Aviance Capital Management, LLC — Q3 2015 13F Holdings

Name: Aviance Capital Management, LLC — 13F Holdings, Q3 2015
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001412575

Total reported value

$668.2M

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Full holdings list this quarter

Showing top 200 holdings (of 297 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	AGG	Ishares Core U.s. Aggregate	ETF-Other	6.59%	—	-0.50%
2	✓	Advisorshares Newfleet Mult-sect INC ETF	ETF-Other	5.07%	-1.80%	-1.11%
3	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	ETF-Corp Bonds	4.88%	—	+1.80%
4	NFLT	Virtus Newfleet Multi-sector	ETF-Other	4.30%	-0.10%	—
5	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	ETF-High Yield	4.28%	—	+0.29%
6	XLV	Ss Health Care Select Sector	ETF-Other	3.11%	—	-2.57%
7	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	3.03%	+0.51%	+17.20%
8	XLK	Ss Technology Select Sector	ETF-Tech	2.46%	+0.40%	+4.10%
9	SMHC	VanEck China Semiconductor ETF	ETF-Emerging Markets	2.41%	—	+0.01%
10	SRLN	Ss Blackstone Sr Loan ETF	ETF-Other	2.04%	-0.18%	-2.77%
11	VEU	Vanguard Ftse All-world Ex-u	ETF-Other	1.98%	—	+18.52%
12	✓	Powershares	Stock-Other	1.93%	—	-4.88%
13	AMLPUSD	Alerian Mlp ETF	ETF-Other	1.51%	—	-23.78%
14	QNDX	State Street SPDR Portfolio Nasdaq 100 ETF	ETF-Tech	1.46%	—	-31.00%
15	SPFF	Global X Superincome Prefer	ETF-Other	1.44%	—	-11.33%
16	✓	Select Sector Spdr Tr	Stock-Other	1.43%	—	+25.69%
17	✓	AT & T, Inc. New	Stock-Other	1.42%	—	-0.31%
18	FEX	First Trust Large Cap Core A	ETF-Large Cap & Growth	1.34%	—	+31.50%
19	HEDJ	Wisdomtree Europe Hedged Equ	ETF-Other	1.33%	—	+18.19%
20	ITOT	Ishares Core S&p Total U.s.	ETF-Other	1.25%	—	+33.75%
21	MSFT	Microsoft CORP	Stock-Tech	1.16%	—	-7.04%
22	USMV	Ishares Msci USA Min Vol Fac	ETF-Other	1.08%	—	+127.83%
23	✓	Verizon Communications Inc.	Stock-Other	1.06%	—	-0.04%
24	✓	BCE Inc.	Stock-Other	1.01%	—	+12.99%
25	XOM	Exxon Mobil CORP	Stock-Energy	1.00%	+0.71%	—
26	R6C2	Royal Dutch Shell-spon Adr-b	Stock-Other	0.99%	—	+270.74%
27	BP	Bp Plc-spons Adr	Stock-Energy	0.96%	—	+335.17%
28	✓	Powershares	Stock-Other	0.96%	—	-3.96%
29	EFA	Ishares Msci Eafe ETF	ETF-Other	0.94%	—	+90.07%
30	HEFA	Isha Curr Hedged Msci Eafe	ETF-Other	0.91%	—	-38.30%
31	FXG	First Trust Consumer Staples	ETF-Other	0.89%	—	+13.03%
32	CVX	Chevron CORP	Stock-Energy	0.87%	+0.73%	+438.89%
33	AIG	American International Group	Stock-Financials	0.85%	—	+5.13%
34	GYLD	Arrow Dow Jones Global Yield	ETF-Other	0.85%	—	-9.09%
35	SHYG	Ishares 0-5 Yr Hy CORP Bond	ETF-Corp Bonds	0.85%	—	-19.38%
36	IEF	Ishares 7-10 Year Treasury B	ETF-Gov Bonds	0.85%	—	—
37	HYMB	Ss Spdr N Ice Hy Muni ETF	ETF-Other	0.84%	—	-13.29%
38	FXL	First Trust Technology Alpha	ETF-Tech	0.83%	—	+26.99%
39	HEEM	Ishares Crncy Hedgd Msci Em	ETF-Other	0.81%	—	-44.79%
40	IBB	Ishares Biotechnology ETF	ETF-Tech	0.77%	—	+10.07%
41	XRT	Ss Spdr S&p Retail ETF	ETF-Other	0.76%	—	+107.66%
42	FDN	First Trust Dj Internet Ind	ETF-Other	0.75%	—	-20.00%
43	✓	Market Vectors	Stock-Other	0.75%	—	-27.27%
44	PFE	Pfizer INC	Stock-Healthcare	0.68%	—	-4.32%
45	DVY	Ishares Select Dividend ETF	ETF-Other	0.66%	—	-44.07%
46	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	0.66%	—	+61.49%
47	XLY	Ss Consumer Disc Select Sect	ETF-Other	0.65%	+1.35%	+51.82%
48	XLP	Ss Consumer Staples Sel Sect	ETF-Other	0.58%	-1.25%	-19.67%
49	WFC	Wells Fargo & Co	Stock-Financials	0.55%	—	+15.59%
50	SDOG	Alps Sector Dividend Dogs	ETF-Other	0.52%	—	+19.33%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Aviance Capital Management, LLC for the quarter ending Q3 2015, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	AGG	Ishares Core U.s. Aggregate	+6.6%	NEW	New buy
2	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	+4.7%	+1.80%	Add
3	XOM	Exxon Mobil CORP	+0.6%	—	Add
4	XLP	Ss Consumer Staples Sel Sect	+0.6%	-19.67%	Add
5	CVX	Chevron CORP	+0.6%	+438.89%	Add
6	XLV	Ss Health Care Select Sector	+0.1%	-2.57%	Add
7	TLT	Ishares 20+ Year Treasury Bd	-22.1%	+50.58%	Trim
8	✓	Advisorshares Newfleet Mult-sect INC ETF	—	NEW	New buy
9	NFLT	Virtus Newfleet Multi-sector	—	NEW	New buy
10	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	—	NEW	New buy
11	IVV	Ishares Core S&p 500 ETF	—	NEW	New buy
12	XLK	Ss Technology Select Sector	—	NEW	New buy
13	SMHC	VanEck China Semiconductor ETF	—	NEW	New buy
14	SRLN	Ss Blackstone Sr Loan ETF	—	NEW	New buy
15	VEU	Vanguard Ftse All-world Ex-u	—	NEW	New buy
16	✓	Powershares	—	NEW	New buy
17	AMLPUSD	Alerian Mlp ETF	—	NEW	New buy
18	QNDX	State Street SPDR Portfolio Nasdaq 100 ETF	—	NEW	New buy
19	SPFF	Global X Superincome Prefer	—	NEW	New buy
20	✓	Select Sector Spdr Tr	—	NEW	New buy
21	✓	AT & T, Inc. New	—	NEW	New buy
22	FEX	First Trust Large Cap Core A	—	NEW	New buy
23	HEDJ	Wisdomtree Europe Hedged Equ	—	NEW	New buy
24	ITOT	Ishares Core S&p Total U.s.	—	NEW	New buy
25	MSFT	Microsoft CORP	—	NEW	New buy
26	USMV	Ishares Msci USA Min Vol Fac	—	NEW	New buy
27	✓	Verizon Communications Inc.	—	NEW	New buy
28	✓	BCE Inc.	—	NEW	New buy
29	R6C2	Royal Dutch Shell-spon Adr-b	—	NEW	New buy
30	BP	Bp Plc-spons Adr	—	NEW	New buy
31	✓	Powershares	—	NEW	New buy
32	EFA	Ishares Msci Eafe ETF	—	NEW	New buy
33	HEFA	Isha Curr Hedged Msci Eafe	—	NEW	New buy
34	FXG	First Trust Consumer Staples	—	NEW	New buy
35	AIG	American International Group	—	NEW	New buy
36	GYLD	Arrow Dow Jones Global Yield	—	NEW	New buy
37	SHYG	Ishares 0-5 Yr Hy CORP Bond	—	NEW	New buy
38	HYMB	Ss Spdr N Ice Hy Muni ETF	—	NEW	New buy
39	FXL	First Trust Technology Alpha	—	NEW	New buy
40	HEEM	Ishares Crncy Hedgd Msci Em	—	NEW	New buy
41	IBB	Ishares Biotechnology ETF	—	NEW	New buy
42	XRT	Ss Spdr S&p Retail ETF	—	NEW	New buy
43	FDN	First Trust Dj Internet Ind	—	NEW	New buy
44	✓	Market Vectors	—	NEW	New buy
45	PFE	Pfizer INC	—	NEW	New buy
46	DVY	Ishares Select Dividend ETF	—	NEW	New buy
47	SPY	Ss Spdr S&p 500 ETF Trust-us	—	NEW	New buy
48	XLY	Ss Consumer Disc Select Sect	—	NEW	New buy
49	WFC	Wells Fargo & Co	—	NEW	New buy
50	SDOG	Alps Sector Dividend Dogs	—	NEW	New buy