Aviance Capital Management, LLC — Q3 2013 13F Holdings

Name: Aviance Capital Management, LLC — 13F Holdings, Q3 2013
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001412575

Total reported value

$668.2M

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Full holdings list this quarter

Showing top 200 holdings (of 496 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	✓	Advisorshares Newfleet Mult-sect INC ETF	ETF-Other	3.99%	-1.80%	-1.14%
2	AMLPUSD	Alerian Mlp ETF	ETF-Other	3.94%	—	+11.75%
3	QNDX	State Street SPDR Portfolio Nasdaq 100 ETF	ETF-Tech	3.28%	—	-4.08%
4	XAWFX	Alliancebernstein Gl Hi INC	Stock-Other	3.22%	—	-3.06%
5	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	ETF-High Yield	3.02%	—	+4.54%
6	✓	Verizon Communications Inc.	Stock-Other	2.98%	—	+34.11%
7	✓	AT & T, Inc. New	Stock-Other	2.85%	—	+39.47%
8	✓	Sector Spdr Tr Shs Ben Int Ind	Stock-Other	2.18%	—	+12.40%
9	✓	Powershares	Stock-Other	2.15%	—	+149.53%
10	NGG	National Grid plc	Stock-Utilities	2.07%	—	+47.30%
11	GOF	Guggenheim Strategic Opportunities Fund	Stock-Other	1.83%	—	-5.61%
12	ET	Energy Transfer LP	Stock-Energy	1.80%	—	+43.04%
13	RDS-A	Shell Plc-spon Adr-a	Stock-Other	1.79%	—	+81.26%
14	VTV	Vanguard Value ETF	ETF-Other	1.50%	—	—
15	ABBV	Abbvie INC	Stock-Healthcare	1.50%	-1.11%	-3.76%
16	LMT	Lockheed Martin CORP	Stock-Industrials	1.43%	—	-4.63%
17	✓	Altria Group, Inc.	Stock-Other	1.36%	—	+100.61%
18	INTC	Intel CORP	Stock-Tech	1.35%	—	+2.67%
19	GSY	Invesco Ultra Short Duration ETF	ETF-Other	1.31%	—	-1.25%
20	PM	Philip Morris International	Stock-Consumer Staples	1.28%	—	-13.72%
21	AEP	American Electric Power Company, Inc.	Stock-Utilities	1.26%	—	+7.21%
22	CVX	Chevron CORP	Stock-Energy	1.23%	+0.73%	-6.64%
23	PFE	Pfizer INC	Stock-Healthcare	1.23%	—	-1.41%
24	TLSYYUSD	Telstra Corp-adr	Stock-Other	1.23%	—	-2.82%
25	✓	Merck & Co., Inc.	Stock-Other	1.20%	—	-7.31%
26	SNH1EUR	Senior Housing Prop Trust	Stock-Other	1.19%	—	+55.17%
27	COP	Conocophillips	Stock-Energy	1.16%	—	-2.26%
28	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	1.16%	—	+2099.63%
29	✓	Telecom Co LTD	Stock-Other	1.14%	—	-10.52%
30	LLY	Eli Lilly & Co	Stock-Healthcare	1.09%	—	-1.28%
31	✓	Cisco Systems, Inc.	Stock-Other	1.08%	—	-4.08%
32	✓	Freeport-McMoRan Inc.	Stock-Other	1.04%	—	+13.80%
33	RTN1USD	Raytheon Company	Stock-Other	1.03%	—	-4.43%
34	EMR	Emerson Electric Co	Stock-Industrials	1.00%	—	-2.54%
35	✓	China Mobile LTD Spn Adr	Stock-Other	0.98%	—	—
36	FXI	Ishares China Large-cap ETF	ETF-Emerging Markets	0.96%	—	—
37	✓	Telecom CORP New Zealand LTD	Stock-Other	0.95%	—	-1.69%
38	REYN	Reynolds Consumer Products Inc.	Stock-Other	0.94%	—	+344.70%
39	✓	Williams Partners	Stock-Other	0.92%	—	-1.00%
40	ETW	Eaton Vance T/m Glbl Buy-wr	Stock-Other	0.91%	—	+30.00%
41	✓	BCE Inc.	Stock-Other	0.89%	—	-10.99%
42	✓		Stock-Other	0.89%	—	-11.97%
43	EWS	iShares MSCI Singapore ETF	ETF-Other	0.86%	—	-9.42%
44	SRLN	Ss Blackstone Sr Loan ETF	ETF-Other	0.85%	-0.18%	—
45	DE	Deere & Co	Stock-Industrials	0.85%	+0.45%	-1.92%
46	✓		Stock-Other	0.81%	—	-12.93%
47	✓	Kt CORP Sponsored Adr	Stock-Other	0.78%	—	-7.32%
48	✓	Spdr Series Trust Kbw Regl Bkg	Stock-Other	0.74%	—	-3.75%
49	KMI	Kinder Morgan, Inc.	Stock-Energy	0.73%	—	-10.87%
50	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	0.67%	+0.51%	+348.20%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Aviance Capital Management, LLC for the quarter ending Q3 2013, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	✓	Powershares	+1.3%	+149.53%	Add
2	SPY	Ss Spdr S&p 500 ETF Trust-us	+1.1%	+2099.63%	Add
3	RDS-A	Shell Plc-spon Adr-a	+0.9%	+81.26%	Add
4	✓	AT & T, Inc. New	+0.8%	+39.47%	Add
5	NGG	National Grid plc	+0.8%	+47.30%	Add
6	REYN	Reynolds Consumer Products Inc.	+0.7%	+344.70%	Add
7	✓	Verizon Communications Inc.	+0.7%	+34.11%	Add
8	✓	Altria Group, Inc.	+0.7%	+100.61%	Add
9	ET	Energy Transfer LP	+0.6%	+43.04%	Add
10	AMLPUSD	Alerian Mlp ETF	+0.6%	+11.75%	Add
11	IVV	Ishares Core S&p 500 ETF	+0.5%	+348.20%	Add
12	✓	Sector Spdr Tr Shs Ben Int Ind	+0.5%	+12.40%	Add
13	SNH1EUR	Senior Housing Prop Trust	+0.4%	+55.17%	Add
14	✓	Freeport-McMoRan Inc.	+0.3%	+13.80%	Add
15	ETW	Eaton Vance T/m Glbl Buy-wr	+0.3%	+30.00%	Add
16	BHP	Bhp Group Ltd-spon Adr	+0.2%	+151.10%	Add
17	✓		-0.2%	-11.97%	Trim
18	✓	Utilities Select Sector SPDR Fund - ETF	-0.3%	-98.48%	Trim
19	BMY	Bristol-myers Squibb Co	-0.3%	-80.70%	Trim
20	PCYUSD	Invesco Emerging Markets Sov	-0.4%	-96.96%	Trim
21	WDC	Western Digital CORP	-0.4%	-99.74%	Trim
22	JPC	Nuveen Prefered & Income Opp	-0.5%	-99.85%	Trim
23	XPHDX	Pioneer Floating Rate Fund	-0.6%	-75.89%	Trim
24	EUO	Proshares Ultrashort Euro	-0.6%	-92.85%	Trim
25	HYT	Blackrock CORP Hi Yld	-0.6%	-92.37%	Trim
26	✓	Nuveen Floating Rate Inc Opp F	-0.6%	-89.01%	Trim
27	AZNN	Astrazeneca Plc-spons Adr	-0.6%	-68.43%	Trim
28	BND	Vanguard Total Bond Market	-0.6%	-99.85%	Trim
29	SMHC	VanEck China Semiconductor ETF	-0.6%	-99.99%	Trim
30	EMB	Ishares Jp Morgan Usd Emergi	-0.6%	-99.99%	Trim
31	TEAM	Atlassian Corporation	-0.7%	-99.99%	Trim
32	✓	Blackrock Corpor Hi Yld Fd V	-0.7%	-92.84%	Trim
33	LNCOEUR	Linn Co LLC	-0.7%	-99.91%	Trim
34	ED	Consolidated Edison INC	-0.7%	-99.73%	Trim
35	✓	GSK plc	-0.8%	-81.04%	Trim
36	KO	Coca-cola Co/the	-0.8%	-88.08%	Trim
37	PG	Procter & Gamble Co/the	-0.8%	-76.49%	Trim
38	DTE	Dte Energy Company	-0.8%	-99.52%	Trim
39	KHC	The Kraft Heinz Company	-0.8%	-78.12%	Trim
40	✓	PPL Corporation	-0.9%	-86.12%	Trim
41	MCD	Mcdonald's CORP	-1%	-76.32%	Trim
42	MSFT	Microsoft CORP	-1.2%	-99.55%	Trim
43	✓	Linn Energy LLC	-1.3%	-99.85%	Trim
44	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	-3.1%	-99.79%	Trim
45	VTV	Vanguard Value ETF	—	NEW	New buy
46	✓	China Mobile LTD Spn Adr	—	NEW	New buy
47	FXI	Ishares China Large-cap ETF	—	NEW	New buy
48	SRLN	Ss Blackstone Sr Loan ETF	—	NEW	New buy
49	DRI	Darden Restaurants INC	—	NEW	New buy
50	HPE	Hewlett-Packard Company	—	EXIT	Sold out