Aviance Capital Management, LLC — Q3 2017 13F Holdings

Name: Aviance Capital Management, LLC — 13F Holdings, Q3 2017
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001412575

Total reported value

$668.2M

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Full holdings list this quarter

Showing top 200 holdings (of 331 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	NFLT	Virtus Newfleet Multi-sector	ETF-Other	9.59%	-0.10%	-6.71%
2	VSHY	Virtus Nwflt Shrt Dur Hi Yld	ETF-Other	7.03%	—	-7.40%
3	HYLS	Ft Tactical High Yield ETF	ETF-High Yield	6.71%	-0.74%	+4.37%
4	✓	Advisorshares Newfleet Mult-sect INC ETF	ETF-Other	5.85%	-1.80%	-5.96%
5	DIA	Ss Spdr Dow Jones Indus Avg	ETF-Large Cap & Growth	3.68%	-0.41%	-24.58%
6	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	2.87%	+0.51%	-26.07%
7	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	2.75%	—	-34.56%
8	FPE	Ft-preferred Secur & INC ETF	ETF-Other	2.56%	—	+37.22%
9	✓	Powershares	Stock-Other	2.46%	—	-5.62%
10	XLF	Ss Financial Select Sector	ETF-Other	2.38%	+0.44%	+12.40%
11	R6C2	Royal Dutch Shell-spon Adr-b	Stock-Other	1.80%	—	+73.30%
12	T	At&t INC	Stock-Comm Services	1.76%	+0.48%	-7.59%
13	SRLN	Ss Blackstone Sr Loan ETF	ETF-Other	1.72%	-0.18%	-9.36%
14	XLV	Ss Health Care Select Sector	ETF-Other	1.71%	—	-34.52%
15	CVX	Chevron CORP	Stock-Energy	1.63%	+0.73%	+80.35%
16	KRE	Ss Spdr S&p Regional Bank	ETF-Other	1.51%	+1.51%	-8.04%
17	DVY	Ishares Select Dividend ETF	ETF-Other	1.46%	—	-1.46%
18	VOD	Vodafone Group Plc-sp Adr	Stock-Comm Services	1.43%	-0.54%	-9.11%
19	✓	Powershares Qqq Trust Ser 1	Stock-Other	1.38%	—	-47.20%
20	MLPAUSD	Global X Mlp ETF	ETF-Other	1.34%	+1.75%	-6.43%
21	VWO	Vanguard Ftse Emerging Marke	ETF-Emerging Markets	1.24%	—	-6.31%
22	NLYEUR	Annaly Capital Management In	Stock-Other	1.10%	+0.38%	-10.03%
23	SPFF	Global X Superincome Prefer	ETF-Other	1.05%	—	-11.19%
24	XLY	Ss Consumer Disc Select Sect	ETF-Other	1.05%	+1.35%	-3.03%
25	ABBV	Abbvie INC	Stock-Healthcare	1.02%	-1.11%	-9.00%
26	PFF	Ishares Preferred & Income S	ETF-Other	0.99%	—	+0.82%
27	VEU	Vanguard Ftse All-world Ex-u	ETF-Other	0.96%	—	-6.97%
28	✓	Etfis Ser Tr I Virtus Cumbrlan	Stock-Other	0.95%	—	-13.90%
29	RITM	Rithm Capital CORP	Stock-Real Estate	0.93%	+0.53%	-6.44%
30	RDVY	First Trust Rising Dividend	ETF-Other	0.90%	—	—
31	FVD	First Trust Value Line Dvd	ETF-Other	0.88%	—	—
32	✓	Guggenheim S&p 500 Pure Growth	Stock-Other	0.88%	—	-4.66%
33	LVS	Las Vegas Sands CORP	Stock-Consumer Disc	0.85%	—	-5.86%
34	BP	Bp Plc-spons Adr	Stock-Energy	0.83%	—	+368195.29%
35	CCI	Crown Castle INC	Stock-Real Estate	0.79%	—	+53.96%
36	VGIT	Vanguard Intermediate-term T	ETF-Other	0.74%	—	-13.54%
37	EMLP	First Trust North American E	ETF-Other	0.73%	+0.61%	+113.07%
38	VYM	Vanguard High Dvd Yield ETF	ETF-Other	0.70%	—	-11.40%
39	SHYG	Ishares 0-5 Yr Hy CORP Bond	ETF-Corp Bonds	0.68%	—	-13.85%
40	NOBL	Proshares S&p 500 Dividend A	ETF-Large Cap & Growth	0.67%	—	-5.76%
41	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	ETF-High Yield	0.61%	—	-35.87%
42	JPM	Jpmorgan Chase & Co	Stock-Financials	0.56%	—	-1.62%
43	FMB	First Trust Managed Municipa	ETF-Other	0.56%	—	—
44	XLK	Ss Technology Select Sector	ETF-Tech	0.55%	+0.40%	-3.21%
45	FTSL	First Trust Senior Loan ETF	ETF-Other	0.49%	—	-13.26%
46	QCOM	Qualcomm INC	Stock-Tech	0.48%	—	+6.66%
47	PFXF	Vaneck Pref Sec X-financials	ETF-Other	0.47%	—	-9.18%
48	SONY	Sony Group CORP - Sp Adr	Stock-Tech	0.47%	—	-5.61%
49	PEG	Public Service Enterprise Gp	Stock-Utilities	0.47%	—	-6.20%
50	VGLT	Vanguard Long-term Treasury	ETF-Gov Bonds	0.44%	—	-13.73%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Aviance Capital Management, LLC for the quarter ending Q3 2017, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	R6C2	Royal Dutch Shell-spon Adr-b	+1%	+73.30%	Add
2	CVX	Chevron CORP	+0.9%	+80.35%	Add
3	FPE	Ft-preferred Secur & INC ETF	+0.9%	+37.22%	Add
4	HYLS	Ft Tactical High Yield ETF	+0.9%	+4.37%	Add
5	BP	Bp Plc-spons Adr	+0.8%	+368195.29%	Add
6	XLF	Ss Financial Select Sector	+0.6%	+12.40%	Add
7	EMLP	First Trust North American E	+0.4%	+113.07%	Add
8	NFLT	Virtus Newfleet Multi-sector	+0.3%	-6.71%	Trim
9	CCI	Crown Castle INC	+0.3%	+53.96%	Add
10	BCE	Bce INC	+0.2%	+55794.81%	Add
11	✓	Advisorshares Newfleet Mult-sect INC ETF	+0.2%	-5.96%	Trim
12	VSHY	Virtus Nwflt Shrt Dur Hi Yld	+0.2%	-7.40%	Trim
13	HD	Home Depot INC	+0.1%	+115.06%	Add
14	✓	Powershares	+0.1%	-5.62%	Trim
15	SRLN	Ss Blackstone Sr Loan ETF	—	-9.36%	Trim
16	VOD	Vodafone Group Plc-sp Adr	0%	-9.11%	Trim
17	VGIT	Vanguard Intermediate-term T	0%	-13.54%	Trim
18	MLPAUSD	Global X Mlp ETF	0%	-6.43%	Trim
19	SPFF	Global X Superincome Prefer	0%	-11.19%	Trim
20	SHYG	Ishares 0-5 Yr Hy CORP Bond	0%	-13.85%	Trim
21	✓	Etfis Ser Tr I Virtus Cumbrlan	-0.1%	-13.90%	Trim
22	AVGO	Broadcom Inc.	-0.1%	-99.97%	Trim
23	AAPL	Apple INC	-0.1%	-53.61%	Trim
24	TBF	Proshares Short 20+ Treasury	-0.2%	-51.30%	Trim
25	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	-0.3%	-35.87%	Trim
26	VTI	Vanguard Total Stock Mkt ETF	-0.3%	-99.60%	Trim
27	INTC	Intel CORP	-0.4%	-96.36%	Trim
28	PFE	Pfizer INC	-0.4%	-99.89%	Trim
29	TSM	Taiwan Semiconductor-sp Adr	-0.4%	-99.93%	Trim
30	CSCO	Cisco Systems INC	-0.4%	-97.02%	Trim
31	IVV	Ishares Core S&p 500 ETF	-0.5%	-26.07%	Trim
32	DIA	Ss Spdr Dow Jones Indus Avg	-0.5%	-24.58%	Trim
33	XLV	Ss Health Care Select Sector	-0.6%	-34.52%	Trim
34	TLSYYUSD	Telstra Corp-adr	-0.7%	-96.00%	Trim
35	STX	Seagate Technology Holdings plc	-0.8%	-99.93%	Trim
36	✓	Powershares Qqq Trust Ser 1	-0.9%	-47.20%	Trim
37	SPY	Ss Spdr S&p 500 ETF Trust-us	-0.9%	-34.56%	Trim
38	✓	Invesco Financial Preferred ETF	-1%	-90.81%	Trim
39	SMHC	VanEck China Semiconductor ETF	-1.1%	-97.82%	Trim
40	VZ	Verizon Communications INC	—	EXIT	Sold out
41	RDVY	First Trust Rising Dividend	—	NEW	New buy
42	FVD	First Trust Value Line Dvd	—	NEW	New buy
43	FMB	First Trust Managed Municipa	—	NEW	New buy
44	AIG	American International Group	—	EXIT	Sold out
45	SKT	Tanger INC	—	NEW	New buy
46	IXC	Ishares Global Energy ETF	—	NEW	New buy
47	HES	Hess CORP	—	NEW	New buy
48	✓	Spdr Index Shs Fds	—	EXIT	Sold out
49	✓	Spdr Index Shs Fds	—	EXIT	Sold out
50	JXI	Ishares Global Utilities ETF	—	NEW	New buy