Aviance Capital Management, LLC — Q4 2014 13F Holdings

Name: Aviance Capital Management, LLC — 13F Holdings, Q4 2014
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001412575

Total reported value

$668.2M

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Full holdings list this quarter

Showing top 200 holdings (of 309 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	✓	Advisorshares Newfleet Mult-sect INC ETF	ETF-Other	4.58%	-1.80%	+5.85%
2	AMLPUSD	Alerian Mlp ETF	ETF-Other	4.17%	—	+3.62%
3	DVY	Ishares Select Dividend ETF	ETF-Other	3.77%	—	+84.41%
4	✓	Powershares	Stock-Other	3.57%	—	+5.93%
5	✓	AT & T, Inc. New	Stock-Other	3.08%	—	+6.85%
6	✓	Verizon Communications Inc.	Stock-Other	3.07%	—	+6.33%
7	AGG	Ishares Core U.s. Aggregate	ETF-Other	2.82%	—	—
8	INTC	Intel CORP	Stock-Tech	2.47%	—	-4.22%
9	AAPL	Apple INC	Stock-Tech	2.31%	—	+2.10%
10	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	2.28%	+0.51%	+81.31%
11	SJNK	Ss Spdr Bb St Hi Yield ETF	ETF-Other	2.23%	—	+298.12%
12	SMHC	VanEck China Semiconductor ETF	ETF-Emerging Markets	1.91%	—	+196.19%
13	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	ETF-Corp Bonds	1.83%	—	+978.61%
14	✓	Altria Group, Inc.	Stock-Other	1.81%	—	+2.58%
15	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	ETF-High Yield	1.81%	—	+2550.10%
16	LMT	Lockheed Martin CORP	Stock-Industrials	1.80%	—	+13.71%
17	✓	BCE Inc.	Stock-Other	1.74%	—	+6.50%
18	REYN	Reynolds Consumer Products Inc.	Stock-Other	1.73%	—	+2.62%
19	✓	Powershares Global Exchangetra	Stock-Other	1.69%	—	+1.37%
20	RTN1USD	Raytheon Company	Stock-Other	1.63%	—	+0.54%
21	✓	Lorillard INC	Stock-Other	1.62%	—	+17.80%
22	MSFT	Microsoft CORP	Stock-Tech	1.51%	—	+53.52%
23	GOF	Guggenheim Strategic Opportunities Fund	Stock-Other	1.32%	—	+3.78%
24	GOF	Guggenheim Strategic Opportunities Fund	Stock-Other	1.25%	—	+43.87%
25	NGG	National Grid plc	Stock-Utilities	1.21%	—	+3.26%
26	WFC	Wells Fargo & Co	Stock-Financials	1.11%	—	+394.68%
27	AEP	American Electric Power Company, Inc.	Stock-Utilities	0.98%	—	+5.20%
28	SRLN	Ss Blackstone Sr Loan ETF	ETF-Other	0.97%	-0.18%	+62.79%
29	KMI	Kinder Morgan INC	Stock-Energy	0.95%	—	+2277.85%
30	PM	Philip Morris International	Stock-Consumer Staples	0.94%	—	+9.34%
31	✓		Stock-Other	0.88%	—	+3.21%
32	FNCL	Fidelity Msci Financial Indx	ETF-Other	0.87%	—	—
33	FDIS	Fidelity Msci Cons Discr Ind	ETF-Other	0.87%	—	—
34	XLP	Ss Consumer Staples Sel Sect	ETF-Other	0.87%	-1.25%	+37.15%
35	IYW	Ishares Ustechnology ETF	ETF-Tech	0.86%	—	+41.85%
36	SO	Southern Co/the	Stock-Utilities	0.85%	-0.76%	+319.79%
37	FUTY	Fidelity Msci US Utilities	ETF-Other	0.84%	—	—
38	GD	General Dynamics CORP	Stock-Industrials	0.82%	—	+318.02%
39	PFE	Pfizer INC	Stock-Healthcare	0.82%	—	+346.15%
40	IHG	InterContinental Hotels Group PLC	Stock-Other	0.81%	—	-6.05%
41	✓	Telecom Co LTD	Stock-Other	0.78%	—	+2.63%
42	✓	PPL Corporation	Stock-Other	0.77%	—	+470.00%
43	✓	GSK plc	Stock-Other	0.75%	—	-12.53%
44	ETW	Eaton Vance T/m Glbl Buy-wr	Stock-Other	0.72%	—	-11.91%
45	CB	Chubb Limited	Stock-Financials	0.71%	—	-2.15%
46	AIG	American International Group	Stock-Financials	0.71%	—	+11.72%
47	SCHW	Schwab (charles) CORP	Stock-Financials	0.66%	—	-1.35%
48	IYT	Ishares US Transportation Et	ETF-Other	0.64%	—	—
49	BABUSD	Invesco Taxable Municipal Bo	ETF-Other	0.59%	—	—
50	XRT	Ss Spdr S&p Retail ETF	ETF-Other	0.59%	—	—

1–50 of 200

Holding changes this quarter

Position changes disclosed by Aviance Capital Management, LLC for the quarter ending Q4 2014, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	+1.7%	+2550.10%	Add
2	DVY	Ishares Select Dividend ETF	+1.6%	+84.41%	Add
3	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	+1.6%	+978.61%	Add
4	SJNK	Ss Spdr Bb St Hi Yield ETF	+1.6%	+298.12%	Add
5	SMHC	VanEck China Semiconductor ETF	+1.2%	+196.19%	Add
6	IVV	Ishares Core S&p 500 ETF	+0.9%	+81.31%	Add
7	KMI	Kinder Morgan INC	+0.9%	+2277.85%	Add
8	WFC	Wells Fargo & Co	+0.9%	+394.68%	Add
9	SO	Southern Co/the	+0.7%	+319.79%	Add
10	✓	PPL Corporation	+0.6%	+470.00%	Add
11	PFE	Pfizer INC	+0.6%	+346.15%	Add
12	GD	General Dynamics CORP	+0.6%	+318.02%	Add
13	MSFT	Microsoft CORP	+0.4%	+53.52%	Add
14	SRLN	Ss Blackstone Sr Loan ETF	+0.3%	+62.79%	Add
15	✓	Utilities Select Sector SPDR Fund - ETF	+0.3%	+144.99%	Add
16	WDC	Western Digital CORP	+0.3%	+1156.24%	Add
17	XLP	Ss Consumer Staples Sel Sect	+0.2%	+37.15%	Add
18	IYW	Ishares Ustechnology ETF	+0.2%	+41.85%	Add
19	GOF	Guggenheim Strategic Opportunities Fund	+0.2%	+43.87%	Add
20	✓	Lorillard INC	+0.2%	+17.80%	Add
21	LMT	Lockheed Martin CORP	+0.1%	+13.71%	Add
22	BHP	Bhp Group Ltd-spon Adr	-0.3%	-89.50%	Trim
23	NOVEUR	National Oilwell Varco INC	-0.5%	-94.81%	Trim
24	✓	NCR Voyix Corporation	-0.5%	-74.34%	Trim
25	BP	Bp Plc-spons Adr	-0.6%	-69.20%	Trim
26	✓	Abengoa Yield PLC	-0.6%	-70.75%	Trim
27	R6C2	Royal Dutch Shell-spon Adr-b	-0.6%	-65.67%	Trim
28	CVX	Chevron CORP	-1%	-88.65%	Trim
29	✓	Cisco Systems, Inc.	-1%	-97.03%	Trim
30	✓	Freeport-McMoRan Inc.	-1.7%	-97.43%	Trim
31	COP	Conocophillips	-2.3%	-87.47%	Trim
32	DIA	Ss Spdr Dow Jones Indus Avg	-2.8%	-86.08%	Trim
33	AGG	Ishares Core U.s. Aggregate	—	NEW	New buy
34	RDS-A	Shell Plc-spon Adr-a	—	EXIT	Sold out
35	FNCL	Fidelity Msci Financial Indx	—	NEW	New buy
36	FDIS	Fidelity Msci Cons Discr Ind	—	NEW	New buy
37	FUTY	Fidelity Msci US Utilities	—	NEW	New buy
38	✓	Macquarie Infrastr Co LLC	—	EXIT	Sold out
39	IYT	Ishares US Transportation Et	—	NEW	New buy
40	TD	Toronto-dominion Bank	—	EXIT	Sold out
41	✓	Select Sector Spdr Tr Sbi Mate	—	EXIT	Sold out
42	BABUSD	Invesco Taxable Municipal Bo	—	NEW	New buy
43	XRT	Ss Spdr S&p Retail ETF	—	NEW	New buy
44	IYF	Ishares US Financials ETF	—	EXIT	Sold out
45	IYJ	Ishares U.s. Industrials ETF	—	EXIT	Sold out
46	IYH	Ishares U.s. Healthcare ETF	—	EXIT	Sold out
47	XLY	Ss Consumer Disc Select Sect	—	EXIT	Sold out
48	OXY	Occidental Petroleum CORP	—	EXIT	Sold out
49	✓	Deutsche Bank	—	EXIT	Sold out
50	LNCOEUR	Linn Co LLC	—	NEW	New buy