Aviance Capital Management, LLC — Q1 2017 13F Holdings

Name: Aviance Capital Management, LLC — 13F Holdings, Q1 2017
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001412575

Total reported value

$668.2M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	NFLT	Virtus Newfleet Multi-sector	ETF-Other	9.08%	-0.10%	-7.23%
2	VSHY	Virtus Nwflt Shrt Dur Hi Yld	ETF-Other	6.71%	—	+66.69%
3	✓	Advisorshares Newfleet Mult-sect INC ETF	ETF-Other	5.64%	-1.80%	-10.73%
4	HYLS	Ft Tactical High Yield ETF	ETF-High Yield	5.28%	-0.74%	+6.33%
5	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	3.71%	+0.51%	-32.47%
6	DIA	Ss Spdr Dow Jones Indus Avg	ETF-Large Cap & Growth	3.69%	-0.41%	+63.83%
7	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	3.29%	—	-9.45%
8	✓	Powershares	Stock-Other	2.85%	—	-10.21%
9	✓	Powershares Qqq Trust Ser 1	Stock-Other	2.26%	—	-7.03%
10	✓	AT & T, Inc. New	Stock-Other	1.86%	—	-11.87%
11	XLK	Ss Technology Select Sector	ETF-Tech	1.78%	+0.40%	+173.81%
12	XLV	Ss Health Care Select Sector	ETF-Other	1.77%	—	+3766.85%
13	SRLN	Ss Blackstone Sr Loan ETF	ETF-Other	1.75%	-0.18%	-23.48%
14	MLPAUSD	Global X Mlp ETF	ETF-Other	1.65%	+1.75%	+45.92%
15	✓	Spdr Series Trust Kbw Regl Bkg	Stock-Other	1.44%	—	+24.90%
16	✓	Verizon Communications Inc.	Stock-Other	1.33%	—	-11.14%
17	✓	Guggenheim S&p 500 Pure Growth	Stock-Other	1.30%	—	-9.43%
18	XLY	Ss Consumer Disc Select Sect	ETF-Other	1.22%	+1.35%	-7.00%
19	SPFF	Global X Superincome Prefer	ETF-Other	1.16%	—	-11.83%
20	VOD	Vodafone Group Plc-sp Adr	Stock-Comm Services	1.12%	-0.54%	+16.60%
21	SMHC	VanEck China Semiconductor ETF	ETF-Emerging Markets	1.10%	—	-11.98%
22	✓	Invesco Financial Preferred ETF	ETF-Other	1.06%	—	-20.93%
23	✓	Etfis Ser Tr I Virtus Cumbrlan	Stock-Other	1.05%	—	—
24	NLYEUR	Annaly Capital Management In	Stock-Other	1.05%	+0.38%	-10.85%
25	VWO	Vanguard Ftse Emerging Marke	ETF-Emerging Markets	1.04%	—	+331.39%
26	PFF	Ishares Preferred & Income S	ETF-Other	1.01%	—	-50.68%
27	VGIT	Vanguard Intermediate-term T	ETF-Other	1.00%	—	-5.07%
28	MDY	State Street Spdr S&p Midcap	ETF-Other	0.95%	—	+3.77%
29	RITM	Rithm Capital CORP	Stock-Real Estate	0.93%	+0.53%	-13.85%
30	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	ETF-High Yield	0.91%	—	-12.96%
31	DVY	Ishares Select Dividend ETF	ETF-Other	0.88%	—	-20.35%
32	VEU	Vanguard Ftse All-world Ex-u	ETF-Other	0.86%	—	-12.86%
33	R6C2	Royal Dutch Shell-spon Adr-b	Stock-Other	0.85%	—	-40.49%
34	✓	Select Sector Spdr Tr	Stock-Other	0.85%	—	+5.28%
35	MSFT	Microsoft CORP	Stock-Tech	0.79%	—	-53.69%
36	SHYG	Ishares 0-5 Yr Hy CORP Bond	ETF-Corp Bonds	0.76%	—	-11.73%
37	CVX	Chevron CORP	Stock-Energy	0.76%	+0.73%	-52.69%
38	VYM	Vanguard High Dvd Yield ETF	ETF-Other	0.76%	—	-12.60%
39	ABBV	Abbvie INC	Stock-Healthcare	0.75%	-1.11%	—
40	PFXF	Vaneck Pref Sec X-financials	ETF-Other	0.75%	—	-13.48%
41	TLSYYUSD	Telstra Corp-adr	Stock-Other	0.73%	—	-9.91%
42	SONY	Sony Group CORP - Sp Adr	Stock-Tech	0.72%	—	-11.98%
43	XOM	Exxon Mobil CORP	Stock-Energy	0.72%	+0.71%	-40.28%
44	AGG	Ishares Core U.s. Aggregate	ETF-Other	0.71%	—	-31.91%
45	LVS	Las Vegas Sands CORP	Stock-Consumer Disc	0.64%	—	-9.31%
46	NOBL	Proshares S&p 500 Dividend A	ETF-Large Cap & Growth	0.61%	—	-12.16%
47	VGLT	Vanguard Long-term Treasury	ETF-Gov Bonds	0.59%	—	-65.74%
48	TIP	Ishares Tips Bond ETF	ETF-Other	0.57%	—	—
49	✓	Cisco Systems, Inc.	Stock-Other	0.52%	—	-15.91%
50	FPE	Ft-preferred Secur & INC ETF	ETF-Other	0.51%	—	-8.00%

1–50 of 185

Holding changes this quarter

Position changes disclosed by Aviance Capital Management, LLC for the quarter ending Q1 2017, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	VSHY	Virtus Nwflt Shrt Dur Hi Yld	+2.9%	+66.69%	Add
2	XLV	Ss Health Care Select Sector	+1.7%	+3766.85%	Add
3	DIA	Ss Spdr Dow Jones Indus Avg	+1.7%	+63.83%	Add
4	XLK	Ss Technology Select Sector	+1.2%	+173.81%	Add
5	VWO	Vanguard Ftse Emerging Marke	+0.8%	+331.39%	Add
6	HYLS	Ft Tactical High Yield ETF	+0.7%	+6.33%	Add
7	MLPAUSD	Global X Mlp ETF	+0.6%	+45.92%	Add
8	QCOM	Qualcomm INC	+0.4%	+342.09%	Add
9	✓	Spdr Series Trust Kbw Regl Bkg	+0.3%	+24.90%	Add
10	VOD	Vodafone Group Plc-sp Adr	+0.3%	+16.60%	Add
11	ITB	Ishares U.s. Home Constructi	+0.2%	+281.23%	Add
12	SPY	Ss Spdr S&p 500 ETF Trust-us	0%	-9.45%	Trim
13	NFLT	Virtus Newfleet Multi-sector	-0.1%	-7.23%	Trim
14	✓	iPath Bloomberg Commodity Inde	-0.1%	-28.73%	Trim
15	DVY	Ishares Select Dividend ETF	-0.1%	-20.35%	Trim
16	✓	Sector Spdr Tr Shs Ben Int Ind	-0.1%	-53.05%	Trim
17	✓	Invesco Financial Preferred ETF	-0.2%	-20.93%	Trim
18	✓	Powershares	-0.2%	-10.21%	Trim
19	✓	AT & T, Inc. New	-0.2%	-11.87%	Trim
20	✓	Verizon Communications Inc.	-0.2%	-11.14%	Trim
21	AGG	Ishares Core U.s. Aggregate	-0.3%	-31.91%	Trim
22	VTI	Vanguard Total Stock Mkt ETF	-0.3%	-56.40%	Trim
23	✓	Advisorshares Newfleet Mult-sect INC ETF	-0.3%	-10.73%	Trim
24	SRLN	Ss Blackstone Sr Loan ETF	-0.4%	-23.48%	Trim
25	XOM	Exxon Mobil CORP	-0.5%	-40.28%	Trim
26	R6C2	Royal Dutch Shell-spon Adr-b	-0.6%	-40.49%	Trim
27	MSFT	Microsoft CORP	-0.7%	-53.69%	Trim
28	PFF	Ishares Preferred & Income S	-0.9%	-50.68%	Trim
29	CVX	Chevron CORP	-0.9%	-52.69%	Trim
30	VGLT	Vanguard Long-term Treasury	-1%	-65.74%	Trim
31	IVV	Ishares Core S&p 500 ETF	-1.2%	-32.47%	Trim
32	IJR	Ishares Core S&p Small-cap E	-1.6%	-55.91%	Trim
33	BP	Bp Plc-spons Adr	—	EXIT	Sold out
34	✓	Etfis Ser Tr I Virtus Cumbrlan	—	NEW	New buy
35	FXG	First Trust Consumer Staples	—	EXIT	Sold out
36	ABBV	Abbvie INC	—	NEW	New buy
37	XRT	Ss Spdr S&p Retail ETF	—	EXIT	Sold out
38	XTN	Ss Spdr S&p Transport ETF	—	EXIT	Sold out
39	TIP	Ishares Tips Bond ETF	—	NEW	New buy
40	BKR	Baker Hughes Company	—	EXIT	Sold out
41	MXIM	Maxim Integrated Products	—	NEW	New buy
42	IXG	Ishares Global Financials Et	—	NEW	New buy
43	EMB	Ishares Jp Morgan Usd Emergi	—	NEW	New buy
44	HEEM	Ishares Crncy Hedgd Msci Em	—	NEW	New buy
45	IGM	Ishares Expanded Tech Sector	—	NEW	New buy
46	DXJ	Wisdomtree Japan Hedged Eq	—	EXIT	Sold out
47	IYC	Ishares US Consumer Discreti	—	NEW	New buy
48	DFE	Wisdomtree Eur S/c Dividend	—	EXIT	Sold out
49	✓	Select Sector Spdr Tr Sbi Mate	—	EXIT	Sold out
50	✓	Spdr Index Shs Fds	—	EXIT	Sold out