Aviance Capital Management, LLC — Q1 2018 13F Holdings

Name: Aviance Capital Management, LLC — 13F Holdings, Q1 2018
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001412575

Total reported value

$668.2M

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Full holdings list this quarter

Showing top 200 holdings (of 282 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	NFLT	Virtus Newfleet Multi-sector	ETF-Other	8.93%	-0.10%	-5.54%
2	HYLS	Ft Tactical High Yield ETF	ETF-High Yield	7.81%	-0.74%	+2.40%
3	VSHY	Virtus Nwflt Shrt Dur Hi Yld	ETF-Other	5.67%	—	-23.25%
4	✓	Advisorshares Newfleet Mult-sect INC ETF	ETF-Other	4.82%	-1.80%	-15.07%
5	DIA	Ss Spdr Dow Jones Indus Avg	ETF-Large Cap & Growth	4.24%	-0.41%	-6.57%
6	XLF	Ss Financial Select Sector	ETF-Other	2.95%	+0.44%	-4.85%
7	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	2.60%	—	-17.67%
8	KRE	Ss Spdr S&p Regional Bank	ETF-Other	2.33%	+1.51%	+23.27%
9	FPE	Ft-preferred Secur & INC ETF	ETF-Other	2.24%	—	-9.17%
10	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	2.12%	+0.51%	-18.44%
11	VZ	Verizon Communications INC	Stock-Comm Services	1.94%	-0.45%	-9.26%
12	DVY	Ishares Select Dividend ETF	ETF-Other	1.76%	—	+3.54%
13	T	At&t INC	Stock-Comm Services	1.76%	+0.48%	-7.89%
14	R6C2	Royal Dutch Shell-spon Adr-b	Stock-Other	1.65%	—	-10.58%
15	XLY	Ss Consumer Disc Select Sect	ETF-Other	1.53%	+1.35%	+28.54%
16	CVX	Chevron CORP	Stock-Energy	1.41%	+0.73%	-10.37%
17	TBX	Proshares Short 7-10 Yr Tsy	ETF-Other	1.38%	-1.17%	—
18	SRLN	Ss Blackstone Sr Loan ETF	ETF-Other	1.36%	-0.18%	-5.11%
19	RDVY	First Trust Rising Dividend	ETF-Other	1.32%	—	+35.49%
20	VOD	Vodafone Group Plc-sp Adr	Stock-Comm Services	1.29%	-0.54%	-5.63%
21	BP	Bp Plc-spons Adr	Stock-Energy	1.29%	—	-8.53%
22	EMLP	First Trust North American E	ETF-Other	1.24%	+0.61%	+50.88%
23	EMB	Ishares Jp Morgan Usd Emergi	ETF-Other	1.23%	—	-12.12%
24	VWO	Vanguard Ftse Emerging Marke	ETF-Emerging Markets	1.20%	—	+32.38%
25	FTSL	First Trust Senior Loan ETF	ETF-Other	1.18%	—	+1.16%
26	IBM	Intl Business Machines CORP	Stock-Tech	1.00%	+1.17%	+69.40%
27	RIO	Rio Tinto Plc-spon Adr	Stock-Materials	0.95%	—	—
28	VEU	Vanguard Ftse All-world Ex-u	ETF-Other	0.92%	—	-9.02%
29	FVD	First Trust Value Line Dvd	ETF-Other	0.84%	—	-7.83%
30	CCI	Crown Castle INC	Stock-Real Estate	0.84%	—	-7.37%
31	LVS	Las Vegas Sands CORP	Stock-Consumer Disc	0.78%	—	-19.04%
32	ABBV	Abbvie INC	Stock-Healthcare	0.76%	-1.11%	-27.09%
33	IXP	Ishares Global Comm Services	ETF-Other	0.76%	+0.21%	+5.20%
34	PFF	Ishares Preferred & Income S	ETF-Other	0.75%	—	-0.00%
35	✓	Etfis Ser Tr I Virtus Cumbrlan	Stock-Other	0.74%	—	-12.86%
36	✓	Powershares Qqq Trust Ser 1	Stock-Other	0.71%	—	+7.39%
37	MPC	Marathon Petroleum CORP	Stock-Energy	0.70%	—	—
38	SPFF	Global X Superincome Prefer	ETF-Other	0.70%	—	-8.95%
39	VGIT	Vanguard Intermediate-term T	ETF-Other	0.67%	—	-1.11%
40	XLK	Ss Technology Select Sector	ETF-Tech	0.67%	+0.40%	-20.76%
41	NOBL	Proshares S&p 500 Dividend A	ETF-Large Cap & Growth	0.66%	—	-8.64%
42	SONY	Sony Group CORP - Sp Adr	Stock-Tech	0.63%	—	-8.22%
43	WDC	Western Digital CORP	Stock-Tech	0.63%	+0.53%	+507.34%
44	✓	Powershares	Stock-Other	0.62%	—	-9.12%
45	XLV	Ss Health Care Select Sector	ETF-Other	0.56%	—	-7.41%
46	JPM	Jpmorgan Chase & Co	Stock-Financials	0.55%	—	-5.67%
47	VYM	Vanguard High Dvd Yield ETF	ETF-Other	0.55%	—	-10.00%
48	SHYG	Ishares 0-5 Yr Hy CORP Bond	ETF-Corp Bonds	0.54%	—	-11.66%
49	SCCO	Southern Copper CORP	Stock-Materials	0.54%	—	+5824.49%
50	QTEC	First Trust Nasdq 100 Tech I	ETF-Tech	0.48%	—	-9.39%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Aviance Capital Management, LLC for the quarter ending Q1 2018, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	KRE	Ss Spdr S&p Regional Bank	+0.6%	+23.27%	Add
2	WDC	Western Digital CORP	+0.5%	+507.34%	Add
3	SCCO	Southern Copper CORP	+0.5%	+5824.49%	Add
4	IBM	Intl Business Machines CORP	+0.5%	+69.40%	Add
5	XLY	Ss Consumer Disc Select Sect	+0.5%	+28.54%	Add
6	PFE	Pfizer INC	+0.4%	+125748.76%	Add
7	RDVY	First Trust Rising Dividend	+0.4%	+35.49%	Add
8	EMLP	First Trust North American E	+0.4%	+50.88%	Add
9	VWO	Vanguard Ftse Emerging Marke	+0.4%	+32.38%	Add
10	SMH	Vaneck Semiconductor ETF	+0.1%	+69084.62%	Add
11	KSUEUR	Kansas City Southern	+0.1%	+319.99%	Add
12	XLF	Ss Financial Select Sector	0%	-4.85%	Trim
13	NFLT	Virtus Newfleet Multi-sector	0%	-5.54%	Trim
14	DIA	Ss Spdr Dow Jones Indus Avg	-0.1%	-6.57%	Trim
15	BP	Bp Plc-spons Adr	-0.1%	-8.53%	Trim
16	✓	Etfis Ser Tr I Virtus Cumbrlan	-0.1%	-12.86%	Trim
17	LVS	Las Vegas Sands CORP	-0.1%	-19.04%	Trim
18	XLK	Ss Technology Select Sector	-0.1%	-20.76%	Trim
19	FPE	Ft-preferred Secur & INC ETF	-0.1%	-9.17%	Trim
20	ITB	Ishares U.s. Home Constructi	-0.1%	-35.40%	Trim
21	EMB	Ishares Jp Morgan Usd Emergi	-0.1%	-12.12%	Trim
22	SCHD	Schwab U.S. Dividend Equity ETF	-0.1%	-88.75%	Trim
23	DIS	Walt Disney Co/the	-0.1%	-66.32%	Trim
24	R6C2	Royal Dutch Shell-spon Adr-b	-0.1%	-10.58%	Trim
25	MCD	Mcdonald's CORP	-0.1%	-89.29%	Trim
26	VOD	Vodafone Group Plc-sp Adr	-0.2%	-5.63%	Trim
27	T	At&t INC	-0.2%	-7.89%	Trim
28	CVX	Chevron CORP	-0.2%	-10.37%	Trim
29	MLPAUSD	Global X Mlp ETF	-0.2%	-41.28%	Trim
30	ABBV	Abbvie INC	-0.2%	-27.09%	Trim
31	VZ	Verizon Communications INC	-0.3%	-9.26%	Trim
32	IVV	Ishares Core S&p 500 ETF	-0.3%	-18.44%	Trim
33	SPY	Ss Spdr S&p 500 ETF Trust-us	-0.4%	-17.67%	Trim
34	FMB	First Trust Managed Municipa	-0.4%	-73.59%	Trim
35	FIXD	First Trust Smith Opportunis	-0.4%	-55.74%	Trim
36	✓	Advisorshares Newfleet Mult-sect INC ETF	-0.5%	-15.07%	Trim
37	TGT	Target CORP	-0.5%	-99.85%	Trim
38	PEG	Public Service Enterprise Gp	-0.5%	-99.91%	Trim
39	RITM	Rithm Capital CORP	-0.5%	-54.99%	Trim
40	NLYEUR	Annaly Capital Management In	-0.6%	-54.19%	Trim
41	SKT	Tanger INC	-0.8%	-79.38%	Trim
42	SPG	Simon Property Group INC	-0.9%	-77.05%	Trim
43	VSHY	Virtus Nwflt Shrt Dur Hi Yld	-1.2%	-23.25%	Trim
44	TBX	Proshares Short 7-10 Yr Tsy	—	NEW	New buy
45	RIO	Rio Tinto Plc-spon Adr	—	NEW	New buy
46	MPC	Marathon Petroleum CORP	—	NEW	New buy
47	FCX	Freeport-mcmoran INC	—	NEW	New buy
48	BHP	Bhp Group Ltd-spon Adr	—	NEW	New buy
49	VALE	Vale Sa-sp Adr	—	NEW	New buy
50	CAT	Caterpillar INC	—	NEW	New buy