 2015-09-30 | 2015-11-13 | 13F-HR | View on EDGAR |
| 2015-06-30 | 2016-09-09 | Amendment | View on EDGAR |
| 2015-06-30 | 2015-07-31 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2015-05-14 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2015-02-23 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2014-11-06 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2014-07-23 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2014-05-15 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2014-02-12 | 13F-HR | View on EDGAR |
| 2013-09-30 | 2013-10-24 | 13F-HR | View on EDGAR |
| 2013-06-30 | 2013-08-14 | 13F-HR | View on EDGAR |
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