Aviance Capital Management, LLC — Q3 2014 13F Holdings

Name: Aviance Capital Management, LLC — 13F Holdings, Q3 2014
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001412575

Total reported value

$668.2M

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Full holdings list this quarter

Showing top 200 holdings (of 287 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	AMLPUSD	Alerian Mlp ETF	ETF-Other	4.93%	—	+4.82%
2	✓	Advisorshares Newfleet Mult-sect INC ETF	ETF-Other	4.88%	-1.80%	+8.55%
3	✓	Powershares	Stock-Other	3.81%	—	+8.65%
4	✓	Verizon Communications Inc.	Stock-Other	3.46%	—	+11.21%
5	✓	AT & T, Inc. New	Stock-Other	3.38%	—	+10.70%
6	DIA	Ss Spdr Dow Jones Indus Avg	ETF-Large Cap & Growth	3.23%	-0.41%	—
7	INTC	Intel CORP	Stock-Tech	2.77%	—	+7.77%
8	COP	Conocophillips	Stock-Energy	2.58%	—	+2.58%
9	AAPL	Apple INC	Stock-Tech	2.31%	—	+5.97%
10	DVY	Ishares Select Dividend ETF	ETF-Other	2.13%	—	+275.22%
11	✓	Powershares Global Exchangetra	Stock-Other	1.90%	—	—
12	✓	Altria Group, Inc.	Stock-Other	1.85%	—	+10.66%
13	RDS-A	Shell Plc-spon Adr-a	Stock-Other	1.76%	—	+6.65%
14	REYN	Reynolds Consumer Products Inc.	Stock-Other	1.73%	—	+1165.89%
15	RTN1USD	Raytheon Company	Stock-Other	1.71%	—	+93.58%
16	✓	BCE Inc.	Stock-Other	1.70%	—	+13.23%
17	LMT	Lockheed Martin CORP	Stock-Industrials	1.68%	—	+43.17%
18	✓	Freeport-McMoRan Inc.	Stock-Other	1.68%	—	+20.38%
19	✓	Lorillard INC	Stock-Other	1.47%	—	+1511.37%
20	GOF	Guggenheim Strategic Opportunities Fund	Stock-Other	1.45%	—	+8.35%
21	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	1.35%	+0.51%	+13.27%
22	NGG	National Grid plc	Stock-Utilities	1.33%	—	+10.53%
23	MSFT	Microsoft CORP	Stock-Tech	1.10%	—	+5.29%
24	CVX	Chevron CORP	Stock-Energy	1.07%	+0.73%	+12.55%
25	GOF	Guggenheim Strategic Opportunities Fund	Stock-Other	1.06%	—	+187.09%
26	AEP	American Electric Power Company, Inc.	Stock-Utilities	1.05%	—	+8.98%
27	✓	Cisco Systems, Inc.	Stock-Other	1.04%	—	+3.85%
28	✓	GSK plc	Stock-Other	1.03%	—	+22.84%
29	ETW	Eaton Vance T/m Glbl Buy-wr	Stock-Other	1.01%	—	+10.90%
30	PM	Philip Morris International	Stock-Consumer Staples	0.99%	—	+19.35%
31	✓	Telecom Co LTD	Stock-Other	0.96%	—	+9.15%
32	IHG	InterContinental Hotels Group PLC	Stock-Other	0.94%	—	-4.24%
33	R6C2	Royal Dutch Shell-spon Adr-b	Stock-Other	0.84%	—	+13.59%
34	✓		Stock-Other	0.81%	—	+9.57%
35	✓	Abengoa Yield PLC	Stock-Other	0.76%	—	—
36	BP	Bp Plc-spons Adr	Stock-Energy	0.75%	—	+13.94%
37	✓	Macquarie Infrastr Co LLC	Stock-Other	0.74%	—	+1.06%
38	SCHW	Schwab (charles) CORP	Stock-Financials	0.73%	—	+3.82%
39	SMHC	VanEck China Semiconductor ETF	ETF-Emerging Markets	0.72%	—	+17.07%
40	CB	Chubb Limited	Stock-Financials	0.71%	—	+5.56%
41	AIG	American International Group	Stock-Financials	0.68%	—	+9.62%
42	TD	Toronto-dominion Bank	Stock-Financials	0.68%	—	+3.63%
43	SRLN	Ss Blackstone Sr Loan ETF	ETF-Other	0.67%	-0.18%	+8.30%
44	✓	Select Sector Spdr Tr Sbi Mate	Stock-Other	0.67%	—	+38.15%
45	XLP	Ss Consumer Staples Sel Sect	ETF-Other	0.66%	-1.25%	+45.30%
46	IYW	Ishares Ustechnology ETF	ETF-Tech	0.66%	—	+34.29%
47	IYF	Ishares US Financials ETF	ETF-Other	0.65%	—	+40.37%
48	IYJ	Ishares U.s. Industrials ETF	ETF-Other	0.65%	—	+48.27%
49	IYH	Ishares U.s. Healthcare ETF	ETF-Other	0.65%	—	+33.21%
50	SJNK	Ss Spdr Bb St Hi Yield ETF	ETF-Other	0.65%	—	-90.83%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Aviance Capital Management, LLC for the quarter ending Q3 2014, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	REYN	Reynolds Consumer Products Inc.	+1.6%	+1165.89%	Add
2	DVY	Ishares Select Dividend ETF	+1.5%	+275.22%	Add
3	✓	Lorillard INC	+1.4%	+1511.37%	Add
4	RTN1USD	Raytheon Company	+0.9%	+93.58%	Add
5	GOF	Guggenheim Strategic Opportunities Fund	+0.6%	+187.09%	Add
6	LMT	Lockheed Martin CORP	+0.6%	+43.17%	Add
7	INTC	Intel CORP	+0.4%	+7.77%	Add
8	MPC	Marathon Petroleum CORP	+0.3%	+138.69%	Add
9	✓	Verizon Communications Inc.	+0.2%	+11.21%	Add
10	✓	Altria Group, Inc.	+0.2%	+10.66%	Add
11	XLP	Ss Consumer Staples Sel Sect	+0.2%	+45.30%	Add
12	✓	J P Morgan Chase And Co	+0.2%	+946.70%	Add
13	AAPL	Apple INC	+0.2%	+5.97%	Add
14	✓	Telecom Co LTD	+0.2%	+9.15%	Add
15	IYJ	Ishares U.s. Industrials ETF	+0.2%	+48.27%	Add
16	IYF	Ishares US Financials ETF	+0.2%	+40.37%	Add
17	IYW	Ishares Ustechnology ETF	+0.2%	+34.29%	Add
18	IYH	Ishares U.s. Healthcare ETF	+0.2%	+33.21%	Add
19	✓	Select Sector Spdr Tr Sbi Mate	+0.2%	+38.15%	Add
20	✓	AT & T, Inc. New	+0.1%	+10.70%	Add
21	MSFT	Microsoft CORP	+0.1%	+5.29%	Add
22	IVV	Ishares Core S&p 500 ETF	+0.1%	+13.27%	Add
23	✓	Advisorshares Newfleet Mult-sect INC ETF	+0.1%	+8.55%	Add
24	✓	Powershares	0%	+8.65%	Add
25	AMLPUSD	Alerian Mlp ETF	—	+4.82%	Add
26	ETN	Eaton Corporation plc	-0.2%	-21.63%	Trim
27	APC3EUR	Anadarko Petroleum CORP	-0.2%	-41.20%	Trim
28	2362120D	Sinclair Broadcast Group LLC	-0.2%	-23.26%	Trim
29	COP	Conocophillips	-0.4%	+2.58%	Add
30	DUK	Duke Energy CORP	-0.8%	-78.43%	Trim
31	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	-4.3%	-98.06%	Trim
32	QNDX	State Street SPDR Portfolio Nasdaq 100 ETF	-5%	-99.60%	Trim
33	SJNK	Ss Spdr Bb St Hi Yield ETF	-7.1%	-90.83%	Trim
34	DIA	Ss Spdr Dow Jones Indus Avg	—	NEW	New buy
35	✓	Powershares Global Exchangetra	—	NEW	New buy
36	✓	Abengoa Yield PLC	—	NEW	New buy
37	XLY	Ss Consumer Disc Select Sect	—	NEW	New buy
38	DIV	Global X Superdividend Use	—	NEW	New buy
39	✓	PowerShares CEF Income Composite	—	NEW	New buy
40	OXY	Occidental Petroleum CORP	—	NEW	New buy
41	IYE	Ishares U.s. Energy ETF	—	EXIT	Sold out
42	IDU	Ishares US Utilities ETF	—	EXIT	Sold out
43	GD	General Dynamics CORP	—	NEW	New buy
44	RITM	Rithm Capital CORP	—	NEW	New buy
45	PFE	Pfizer INC	—	NEW	New buy
46	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	—	NEW	New buy
47	XETYX	Eaton Vance Tax-mgd Div Eqty	—	NEW	New buy
48	RCI	Rogers Communications Inc-b	—	NEW	New buy
49	✓	New Residential Invt CORP	—	EXIT	Sold out
50	OKE	Oneok INC	—	EXIT	Sold out