Aviance Capital Management, LLC — Q4 2018 13F Holdings

Name: Aviance Capital Management, LLC — 13F Holdings, Q4 2018
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001412575

Total reported value

$668.2M

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Full holdings list this quarter

Showing top 200 holdings (of 230 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	HYLS	Ft Tactical High Yield ETF	ETF-High Yield	7.21%	-0.74%	-25.68%
2	NFLT	Virtus Newfleet Multi-sector	ETF-Other	6.96%	-0.10%	-35.24%
3	VSHY	Virtus Nwflt Shrt Dur Hi Yld	ETF-Other	6.22%	—	-30.94%
4	✓	Advisorshares Newfleet Mult-sect INC ETF	ETF-Other	4.51%	-1.80%	-15.50%
5	AFIF	Anfield Universal Fixed Inco	ETF-Other	4.34%	-0.43%	+71.94%
6	VZ	Verizon Communications INC	Stock-Comm Services	2.62%	-0.45%	-40.02%
7	TBX	Proshares Short 7-10 Yr Tsy	ETF-Other	2.35%	-1.17%	+19309.16%
8	SPG	Simon Property Group INC	Stock-Real Estate	1.92%	-0.10%	-2.10%
9	CCI	Crown Castle INC	Stock-Real Estate	1.73%	—	-39.13%
10	XLP	Ss Consumer Staples Sel Sect	ETF-Other	1.69%	-1.25%	+446033.96%
11	XLU	St Sr Utl Sl Se Spdr Etf-usd	ETF-Other	1.67%	-0.71%	+97.62%
12	D	Dominion Energy INC	Stock-Utilities	1.54%	-0.88%	-10.37%
13	SNY	Sanofi-adr	Stock-Healthcare	1.47%	-1.47%	+848.58%
14	SO	Southern Co/the	Stock-Utilities	1.45%	-0.76%	+37.74%
15	T	At&t INC	Stock-Comm Services	1.44%	+0.48%	+13.95%
16	R6C2	Royal Dutch Shell-spon Adr-b	Stock-Other	1.42%	—	-39.45%
17	DIA	Ss Spdr Dow Jones Indus Avg	ETF-Large Cap & Growth	1.39%	-0.41%	-72.92%
18	PPL	Ppl CORP	Stock-Utilities	1.37%	-0.54%	+116.52%
19	WELL	Welltower INC	Stock-Real Estate	1.37%	—	-21.80%
20	DUK	Duke Energy CORP	Stock-Utilities	1.36%	-0.14%	-23.44%
21	VOD	Vodafone Group Plc-sp Adr	Stock-Comm Services	1.31%	-0.54%	+76.23%
22	SRLN	Ss Blackstone Sr Loan ETF	ETF-Other	1.29%	-0.18%	-24.84%
23	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	1.27%	—	-36.00%
24	GSK	GSK plc ADRhedged	Stock-Healthcare	1.23%	-0.53%	+40.68%
25	FTSL	First Trust Senior Loan ETF	ETF-Other	1.19%	—	-15.54%
26	BP	Bp Plc-spons Adr	Stock-Energy	1.17%	—	-51.86%
27	ABBV	Abbvie INC	Stock-Healthcare	1.12%	-1.11%	+118558.90%
28	NEE	Nextera Energy INC	Stock-Utilities	1.09%	—	+54.13%
29	QCOM	Qualcomm INC	Stock-Tech	1.07%	—	-19.66%
30	XLF	Ss Financial Select Sector	ETF-Other	1.00%	+0.44%	-58.63%
31	MLPAUSD	Global X Mlp ETF	ETF-Other	1.00%	+1.75%	-62.75%
32	AEP	American Electric Power	Stock-Utilities	0.92%	-0.73%	—
33	CAT	Caterpillar INC	Stock-Industrials	0.90%	—	—
34	TTEN	Totalenergies Se -spon Adr	Stock-Other	0.90%	—	-58.46%
35	NLYEUR	Annaly Capital Management In	Stock-Other	0.89%	+0.38%	-23.84%
36	RCL	Royal Caribbean Cruises Ltd.	Stock-Consumer Disc	0.88%	—	—
37	QQQ	Invesco Qqq Trust Series 1	ETF-Tech	0.85%	+0.82%	-15.18%
38	MO	Altria Group INC	Stock-Consumer Staples	0.83%	-0.83%	—
39	✓	Etfis Ser Tr I Virtus Cumbrlan	Stock-Other	0.80%	—	-23.64%
40	BKLN	Invesco Senior Loan ETF	ETF-Other	0.80%	-0.42%	-8.08%
41	RWR	Ss Spdr Dow Jones Reit ETF	ETF-Other	0.77%	—	—
42	FPE	Ft-preferred Secur & INC ETF	ETF-Other	0.77%	—	-60.97%
43	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	0.76%	+0.51%	-49.42%
44	RITM	Rithm Capital CORP	Stock-Real Estate	0.76%	+0.53%	-25.14%
45	ITA	Ishares U.s. Aerospace & Def	ETF-Other	0.70%	-0.43%	-38.23%
46	EMLP	First Trust North American E	ETF-Other	0.68%	+0.61%	+134970.06%
47	AZNN	Astrazeneca Plc-spons Adr	Stock-Other	0.66%	-0.66%	+1441.59%
48	SKMEUR	Sk Telecom Co Ltd-spon Adr	Stock-Other	0.64%	—	-7.26%
49	KMB	Kimberly-clark CORP	Stock-Consumer Staples	0.63%	-0.16%	—
50	PFF	Ishares Preferred & Income S	ETF-Other	0.63%	—	-29.12%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Aviance Capital Management, LLC for the quarter ending Q4 2018, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	AFIF	Anfield Universal Fixed Inco	+2.6%	+71.94%	Add
2	TBX	Proshares Short 7-10 Yr Tsy	+2.3%	+19309.16%	Add
3	XLP	Ss Consumer Staples Sel Sect	+1.7%	+446033.96%	Add
4	SNY	Sanofi-adr	+1.4%	+848.58%	Add
5	ABBV	Abbvie INC	+1.1%	+118558.90%	Add
6	XLU	St Sr Utl Sl Se Spdr Etf-usd	+1.1%	+97.62%	Add
7	PPL	Ppl CORP	+0.9%	+116.52%	Add
8	✓	Advisorshares Newfleet Mult-sect INC ETF	+0.7%	-15.50%	Trim
9	EMLP	First Trust North American E	+0.7%	+134970.06%	Add
10	AZNN	Astrazeneca Plc-spons Adr	+0.6%	+1441.59%	Add
11	HYLS	Ft Tactical High Yield ETF	0%	-25.68%	Trim
12	QCOM	Qualcomm INC	-0.1%	-19.66%	Trim
13	VZ	Verizon Communications INC	-0.3%	-40.02%	Trim
14	ITA	Ishares U.s. Aerospace & Def	-0.3%	-38.23%	Trim
15	CCI	Crown Castle INC	-0.3%	-39.13%	Trim
16	SPY	Ss Spdr S&p 500 ETF Trust-us	-0.3%	-36.00%	Trim
17	XLE	Ss Energy Select Sector	-0.4%	-48.10%	Trim
18	RPG	Invesco S&p 500 Pure Growth	-0.4%	-94.37%	Trim
19	STAG	Stag Industrial INC	-0.4%	-96.01%	Trim
20	VSHY	Virtus Nwflt Shrt Dur Hi Yld	-0.5%	-30.94%	Trim
21	IVV	Ishares Core S&p 500 ETF	-0.5%	-49.42%	Trim
22	AVGO	Broadcom INC	-0.5%	-93.27%	Trim
23	RIO	Rio Tinto Plc-spon Adr	-0.5%	-61.37%	Trim
24	CVX	Chevron CORP	-0.5%	-93.09%	Trim
25	WDC	Western Digital CORP	-0.5%	-93.14%	Trim
26	OXY	Occidental Petroleum CORP	-0.5%	-99.85%	Trim
27	R6C2	Royal Dutch Shell-spon Adr-b	-0.5%	-39.45%	Trim
28	FTHI	Fthi/first Trust Exchange-tr	-0.5%	-99.91%	Trim
29	IXP	Ishares Global Comm Services	-0.6%	-88.49%	Trim
30	XOPUSD	Spdr S&p Oil & Gas Exp & Pr	-0.6%	-99.94%	Trim
31	INTC	Intel CORP	-0.7%	-85.20%	Trim
32	FPE	Ft-preferred Secur & INC ETF	-0.7%	-60.97%	Trim
33	FBT	First Trust Nyse Arca Biotec	-0.8%	-77.82%	Trim
34	NFLT	Virtus Newfleet Multi-sector	-0.8%	-35.24%	Trim
35	BP	Bp Plc-spons Adr	-0.9%	-51.86%	Trim
36	XLF	Ss Financial Select Sector	-1%	-58.63%	Trim
37	TTEN	Totalenergies Se -spon Adr	-1%	-58.46%	Trim
38	IBM	Intl Business Machines CORP	-1.1%	-98.27%	Trim
39	MLPAUSD	Global X Mlp ETF	-1.3%	-62.75%	Trim
40	IBB	Ishares Biotechnology ETF	-1.4%	-80.04%	Trim
41	XLY	Ss Consumer Disc Select Sect	-2.1%	-86.94%	Trim
42	KRE	Ss Spdr S&p Regional Bank	-2.1%	-86.71%	Trim
43	DIA	Ss Spdr Dow Jones Indus Avg	-2.7%	-72.92%	Trim
44	AEP	American Electric Power	—	NEW	New buy
45	CAT	Caterpillar INC	—	NEW	New buy
46	RCL	Royal Caribbean Cruises Ltd.	—	NEW	New buy
47	MO	Altria Group INC	—	NEW	New buy
48	RWR	Ss Spdr Dow Jones Reit ETF	—	NEW	New buy
49	KMB	Kimberly-clark CORP	—	NEW	New buy
50	AMT	American Tower CORP	—	NEW	New buy