Aviance Capital Management, LLC — Q3 2016 13F Holdings

Name: Aviance Capital Management, LLC — 13F Holdings, Q3 2016
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001412575

Total reported value

$668.2M

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Full holdings list this quarter

Showing top 200 holdings (of 330 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	AGG	Ishares Core U.s. Aggregate	ETF-Other	4.91%	—	-7.03%
2	NFLT	Virtus Newfleet Multi-sector	ETF-Other	4.20%	-0.10%	-6.04%
3	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	3.64%	+0.51%	+2.05%
4	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	ETF-High Yield	3.57%	—	+56.47%
5	✓	Advisorshares Newfleet Mult-sect INC ETF	ETF-Other	3.51%	-1.80%	-6.46%
6	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	ETF-Corp Bonds	3.31%	—	-7.36%
7	QNDX	State Street SPDR Portfolio Nasdaq 100 ETF	ETF-Tech	2.59%	—	+86.13%
8	PFF	Ishares Preferred & Income S	ETF-Other	2.42%	—	—
9	✓	AT & T, Inc. New	Stock-Other	2.27%	—	-0.19%
10	✓	Verizon Communications Inc.	Stock-Other	1.92%	—	+1.40%
11	HYLS	Ft Tactical High Yield ETF	ETF-High Yield	1.76%	-0.74%	-6.99%
12	SMHC	VanEck China Semiconductor ETF	ETF-Emerging Markets	1.73%	—	-7.26%
13	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	1.71%	—	-2.45%
14	SRLN	Ss Blackstone Sr Loan ETF	ETF-Other	1.59%	-0.18%	-5.37%
15	VOD	Vodafone Group Plc-sp Adr	Stock-Comm Services	1.56%	-0.54%	+17.96%
16	XOM	Exxon Mobil CORP	Stock-Energy	1.54%	+0.71%	+1.38%
17	✓	Powershares	Stock-Other	1.49%	—	-6.55%
18	BP	Bp Plc-spons Adr	Stock-Energy	1.39%	—	-1.80%
19	USMV	Ishares Msci USA Min Vol Fac	ETF-Other	1.24%	—	+3.02%
20	ITOT	Ishares Core S&p Total U.s.	ETF-Other	1.19%	—	+104.69%
21	NGG	National Grid plc	Stock-Utilities	1.18%	—	+7.18%
22	SJNK	Ss Spdr Bb St Hi Yield ETF	ETF-Other	1.16%	—	+32.52%
23	FEX	First Trust Large Cap Core A	ETF-Large Cap & Growth	1.04%	—	-1.17%
24	CVX	Chevron CORP	Stock-Energy	1.03%	+0.73%	-2.26%
25	✓	GSK plc	Stock-Other	1.02%	—	-2.58%
26	VGLT	Vanguard Long-term Treasury	ETF-Gov Bonds	1.02%	—	+67.40%
27	✓	BCE Inc.	Stock-Other	0.97%	—	+27.26%
28	PM	Philip Morris International	Stock-Consumer Staples	0.96%	—	+10.84%
29	ABBV	Abbvie INC	Stock-Healthcare	0.96%	-1.11%	+49.80%
30	✓	Merck & Co., Inc.	Stock-Other	0.95%	—	+11.61%
31	VEU	Vanguard Ftse All-world Ex-u	ETF-Other	0.93%	—	-18.21%
32	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.91%	—	-5.14%
33	MSFT	Microsoft CORP	Stock-Tech	0.91%	—	-9.04%
34	✓	Altria Group, Inc.	Stock-Other	0.86%	—	-3.63%
35	SNY	Sanofi-adr	Stock-Healthcare	0.85%	-1.47%	+72.45%
36	✓	Invesco Financial Preferred ETF	ETF-Other	0.79%	—	—
37	EMB	Ishares Jp Morgan Usd Emergi	ETF-Other	0.78%	—	-7.23%
38	SPFF	Global X Superincome Prefer	ETF-Other	0.77%	—	-5.46%
39	R6C2	Royal Dutch Shell-spon Adr-b	Stock-Other	0.75%	—	+38.11%
40	DUK	Duke Energy CORP	Stock-Utilities	0.72%	-0.14%	-14.16%
41	MCD	Mcdonald's CORP	Stock-Consumer Disc	0.72%	—	+11.09%
42	SO	Southern Co/the	Stock-Utilities	0.70%	-0.76%	-13.98%
43	DVY	Ishares Select Dividend ETF	ETF-Other	0.64%	—	-5.20%
44	REYN	Reynolds Consumer Products Inc.	Stock-Other	0.61%	—	-14.90%
45	✓	Utilities Select Sector SPDR Fund - ETF	ETF-Other	0.60%	—	-36.84%
46	NLYEUR	Annaly Capital Management In	Stock-Other	0.60%	+0.38%	-6.54%
47	KMB	Kimberly-clark CORP	Stock-Consumer Staples	0.60%	-0.16%	+10.37%
48	CCI	Crown Castle INC	Stock-Real Estate	0.59%	—	+17.21%
49	VEA	Vanguard Ftse Developed ETF	ETF-Other	0.59%	—	+126.17%
50	TLT	Ishares 20+ Year Treasury Bd	ETF-Gov Bonds	0.58%	—	+110.98%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Aviance Capital Management, LLC for the quarter ending Q3 2016, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	+1.2%	+56.47%	Add
2	QNDX	State Street SPDR Portfolio Nasdaq 100 ETF	+1.1%	+86.13%	Add
3	✓	Guggenheim S&p 500 Pure Growth	+0.4%	+287.92%	Add
4	VGLT	Vanguard Long-term Treasury	+0.4%	+67.40%	Add
5	VEA	Vanguard Ftse Developed ETF	+0.3%	+126.17%	Add
6	ABBV	Abbvie INC	+0.3%	+49.80%	Add
7	TLT	Ishares 20+ Year Treasury Bd	+0.3%	+110.98%	Add
8	SNY	Sanofi-adr	+0.3%	+72.45%	Add
9	✓	Cisco Systems, Inc.	+0.3%	+228.78%	Add
10	BNDX	Vanguard Total Intl Bond ETF	+0.3%	+446.13%	Add
11	BSV	Vanguard Short-term Bond ETF	+0.2%	+449.62%	Add
12	SJNK	Ss Spdr Bb St Hi Yield ETF	+0.2%	+32.52%	Add
13	IYR	Ishares US Real Estate ETF	+0.2%	+140.70%	Add
14	VGIT	Vanguard Intermediate-term T	+0.2%	+71.80%	Add
15	VTV	Vanguard Value ETF	+0.2%	+281.57%	Add
16	VUG	Vanguard Growth ETF	+0.2%	+281.86%	Add
17	SPIB	Ss Spdr P Int C CORP ETF	+0.1%	+308.12%	Add
18	BIV	Vanguard Intermediate-term B	+0.1%	+451.29%	Add
19	✓	BCE Inc.	+0.1%	+27.26%	Add
20	R6C2	Royal Dutch Shell-spon Adr-b	+0.1%	+38.11%	Add
21	BLV	Vanguard Long-term Bond ETF	+0.1%	+95.28%	Add
22	✓	Merck & Co., Inc.	+0.1%	+11.61%	Add
23	KO	Coca-cola Co/the	+0.1%	+48.34%	Add
24	VOD	Vodafone Group Plc-sp Adr	0%	+17.96%	Add
25	IVV	Ishares Core S&p 500 ETF	-0.1%	+2.05%	Add
26	DFJ	Wisdomtree Jpn S/c Dvd Fund	-0.2%	-80.05%	Trim
27	GIS	General Mills INC	-0.2%	-37.70%	Trim
28	OHI	Omega Healthcare Investors	-0.2%	-90.03%	Trim
29	SO	Southern Co/the	-0.2%	-13.98%	Trim
30	VEU	Vanguard Ftse All-world Ex-u	-0.2%	-18.21%	Trim
31	DUK	Duke Energy CORP	-0.3%	-14.16%	Trim
32	SCHD	Schwab U.S. Dividend Equity ETF	-0.3%	-83.09%	Trim
33	REYN	Reynolds Consumer Products Inc.	-0.3%	-14.90%	Trim
34	SMHC	VanEck China Semiconductor ETF	-0.3%	-7.26%	Trim
35	NEAR	Ishares Sh Dba ETF Usd INC	-0.3%	-95.17%	Trim
36	✓	AT & T, Inc. New	-0.4%	-0.19%	Trim
37	VNQ	Vanguard Real Estate ETF	-0.5%	-67.44%	Trim
38	✓	Utilities Select Sector SPDR Fund - ETF	-0.5%	-36.84%	Trim
39	RITM	Rithm Capital CORP	-0.5%	-95.69%	Trim
40	✓	Advisorshares Newfleet Mult-sect INC ETF	-0.5%	-6.46%	Trim
41	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	-0.6%	-7.36%	Trim
42	NFLT	Virtus Newfleet Multi-sector	-0.6%	-6.04%	Trim
43	AGG	Ishares Core U.s. Aggregate	-0.8%	-7.03%	Trim
44	PFF	Ishares Preferred & Income S	—	NEW	New buy
45	✓	Invesco Financial Preferred ETF	—	NEW	New buy
46	XRT	Ss Spdr S&p Retail ETF	—	NEW	New buy
47	AZNN	Astrazeneca Plc-spons Adr	—	NEW	New buy
48	EEM	Ishares Msci Emerging Market	—	NEW	New buy
49	GOF	Guggenheim Strategic Opportunities Fund	—	EXIT	Sold out
50	HEZU	Ishares Currency Hedged Msci	—	NEW	New buy