Aviance Capital Management, LLC — Q3 2018 13F Holdings

Name: Aviance Capital Management, LLC — 13F Holdings, Q3 2018
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001412575

Total reported value

$668.2M

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Full holdings list this quarter

Showing top 200 holdings (of 212 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	NFLT	Virtus Newfleet Multi-sector	ETF-Other	7.74%	-0.10%	-13.25%
2	HYLS	Ft Tactical High Yield ETF	ETF-High Yield	7.22%	-0.74%	-21.20%
3	VSHY	Virtus Nwflt Shrt Dur Hi Yld	ETF-Other	6.67%	—	-8.60%
4	DIA	Ss Spdr Dow Jones Indus Avg	ETF-Large Cap & Growth	4.08%	-0.41%	-7.55%
5	✓	Advisorshares Newfleet Mult-sect INC ETF	ETF-Other	3.77%	-1.80%	-23.73%
6	VZ	Verizon Communications INC	Stock-Comm Services	2.90%	-0.45%	-7.12%
7	KRE	Ss Spdr S&p Regional Bank	ETF-Other	2.43%	+1.51%	-33.65%
8	XLY	Ss Consumer Disc Select Sect	ETF-Other	2.43%	+1.35%	-28.29%
9	MLPAUSD	Global X Mlp ETF	ETF-Other	2.34%	+1.75%	-4.05%
10	BP	Bp Plc-spons Adr	Stock-Energy	2.07%	—	-13.23%
11	CCI	Crown Castle INC	Stock-Real Estate	2.04%	—	+20.68%
12	XLF	Ss Financial Select Sector	ETF-Other	1.96%	+0.44%	-31.55%
13	R6C2	Royal Dutch Shell-spon Adr-b	Stock-Other	1.94%	—	-13.12%
14	TTEN	Totalenergies Se -spon Adr	Stock-Other	1.86%	—	+446.54%
15	AFIF	Anfield Universal Fixed Inco	ETF-Other	1.78%	-0.43%	—
16	IBB	Ishares Biotechnology ETF	ETF-Tech	1.77%	—	+730.19%
17	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	1.61%	—	-51.22%
18	FPE	Ft-preferred Secur & INC ETF	ETF-Other	1.47%	—	-44.15%
19	SPG	Simon Property Group INC	Stock-Real Estate	1.44%	-0.10%	-13.46%
20	SRLN	Ss Blackstone Sr Loan ETF	ETF-Other	1.27%	-0.18%	-20.04%
21	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	1.22%	+0.51%	-55.66%
22	D	Dominion Energy INC	Stock-Utilities	1.18%	-0.88%	—
23	QCOM	Qualcomm INC	Stock-Tech	1.18%	—	+63.53%
24	DUK	Duke Energy CORP	Stock-Utilities	1.15%	-0.14%	—
25	IBM	Intl Business Machines CORP	Stock-Tech	1.14%	+1.17%	-5.43%
26	WELL	Welltower INC	Stock-Real Estate	1.13%	—	—
27	T	At&t INC	Stock-Comm Services	1.04%	+0.48%	-13.06%
28	FTSL	First Trust Senior Loan ETF	ETF-Other	1.04%	—	-19.55%
29	RIO	Rio Tinto Plc-spon Adr	Stock-Materials	1.03%	—	-13.41%
30	FBT	First Trust Nyse Arca Biotec	ETF-Other	1.02%	—	+11.54%
31	ITA	Ishares U.s. Aerospace & Def	ETF-Other	0.99%	-0.43%	—
32	XLE	Ss Energy Select Sector	ETF-Other	0.90%	+0.52%	+16.95%
33	RITM	Rithm Capital CORP	Stock-Real Estate	0.89%	+0.53%	-10.95%
34	NLYEUR	Annaly Capital Management In	Stock-Other	0.85%	+0.38%	-12.86%
35	QQQ	Invesco Qqq Trust Series 1	ETF-Tech	0.85%	+0.82%	-26.89%
36	INTC	Intel CORP	Stock-Tech	0.82%	—	+29.60%
37	SO	Southern Co/the	Stock-Utilities	0.73%	-0.76%	—
38	✓	Etfis Ser Tr I Virtus Cumbrlan	Stock-Other	0.72%	—	-13.75%
39	IXP	Ishares Global Comm Services	ETF-Other	0.68%	+0.21%	-5.86%
40	SPFF	Global X Superincome Prefer	ETF-Other	0.67%	—	-15.74%
41	PFF	Ishares Preferred & Income S	ETF-Other	0.67%	—	-20.86%
42	BKLN	Invesco Senior Loan ETF	ETF-Other	0.64%	-0.42%	-13.54%
43	GSK	GSK plc ADRhedged	Stock-Healthcare	0.64%	-0.53%	+1881.78%
44	SKYY	First Trust Cloud Computing	ETF-Other	0.63%	—	-20.32%
45	XOPUSD	Spdr S&p Oil & Gas Exp & Pr	ETF-Other	0.59%	—	—
46	XLU	St Sr Utl Sl Se Spdr Etf-usd	ETF-Other	0.59%	-0.71%	—
47	VOD	Vodafone Group Plc-sp Adr	Stock-Comm Services	0.58%	-0.54%	-54.87%
48	VYM	Vanguard High Dvd Yield ETF	ETF-Other	0.57%	—	-12.72%
49	XLK	Ss Technology Select Sector	ETF-Tech	0.56%	+0.40%	-75.80%
50	CVX	Chevron CORP	Stock-Energy	0.54%	+0.73%	-3.82%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Aviance Capital Management, LLC for the quarter ending Q3 2018, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	IBB	Ishares Biotechnology ETF	+1.6%	+730.19%	Add
2	TTEN	Totalenergies Se -spon Adr	+1.6%	+446.54%	Add
3	QCOM	Qualcomm INC	+0.7%	+63.53%	Add
4	CCI	Crown Castle INC	+0.7%	+20.68%	Add
5	GSK	GSK plc ADRhedged	+0.6%	+1881.78%	Add
6	VSHY	Virtus Nwflt Shrt Dur Hi Yld	+0.4%	-8.60%	Trim
7	FTHI	Fthi/first Trust Exchange-tr	+0.4%	+270.73%	Add
8	NFLT	Virtus Newfleet Multi-sector	+0.1%	-13.25%	Trim
9	BP	Bp Plc-spons Adr	+0.1%	-13.23%	Trim
10	R6C2	Royal Dutch Shell-spon Adr-b	0%	-13.12%	Trim
11	SRLN	Ss Blackstone Sr Loan ETF	-0.1%	-20.04%	Trim
12	RIO	Rio Tinto Plc-spon Adr	-0.1%	-13.41%	Trim
13	WDC	Western Digital CORP	-0.2%	-20.30%	Trim
14	MDY	State Street Spdr S&p Midcap	-0.2%	-76.46%	Trim
15	XLY	Ss Consumer Disc Select Sect	-0.3%	-28.29%	Trim
16	VGIT	Vanguard Intermediate-term T	-0.3%	-50.07%	Trim
17	SHYG	Ishares 0-5 Yr Hy CORP Bond	-0.4%	-99.79%	Trim
18	DVY	Ishares Select Dividend ETF	-0.4%	-55.52%	Trim
19	XLF	Ss Financial Select Sector	-0.4%	-31.55%	Trim
20	PFE	Pfizer INC	-0.4%	-97.27%	Trim
21	✓	Advisorshares Newfleet Mult-sect INC ETF	-0.4%	-23.73%	Trim
22	RDVY	First Trust Rising Dividend	-0.4%	-99.89%	Trim
23	MPC	Marathon Petroleum CORP	-0.4%	-95.14%	Trim
24	HYLS	Ft Tactical High Yield ETF	-0.5%	-21.20%	Trim
25	JPM	Jpmorgan Chase & Co	-0.5%	-96.12%	Trim
26	VOD	Vodafone Group Plc-sp Adr	-0.7%	-54.87%	Trim
27	SKT	Tanger INC	-0.7%	-99.87%	Trim
28	FPE	Ft-preferred Secur & INC ETF	-0.8%	-44.15%	Trim
29	KRE	Ss Spdr S&p Regional Bank	-0.8%	-33.65%	Trim
30	LVS	Las Vegas Sands CORP	-0.8%	-93.46%	Trim
31	BHP	Bhp Group Ltd-spon Adr	-1%	-93.98%	Trim
32	IVV	Ishares Core S&p 500 ETF	-1%	-55.66%	Trim
33	SPY	Ss Spdr S&p 500 ETF Trust-us	-1%	-51.22%	Trim
34	LBEUR	L Brands INC	-1.2%	-99.99%	Trim
35	XLK	Ss Technology Select Sector	-1.3%	-75.80%	Trim
36	TBX	Proshares Short 7-10 Yr Tsy	-3.3%	-99.78%	Trim
37	AFIF	Anfield Universal Fixed Inco	—	NEW	New buy
38	D	Dominion Energy INC	—	NEW	New buy
39	DUK	Duke Energy CORP	—	NEW	New buy
40	WELL	Welltower INC	—	NEW	New buy
41	ITA	Ishares U.s. Aerospace & Def	—	NEW	New buy
42	SO	Southern Co/the	—	NEW	New buy
43	XOPUSD	Spdr S&p Oil & Gas Exp & Pr	—	NEW	New buy
44	XLU	St Sr Utl Sl Se Spdr Etf-usd	—	NEW	New buy
45	OXY	Occidental Petroleum CORP	—	NEW	New buy
46	MINT	Pimco Enhanced Short Maturit	—	EXIT	Sold out
47	NEE	Nextera Energy INC	—	NEW	New buy
48	PPL	Ppl CORP	—	NEW	New buy
49	STAG	Stag Industrial INC	—	NEW	New buy
50	CNI	Canadian Natl Railway Co	—	NEW	New buy