Aviance Capital Management, LLC — Q1 2014 13F Holdings

Name: Aviance Capital Management, LLC — 13F Holdings, Q1 2014
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001412575

Total reported value

$668.2M

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Full holdings list this quarter

Showing top 200 holdings (of 269 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SJNK	Ss Spdr Bb St Hi Yield ETF	ETF-Other	8.14%	—	+62097.23%
2	✓	Proshares	Stock-Other	5.25%	—	—
3	AMLPUSD	Alerian Mlp ETF	ETF-Other	4.82%	—	+1232.95%
4	✓	Advisorshares Newfleet Mult-sect INC ETF	ETF-Other	4.31%	-1.80%	+1153.60%
5	QNDX	State Street SPDR Portfolio Nasdaq 100 ETF	ETF-Tech	3.56%	—	+1146.71%
6	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	ETF-High Yield	3.50%	—	+1008.65%
7	✓	Powershares	Stock-Other	3.09%	—	+1199.10%
8	✓	Verizon Communications Inc.	Stock-Other	2.60%	—	+930.46%
9	✓	AT & T, Inc. New	Stock-Other	2.58%	—	+946.27%
10	COP	Conocophillips	Stock-Energy	2.57%	—	+1502.34%
11	INTC	Intel CORP	Stock-Tech	2.18%	—	+1570.98%
12	TBT	Proshares Ultrashort 20+y Tr	ETF-Other	1.95%	—	+1022.04%
13	RDS-A	Shell Plc-spon Adr-a	Stock-Other	1.89%	—	+952.83%
14	✓	BCE Inc.	Stock-Other	1.76%	—	+1140.35%
15	GOF	Guggenheim Strategic Opportunities Fund	Stock-Other	1.61%	—	+1050.31%
16	✓	MetLife, Inc.	Stock-Other	1.52%	—	+5029.07%
17	ET	Energy Transfer LP	Stock-Energy	1.51%	—	+860.53%
18	NGG	National Grid plc	Stock-Utilities	1.37%	—	+568.85%
19	AEP	American Electric Power Company, Inc.	Stock-Utilities	1.30%	—	+1020.58%
20	LMT	Lockheed Martin CORP	Stock-Industrials	1.29%	—	+824.78%
21	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	1.29%	+0.51%	+2037.17%
22	XAWFX	Alliancebernstein Gl Hi INC	Stock-Other	1.28%	—	+375.59%
23	✓	Altria Group, Inc.	Stock-Other	1.28%	—	+909.88%
24	AAPL	Apple INC	Stock-Tech	1.26%	—	+5926.57%
25	PM	Philip Morris International	Stock-Consumer Staples	1.22%	—	+1064.82%
26	PFE	Pfizer INC	Stock-Healthcare	1.11%	—	+849.52%
27	RTN1USD	Raytheon Company	Stock-Other	1.08%	—	+892.21%
28	MSFT	Microsoft CORP	Stock-Tech	1.05%	—	+466600.00%
29	ETW	Eaton Vance T/m Glbl Buy-wr	Stock-Other	1.03%	—	+1115.24%
30	TLSYYUSD	Telstra Corp-adr	Stock-Other	1.02%	—	+968.29%
31	✓	Freeport-McMoRan Inc.	Stock-Other	0.87%	—	+888.78%
32	BP	Bp Plc-spons Adr	Stock-Energy	0.83%	—	+3806.42%
33	✓	Spdr Series Trust Kbw Regl Bkg	Stock-Other	0.82%	—	+1010.42%
34	✓	GSK plc	Stock-Other	0.80%	—	+4158.56%
35	✓	Macquarie Infrastr Co LLC	Stock-Other	0.77%	—	+1003.13%
36	✓	Cisco Systems, Inc.	Stock-Other	0.76%	—	+228000.68%
37	CB	Chubb Limited	Stock-Financials	0.76%	—	—
38	XLK	Ss Technology Select Sector	ETF-Tech	0.75%	+0.40%	+1459.79%
39	SRLN	Ss Blackstone Sr Loan ETF	ETF-Other	0.74%	-0.18%	+921.60%
40	✓	Williams Partners	Stock-Other	0.73%	—	+864.85%
41	✓		Stock-Other	0.69%	—	+1077.15%
42	TELFY	Telefonica Sa-spon Adr	Stock-Other	0.67%	—	+1044.76%
43	DVY	Ishares Select Dividend ETF	ETF-Other	0.66%	—	+1534.30%
44	PAA	Plains All Amer Pipeline LP	Stock-Energy	0.63%	—	+9011.71%
45	AIG	American International Group	Stock-Financials	0.63%	—	+1524.72%
46	✓	Select Sector Spdr Tr Sbi Mate	Stock-Other	0.61%	—	+44342.58%
47	✓	NCR Voyix Corporation	Stock-Other	0.60%	—	+1156.13%
48	IYF	Ishares US Financials ETF	ETF-Other	0.60%	—	+83184.30%
49	IYE	Ishares U.s. Energy ETF	ETF-Other	0.59%	—	+110394.69%
50	IYW	Ishares Ustechnology ETF	ETF-Tech	0.59%	—	+105182.64%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Aviance Capital Management, LLC for the quarter ending Q1 2014, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	SJNK	Ss Spdr Bb St Hi Yield ETF	+8%	+62097.23%	Add
2	✓	MetLife, Inc.	+1.2%	+5029.07%	Add
3	MSFT	Microsoft CORP	+1.1%	+466600.00%	Add
4	AAPL	Apple INC	+1%	+5926.57%	Add
5	AMLPUSD	Alerian Mlp ETF	+1%	+1232.95%	Add
6	COP	Conocophillips	+0.9%	+1502.34%	Add
7	INTC	Intel CORP	+0.8%	+1570.98%	Add
8	✓	Cisco Systems, Inc.	+0.8%	+228000.68%	Add
9	✓	Advisorshares Newfleet Mult-sect INC ETF	+0.7%	+1153.60%	Add
10	IVV	Ishares Core S&p 500 ETF	+0.7%	+2037.17%	Add
11	QNDX	State Street SPDR Portfolio Nasdaq 100 ETF	+0.6%	+1146.71%	Add
12	BP	Bp Plc-spons Adr	+0.6%	+3806.42%	Add
13	✓	GSK plc	+0.6%	+4158.56%	Add
14	✓	Select Sector Spdr Tr Sbi Mate	+0.6%	+44342.58%	Add
15	✓	Powershares	+0.6%	+1199.10%	Add
16	IYF	Ishares US Financials ETF	+0.6%	+83184.30%	Add
17	IYE	Ishares U.s. Energy ETF	+0.6%	+110394.69%	Add
18	IYW	Ishares Ustechnology ETF	+0.6%	+105182.64%	Add
19	PAA	Plains All Amer Pipeline LP	+0.6%	+9011.71%	Add
20	IYH	Ishares U.s. Healthcare ETF	+0.6%	+100336.26%	Add
21	✓	BCE Inc.	+0.3%	+1140.35%	Add
22	XLK	Ss Technology Select Sector	+0.3%	+1459.79%	Add
23	DVY	Ishares Select Dividend ETF	+0.3%	+1534.30%	Add
24	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	+0.2%	+1008.65%	Add
25	AIG	American International Group	+0.2%	+1524.72%	Add
26	GOF	Guggenheim Strategic Opportunities Fund	+0.2%	+1050.31%	Add
27	ETW	Eaton Vance T/m Glbl Buy-wr	+0.1%	+1115.24%	Add
28	✓	Macquarie Infrastr Co LLC	+0.1%	+1003.13%	Add
29	✓		+0.1%	+1077.15%	Add
30	PM	Philip Morris International	+0.1%	+1064.82%	Add
31	✓	Spdr Series Trust Kbw Regl Bkg	+0.1%	+1010.42%	Add
32	RDS-A	Shell Plc-spon Adr-a	+0.1%	+952.83%	Add
33	RTN1USD	Raytheon Company	0%	+892.21%	Add
34	TELFY	Telefonica Sa-spon Adr	0%	+1044.76%	Add
35	TLSYYUSD	Telstra Corp-adr	0%	+968.29%	Add
36	✓	AT & T, Inc. New	0%	+946.27%	Add
37	AEP	American Electric Power Company, Inc.	0%	+1020.58%	Add
38	SRLN	Ss Blackstone Sr Loan ETF	0%	+921.60%	Add
39	LMT	Lockheed Martin CORP	-0.1%	+824.78%	Add
40	PFE	Pfizer INC	-0.1%	+849.52%	Add
41	✓	Williams Partners	-0.1%	+864.85%	Add
42	✓	Altria Group, Inc.	-0.1%	+909.88%	Add
43	✓	Verizon Communications Inc.	-0.1%	+930.46%	Add
44	TBT	Proshares Ultrashort 20+y Tr	-0.2%	+1022.04%	Add
45	✓	Freeport-McMoRan Inc.	-0.2%	+888.78%	Add
46	ET	Energy Transfer LP	-0.2%	+860.53%	Add
47	NGG	National Grid plc	-0.7%	+568.85%	Add
48	XAWFX	Alliancebernstein Gl Hi INC	-1.5%	+375.59%	Add
49	✓	Proshares	—	NEW	New buy
50	CB	Chubb Limited	—	NEW	New buy