Aviance Capital Management, LLC — Q4 2013 13F Holdings

Name: Aviance Capital Management, LLC — 13F Holdings, Q4 2013
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001412575

Total reported value

$668.2M

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Full holdings list this quarter

Showing top 200 holdings (of 457 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	AMLPUSD	Alerian Mlp ETF	ETF-Other	3.81%	—	+4.74%
2	✓	Advisorshares Newfleet Mult-sect INC ETF	ETF-Other	3.59%	-1.80%	-2.21%
3	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	ETF-High Yield	3.26%	—	+16.16%
4	QNDX	State Street SPDR Portfolio Nasdaq 100 ETF	ETF-Tech	2.94%	—	-3.97%
5	XAWFX	Alliancebernstein Gl Hi INC	Stock-Other	2.73%	—	-2.49%
6	✓	Verizon Communications Inc.	Stock-Other	2.73%	—	-4.87%
7	✓	AT & T, Inc. New	Stock-Other	2.59%	—	-4.44%
8	✓	Powershares	Stock-Other	2.50%	—	+25.84%
9	TBT	Proshares Ultrashort 20+y Tr	ETF-Other	2.14%	—	+18392.34%
10	✓	Sector Spdr Tr Shs Ben Int Ind	Stock-Other	2.13%	—	-4.97%
11	NGG	National Grid plc	Stock-Utilities	2.04%	—	-2.38%
12	RDS-A	Shell Plc-spon Adr-a	Stock-Other	1.84%	—	+3.19%
13	ET	Energy Transfer LP	Stock-Energy	1.75%	—	-3.32%
14	COP	Conocophillips	Stock-Energy	1.69%	—	+56.48%
15	ABBV	Abbvie INC	Stock-Healthcare	1.53%	-1.11%	-5.40%
16	✓	China Mobile LTD Spn Adr	Stock-Other	1.52%	—	+83.10%
17	FXI	Ishares China Large-cap ETF	ETF-Emerging Markets	1.50%	—	+66.05%
18	✓	BCE Inc.	Stock-Other	1.49%	—	+79.81%
19	VTV	Vanguard Value ETF	ETF-Other	1.45%	—	-3.25%
20	GOF	Guggenheim Strategic Opportunities Fund	Stock-Other	1.45%	—	-13.32%
21	INTC	Intel CORP	Stock-Tech	1.38%	—	-1.72%
22	✓	Altria Group, Inc.	Stock-Other	1.36%	—	-2.01%
23	LMT	Lockheed Martin CORP	Stock-Industrials	1.34%	—	-12.31%
24	AEP	American Electric Power Company, Inc.	Stock-Utilities	1.32%	—	-2.87%
25	KMI	Kinder Morgan, Inc.	Stock-Energy	1.32%	—	+95.64%
26	PFE	Pfizer INC	Stock-Healthcare	1.17%	—	-2.84%
27	PM	Philip Morris International	Stock-Consumer Staples	1.16%	—	-1.27%
28	CVX	Chevron CORP	Stock-Energy	1.15%	+0.73%	-1.34%
29	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	1.12%	—	-3.27%
30	SNH1EUR	Senior Housing Prop Trust	Stock-Other	1.09%	—	+5.12%
31	✓	Freeport-McMoRan Inc.	Stock-Other	1.06%	—	-2.82%
32	✓	Telecom Co LTD	Stock-Other	1.05%	—	-7.34%
33	RTN1USD	Raytheon Company	Stock-Other	1.04%	—	-5.76%
34	LLY	Eli Lilly & Co	Stock-Healthcare	1.00%	—	-1.57%
35	TLSYYUSD	Telstra Corp-adr	Stock-Other	1.00%	—	-12.60%
36	EMR	Emerson Electric Co	Stock-Industrials	0.96%	—	-2.58%
37	✓	Lorillard INC	Stock-Other	0.96%	—	+261.05%
38	DRI	Darden Restaurants INC	Stock-Consumer Disc	0.95%	—	+178.23%
39	ETW	Eaton Vance T/m Glbl Buy-wr	Stock-Other	0.89%	—	+0.07%
40	REYN	Reynolds Consumer Products Inc.	Stock-Other	0.87%	—	-0.66%
41	✓	Williams Partners	Stock-Other	0.79%	—	-1.97%
42	SRLN	Ss Blackstone Sr Loan ETF	ETF-Other	0.76%	-0.18%	-2.82%
43	✓	Spdr Series Trust Kbw Regl Bkg	Stock-Other	0.76%	—	-1.91%
44	EWS	iShares MSCI Singapore ETF	ETF-Other	0.76%	—	-2.23%
45	✓		Stock-Other	0.70%	—	+46585.03%
46	✓	Macquarie Infrastr Co LLC	Stock-Other	0.70%	—	—
47	✓		Stock-Other	0.67%	—	-24.03%
48	✓	Diamond Offshore Drilling In	Stock-Other	0.64%	—	+6137.28%
49	TELFY	Telefonica Sa-spon Adr	Stock-Other	0.64%	—	+251793.10%
50	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	0.62%	+0.51%	-8.19%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Aviance Capital Management, LLC for the quarter ending Q4 2013, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	TBT	Proshares Ultrashort 20+y Tr	+2.1%	+18392.34%	Add
2	✓	Lorillard INC	+0.7%	+261.05%	Add
3	✓		+0.7%	+46585.03%	Add
4	TELFY	Telefonica Sa-spon Adr	+0.6%	+251793.10%	Add
5	DRI	Darden Restaurants INC	+0.6%	+178.23%	Add
6	✓	Diamond Offshore Drilling In	+0.6%	+6137.28%	Add
7	✓	BCE Inc.	+0.6%	+79.81%	Add
8	KMI	Kinder Morgan, Inc.	+0.6%	+95.64%	Add
9	FXI	Ishares China Large-cap ETF	+0.5%	+66.05%	Add
10	✓	China Mobile LTD Spn Adr	+0.5%	+83.10%	Add
11	COP	Conocophillips	+0.5%	+56.48%	Add
12	✓	Powershares	+0.4%	+25.84%	Add
13	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	+0.2%	+16.16%	Add
14	HYT	Blackrock CORP Hi Yld	+0.2%	+362.58%	Add
15	✓	Encana CORP	+0.2%	+14989.47%	Add
16	✓		+0.1%	+26517.24%	Add
17	EWH	Ishares Msci Hong Kong ETF	+0.1%	+1756.16%	Add
18	DTEGY	Deutsche Telekom Ag-spon Adr	+0.1%	+53.28%	Add
19	PRU	Prudential Financial INC	+0.1%	+248.85%	Add
20	AEP	American Electric Power Company, Inc.	+0.1%	-2.87%	Trim
21	RDS-A	Shell Plc-spon Adr-a	+0.1%	+3.19%	Add
22	ABBV	Abbvie INC	0%	-5.40%	Trim
23	INTC	Intel CORP	0%	-1.72%	Trim
24	✓	Altria Group, Inc.	—	-2.01%	Trim
25	NGG	National Grid plc	0%	-2.38%	Trim
26	✓	Sector Spdr Tr Shs Ben Int Ind	-0.1%	-4.97%	Trim
27	AMLPUSD	Alerian Mlp ETF	-0.1%	+4.74%	Add
28	MCD	Mcdonald's CORP	-0.1%	-38.40%	Trim
29	TIP	Ishares Tips Bond ETF	-0.1%	-96.58%	Trim
30	✓	Powershares Qqq Trust Ser 1	-0.2%	-76.08%	Trim
31	JNJ	Johnson & Johnson	-0.2%	-85.27%	Trim
32	PG	Procter & Gamble Co/the	-0.2%	-75.03%	Trim
33	F	Ford Motor Co	-0.2%	-97.70%	Trim
34	✓		-0.2%	-24.03%	Trim
35	TLSYYUSD	Telstra Corp-adr	-0.2%	-12.60%	Trim
36	✓	Kt CORP Sponsored Adr	-0.3%	-17.36%	Trim
37	✓	Telecom CORP New Zealand LTD	-0.3%	-27.59%	Trim
38	GOF	Guggenheim Strategic Opportunities Fund	-0.4%	-13.32%	Trim
39	XAWFX	Alliancebernstein Gl Hi INC	-0.5%	-2.49%	Trim
40	✓		-0.8%	-95.08%	Trim
41	DE	Deere & Co	-0.8%	-95.32%	Trim
42	✓	Merck & Co., Inc.	-0.9%	-76.11%	Trim
43	✓	Cisco Systems, Inc.	-1.1%	-99.63%	Trim
44	GSY	Invesco Ultra Short Duration ETF	-1.1%	-83.54%	Trim
45	✓	Macquarie Infrastr Co LLC	—	NEW	New buy
46	SWK	Stanley Black & Decker INC	—	EXIT	Sold out
47	GM	General Motors Co	—	NEW	New buy
48	SJNK	Ss Spdr Bb St Hi Yield ETF	—	NEW	New buy
49	USMV	Ishares Msci USA Min Vol Fac	—	NEW	New buy
50	✓	Intersil Corp.	—	NEW	New buy