Aviance Capital Management, LLC — Q2 2014 13F Holdings

Name: Aviance Capital Management, LLC — 13F Holdings, Q2 2014
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001412575

Total reported value

$668.2M

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Full holdings list this quarter

Showing top 200 holdings (of 293 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SJNK	Ss Spdr Bb St Hi Yield ETF	ETF-Other	7.75%	—	+13.73%
2	QNDX	State Street SPDR Portfolio Nasdaq 100 ETF	ETF-Tech	5.00%	—	+66.01%
3	AMLPUSD	Alerian Mlp ETF	ETF-Other	4.93%	—	+13.52%
4	✓	Advisorshares Newfleet Mult-sect INC ETF	ETF-Other	4.79%	-1.80%	+32.25%
5	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	ETF-High Yield	4.42%	—	+49.47%
6	✓	Powershares	Stock-Other	3.80%	—	+46.57%
7	✓	AT & T, Inc. New	Stock-Other	3.24%	—	+48.76%
8	✓	Verizon Communications Inc.	Stock-Other	3.22%	—	+43.65%
9	COP	Conocophillips	Stock-Energy	2.97%	—	+13.62%
10	INTC	Intel CORP	Stock-Tech	2.41%	—	+10.25%
11	AAPL	Apple INC	Stock-Tech	2.13%	—	+1070.02%
12	RDS-A	Shell Plc-spon Adr-a	Stock-Other	1.89%	—	+5.66%
13	✓	BCE Inc.	Stock-Other	1.69%	—	+8.95%
14	✓	Freeport-McMoRan Inc.	Stock-Other	1.65%	—	+104.29%
15	✓	Altria Group, Inc.	Stock-Other	1.61%	—	+34.25%
16	GOF	Guggenheim Strategic Opportunities Fund	Stock-Other	1.44%	—	+7.46%
17	NGG	National Grid plc	Stock-Utilities	1.32%	—	+5.95%
18	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	1.25%	+0.51%	+10.95%
19	IHG	InterContinental Hotels Group PLC	Stock-Other	1.11%	—	—
20	CVX	Chevron CORP	Stock-Energy	1.10%	+0.73%	+222.11%
21	LMT	Lockheed Martin CORP	Stock-Industrials	1.09%	—	+2.42%
22	AEP	American Electric Power Company, Inc.	Stock-Utilities	1.05%	—	-5.35%
23	✓	Cisco Systems, Inc.	Stock-Other	1.04%	—	+46.73%
24	✓	GSK plc	Stock-Other	1.03%	—	+54.80%
25	ETW	Eaton Vance T/m Glbl Buy-wr	Stock-Other	1.01%	—	+10.71%
26	MSFT	Microsoft CORP	Stock-Tech	0.99%	—	+11.17%
27	DUK	Duke Energy CORP	Stock-Utilities	0.97%	-0.14%	+823.92%
28	PM	Philip Morris International	Stock-Consumer Staples	0.89%	—	-15.33%
29	R6C2	Royal Dutch Shell-spon Adr-b	Stock-Other	0.86%	—	+536.33%
30	RTN1USD	Raytheon Company	Stock-Other	0.85%	—	+0.72%
31	BP	Bp Plc-spons Adr	Stock-Energy	0.84%	—	+9.35%
32	✓		Stock-Other	0.83%	—	+32.63%
33	✓	Telecom Co LTD	Stock-Other	0.79%	—	+390.96%
34	✓	Macquarie Infrastr Co LLC	Stock-Other	0.73%	—	+3.45%
35	CB	Chubb Limited	Stock-Financials	0.72%	—	+9.52%
36	TD	Toronto-dominion Bank	Stock-Financials	0.72%	—	—
37	SCHW	Schwab (charles) CORP	Stock-Financials	0.68%	—	—
38	SRLN	Ss Blackstone Sr Loan ETF	ETF-Other	0.67%	-0.18%	+7.53%
39	AIG	American International Group	Stock-Financials	0.66%	—	+15.35%
40	TELFY	Telefonica Sa-spon Adr	Stock-Other	0.65%	—	+5.95%
41	SMHC	VanEck China Semiconductor ETF	ETF-Emerging Markets	0.64%	—	+52.45%
42	DVY	Ishares Select Dividend ETF	ETF-Other	0.63%	—	+8.05%
43	✓	NCR Voyix Corporation	Stock-Other	0.59%	—	+22.25%
44	XLK	Ss Technology Select Sector	ETF-Tech	0.57%	+0.40%	-13.58%
45	✓	Deutsche Bank	Stock-Other	0.56%	—	—
46	✓	Select Sector Spdr Tr Sbi Mate	Stock-Other	0.51%	—	-5.01%
47	IYW	Ishares Ustechnology ETF	ETF-Tech	0.50%	—	-5.38%
48	IYH	Ishares U.s. Healthcare ETF	ETF-Other	0.49%	—	-0.99%
49	IYE	Ishares U.s. Energy ETF	ETF-Other	0.49%	—	-11.32%
50	IYF	Ishares US Financials ETF	ETF-Other	0.49%	—	-3.41%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Aviance Capital Management, LLC for the quarter ending Q2 2014, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	QNDX	State Street SPDR Portfolio Nasdaq 100 ETF	+1.4%	+66.01%	Add
2	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	+0.9%	+49.47%	Add
3	AAPL	Apple INC	+0.9%	+1070.02%	Add
4	DUK	Duke Energy CORP	+0.9%	+823.92%	Add
5	✓	Freeport-McMoRan Inc.	+0.8%	+104.29%	Add
6	CVX	Chevron CORP	+0.7%	+222.11%	Add
7	R6C2	Royal Dutch Shell-spon Adr-b	+0.7%	+536.33%	Add
8	✓	Powershares	+0.7%	+46.57%	Add
9	✓	AT & T, Inc. New	+0.7%	+48.76%	Add
10	✓	Verizon Communications Inc.	+0.6%	+43.65%	Add
11	✓	Telecom Co LTD	+0.6%	+390.96%	Add
12	✓	Advisorshares Newfleet Mult-sect INC ETF	+0.5%	+32.25%	Add
13	COP	Conocophillips	+0.4%	+13.62%	Add
14	✓	Altria Group, Inc.	+0.3%	+34.25%	Add
15	✓	Cisco Systems, Inc.	+0.3%	+46.73%	Add
16	INTC	Intel CORP	+0.2%	+10.25%	Add
17	✓	GSK plc	+0.2%	+54.80%	Add
18	APC3EUR	Anadarko Petroleum CORP	+0.2%	+98.36%	Add
19	ETN	Eaton Corporation plc	+0.2%	+90.40%	Add
20	SMHC	VanEck China Semiconductor ETF	+0.2%	+52.45%	Add
21	✓		+0.1%	+32.63%	Add
22	AMLPUSD	Alerian Mlp ETF	+0.1%	+13.52%	Add
23	RDS-A	Shell Plc-spon Adr-a	—	+5.66%	Add
24	✓	BCE Inc.	-0.1%	+8.95%	Add
25	SJNK	Ss Spdr Bb St Hi Yield ETF	-0.4%	+13.73%	Add
26	PAA	Plains All Amer Pipeline LP	-0.6%	-95.95%	Trim
27	TLSYYUSD	Telstra Corp-adr	-1%	-94.43%	Trim
28	XAWFX	Alliancebernstein Gl Hi INC	-1.3%	-98.62%	Trim
29	✓	MetLife, Inc.	-1.5%	-96.95%	Trim
30	✓	Proshares	-5.2%	-98.93%	Trim
31	TBT	Proshares Ultrashort 20+y Tr	—	EXIT	Sold out
32	ET	Energy Transfer LP	—	EXIT	Sold out
33	IHG	InterContinental Hotels Group PLC	—	NEW	New buy
34	PFE	Pfizer INC	—	EXIT	Sold out
35	TD	Toronto-dominion Bank	—	NEW	New buy
36	✓	Spdr Series Trust Kbw Regl Bkg	—	EXIT	Sold out
37	SCHW	Schwab (charles) CORP	—	NEW	New buy
38	✓	Williams Partners	—	EXIT	Sold out
39	✓	Deutsche Bank	—	NEW	New buy
40	IDU	Ishares US Utilities ETF	—	NEW	New buy
41	NOVEUR	National Oilwell Varco INC	—	NEW	New buy
42	IYJ	Ishares U.s. Industrials ETF	—	NEW	New buy
43	XLP	Ss Consumer Staples Sel Sect	—	NEW	New buy
44	2362120D	Sinclair Broadcast Group LLC	—	NEW	New buy
45	GOF	Guggenheim Strategic Opportunities Fund	—	NEW	New buy
46	✓	SLM Corp	—	EXIT	Sold out
47	NAVI	Navient CORP	—	NEW	New buy
48	AZNN	Astrazeneca Plc-spons Adr	—	EXIT	Sold out
49	DNOW	Dnow INC	—	NEW	New buy
50	✓	Ca INC	—	EXIT	Sold out