Aviance Capital Management, LLC — Q1 2016 13F Holdings

Name: Aviance Capital Management, LLC — 13F Holdings, Q1 2016
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001412575

Total reported value

$668.2M

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Full holdings list this quarter

Showing top 200 holdings (of 299 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	AGG	Ishares Core U.s. Aggregate	ETF-Other	7.21%	—	-0.35%
2	NFLT	Virtus Newfleet Multi-sector	ETF-Other	5.35%	-0.10%	+12.72%
3	✓	Advisorshares Newfleet Mult-sect INC ETF	ETF-Other	4.55%	-1.80%	-5.24%
4	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	ETF-Corp Bonds	4.32%	—	-1.79%
5	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	3.83%	+0.51%	+5.09%
6	✓	AT & T, Inc. New	Stock-Other	2.43%	—	+41.17%
7	SMHC	VanEck China Semiconductor ETF	ETF-Emerging Markets	2.22%	—	—
8	✓	Verizon Communications Inc.	Stock-Other	2.13%	—	+59.29%
9	XLK	Ss Technology Select Sector	ETF-Tech	2.12%	+0.40%	-20.26%
10	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	1.98%	—	-0.34%
11	HYLS	Ft Tactical High Yield ETF	ETF-High Yield	1.95%	-0.74%	+2841.85%
12	SRLN	Ss Blackstone Sr Loan ETF	ETF-Other	1.81%	-0.18%	-3.87%
13	✓	Powershares	Stock-Other	1.72%	—	-4.47%
14	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	ETF-High Yield	1.68%	—	-52.23%
15	DIA	Ss Spdr Dow Jones Indus Avg	ETF-Large Cap & Growth	1.67%	-0.41%	-6.04%
16	XOM	Exxon Mobil CORP	Stock-Energy	1.58%	+0.71%	+37.83%
17	VEU	Vanguard Ftse All-world Ex-u	ETF-Other	1.30%	—	-37.08%
18	ITOT	Ishares Core S&p Total U.s.	ETF-Other	1.27%	—	-6.08%
19	✓	Utilities Select Sector SPDR Fund - ETF	ETF-Other	1.22%	—	—
20	FEX	First Trust Large Cap Core A	ETF-Large Cap & Growth	1.21%	—	-16.02%
21	MSFT	Microsoft CORP	Stock-Tech	1.21%	—	-6.25%
22	BP	Bp Plc-spons Adr	Stock-Energy	1.20%	—	+25.10%
23	USMV	Ishares Msci USA Min Vol Fac	ETF-Other	1.14%	—	-7.81%
24	CVX	Chevron CORP	Stock-Energy	1.12%	+0.73%	+5.14%
25	VOD	Vodafone Group Plc-sp Adr	Stock-Comm Services	1.11%	-0.54%	+258.67%
26	NGG	National Grid plc	Stock-Utilities	1.07%	—	+90.56%
27	SPFF	Global X Superincome Prefer	ETF-Other	0.99%	—	-6.68%
28	PM	Philip Morris International	Stock-Consumer Staples	0.86%	—	+39.27%
29	DUK	Duke Energy CORP	Stock-Utilities	0.82%	-0.14%	+93.13%
30	QNDX	State Street SPDR Portfolio Nasdaq 100 ETF	ETF-Tech	0.80%	—	+872.50%
31	FXG	First Trust Consumer Staples	ETF-Other	0.80%	—	-18.05%
32	SJNK	Ss Spdr Bb St Hi Yield ETF	ETF-Other	0.80%	—	+44.78%
33	✓	Altria Group, Inc.	Stock-Other	0.79%	—	+35.00%
34	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.78%	—	+29.11%
35	SO	Southern Co/the	Stock-Utilities	0.78%	-0.76%	+94.88%
36	DVY	Ishares Select Dividend ETF	ETF-Other	0.76%	—	+3.60%
37	EFA	Ishares Msci Eafe ETF	ETF-Other	0.75%	—	-0.97%
38	VNQ	Vanguard Real Estate ETF	ETF-Other	0.75%	—	—
39	AIG	American International Group	Stock-Financials	0.75%	—	-5.47%
40	KHC	Kraft Heinz Co/the	Stock-Consumer Staples	0.73%	—	+34.11%
41	✓	GSK plc	Stock-Other	0.70%	—	+30.45%
42	REYN	Reynolds Consumer Products Inc.	Stock-Other	0.70%	—	+11.41%
43	XLY	Ss Consumer Disc Select Sect	ETF-Other	0.68%	+1.35%	-4.25%
44	R6C2	Royal Dutch Shell-spon Adr-b	Stock-Other	0.65%	—	-35.94%
45	✓	Market Vectors	Stock-Other	0.64%	—	-5.58%
46	SHYG	Ishares 0-5 Yr Hy CORP Bond	ETF-Corp Bonds	0.64%	—	-9.03%
47	MCD	Mcdonald's CORP	Stock-Consumer Disc	0.63%	—	+13.07%
48	VYM	Vanguard High Dvd Yield ETF	ETF-Other	0.62%	—	+4.94%
49	✓	Powershares Qqq Trust Ser 1	Stock-Other	0.62%	—	+0.53%
50	NEAR	Ishares Sh Dba ETF Usd INC	ETF-Other	0.61%	—	+196.84%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Aviance Capital Management, LLC for the quarter ending Q1 2016, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	HYLS	Ft Tactical High Yield ETF	+1.9%	+2841.85%	Add
2	✓	Verizon Communications Inc.	+1%	+59.29%	Add
3	✓	AT & T, Inc. New	+0.9%	+41.17%	Add
4	VOD	Vodafone Group Plc-sp Adr	+0.8%	+258.67%	Add
5	QNDX	State Street SPDR Portfolio Nasdaq 100 ETF	+0.7%	+872.50%	Add
6	NFLT	Virtus Newfleet Multi-sector	+0.7%	+12.72%	Add
7	NGG	National Grid plc	+0.5%	+90.56%	Add
8	XOM	Exxon Mobil CORP	+0.5%	+37.83%	Add
9	ABBV	Abbvie INC	+0.5%	+1936.27%	Add
10	DUK	Duke Energy CORP	+0.4%	+93.13%	Add
11	SO	Southern Co/the	+0.4%	+94.88%	Add
12	NEAR	Ishares Sh Dba ETF Usd INC	+0.4%	+196.84%	Add
13	PM	Philip Morris International	+0.3%	+39.27%	Add
14	SJNK	Ss Spdr Bb St Hi Yield ETF	+0.3%	+44.78%	Add
15	✓	Altria Group, Inc.	+0.3%	+35.00%	Add
16	IVV	Ishares Core S&p 500 ETF	+0.2%	+5.09%	Add
17	KHC	Kraft Heinz Co/the	+0.2%	+34.11%	Add
18	BP	Bp Plc-spons Adr	+0.2%	+25.10%	Add
19	✓	BCE Inc.	+0.2%	+31.02%	Add
20	PG	Procter & Gamble Co/the	+0.2%	+29.11%	Add
21	IEI	Ishares 3-7 Year Treasury Bo	-0.2%	-68.30%	Trim
22	FXL	First Trust Technology Alpha	-0.2%	-36.39%	Trim
23	FNX	First Trust Mid Cap Core Alp	-0.2%	-59.25%	Trim
24	FYX	First Trust Small Cap Core A	-0.2%	-59.20%	Trim
25	✓	Advisorshares Newfleet Mult-sect INC ETF	-0.2%	-5.24%	Trim
26	FV	First Trust Dw Focus 5 Fund	-0.3%	-55.54%	Trim
27	R6C2	Royal Dutch Shell-spon Adr-b	-0.3%	-35.94%	Trim
28	PFE	Pfizer INC	-0.3%	-43.49%	Trim
29	SDOG	Alps Sector Dividend Dogs	-0.4%	-93.04%	Trim
30	DXJ	Wisdomtree Japan Hedged Eq	-0.4%	-94.11%	Trim
31	XLK	Ss Technology Select Sector	-0.4%	-20.26%	Trim
32	WFC	Wells Fargo & Co	-0.5%	-77.99%	Trim
33	HEEM	Ishares Crncy Hedgd Msci Em	-0.5%	-96.95%	Trim
34	FDN	First Trust Dj Internet Ind	-0.7%	-98.09%	Trim
35	HEFA	Isha Curr Hedged Msci Eafe	-0.8%	-97.81%	Trim
36	VEU	Vanguard Ftse All-world Ex-u	-0.8%	-37.08%	Trim
37	HEDJ	Wisdomtree Europe Hedged Equ	-1.1%	-81.66%	Trim
38	✓	Select Sector Spdr Tr	-1.3%	-84.78%	Trim
39	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	-1.8%	-52.23%	Trim
40	XLV	Ss Health Care Select Sector	-3.1%	-97.96%	Trim
41	SMHC	VanEck China Semiconductor ETF	—	EXIT	Sold out
42	SMHC	VanEck China Semiconductor ETF	—	NEW	New buy
43	✓	Utilities Select Sector SPDR Fund - ETF	—	NEW	New buy
44	✓	Powershares	—	EXIT	Sold out
45	VNQ	Vanguard Real Estate ETF	—	NEW	New buy
46	NOBL	Proshares S&p 500 Dividend A	—	NEW	New buy
47	SPTI	Ss Spdr P Int Term Tsy ETF	—	EXIT	Sold out
48	CCI	Crown Castle INC	—	NEW	New buy
49	GOF	Guggenheim Strategic Opportunities Fund	—	NEW	New buy
50	IEF	Ishares 7-10 Year Treasury B	—	EXIT	Sold out