CIK: 0001318293
Total reported value
$50.0M
Reporting period: 2026-03-31 · Number of holdings: 4
Spectrum Asset Management, Inc. disclosed 4 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $50.0M and a quarterly turnover rate of 45.4%.
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Spectrum Asset Management, Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.729 — mathematically equivalent to about 1 equally-sized positions, well below its 4 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.60), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 10% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
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Trim VRP
-81.2% -$11.2M
Add PGX
-27.4% -$17.9M
Add WFC 7.5 PERP L
-1.4% -$256.5K
Add BAC 7.25 PERP L
0.0% -$54.2K
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | PGX | Invesco Preferred ETF | ETF-Other | 84.85% | +8.86% | -27.36% | |
| 2 | WFC 7.5 PERP L | Wells Fargo & Company | Stock-Financials | 7.93% | +2.61% | -1.43% | |
| 3 | VRP | Invesco Variable Rate Prefer | ETF-Other | 5.09% | -12.19% | -81.19% | |
| 4 | BAC 7.25 PERP L | Bank Of America CORP | Stock-Financials | 2.14% | +0.73% | — |
Performance for Q3 2026
-1.4%
Performance Last 4 Quarters
+2%
Based on 90% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q1 | 4 | $50.0M | 45 | ||
| 2025 Q4 | 4 | $79.5M | 47 | ||
| 2025 Q3 | 4 | $49.1M | 15 | ||
| 2025 Q2 | 4 | $65.5M | 0 | ||
| 2025 Q1 | 5 | $54.9M | 100 | ||
| 2024 Q4 | 5 | $101.6M | 0 | ||
| 2024 Q3 | 5 | $61.1M | 0 | ||
| 2024 Q2 | 5 | $28.2M | 0 | ||
| 2024 Q1 | 5 | $57.3M | 0 | ||
| 2023 Q4 | 5 | $67.6M | 0 | ||
| 2023 Q3 | 8 | $117.1M | 0 | ||
| 2023 Q2 | 7 | $121.1M | 0 | ||
| 2023 Q1 | 8 | $129.2M | 0 | ||
| 2022 Q4 | 7 | $139.1M | 0 | ||
| 2022 Q3 | 8 | $124.7M | 0 | ||
| 2022 Q2 | 8 | $133.3M | 0 | ||
| 2022 Q1 | 9 | $162.6M | 0 | ||
| 2021 Q3 | 5 | $55.2M | 0 | ||
| 2021 Q2 | 6 | $61.6M | 100 | ||
| 2021 Q1 | 5 | $64.4M | 17 | ||
| 2020 Q4 | 6 | $75.4M | 100 | ||
| 2020 Q3 | 8 | $263.2M | 51 | ||
| 2020 Q2 | 8 | $157.1M | 53 | ||
| 2020 Q1 | 9 | $97.0M | 100 | ||
| 2019 Q4 | 5 | $97.1K | 100 | ||
| 2019 Q3 | 5 | $96.7M | 6 | ||
| 2019 Q2 | 5 | $91.6M | 2 | ||
| 2019 Q1 | 7 | $89.9M | 69 | ||
| 2018 Q4 | 7 | $175.0M | 73 | ||
| 2018 Q3 | 6 | $148.7M | 4 | ||
| 2018 Q2 | 6 | $147.3M | 5 | ||
| 2018 Q1 | 6 | $152.7M | 8 | ||
| 2017 Q4 | 7 | $151.7M | 6 | ||
| 2017 Q3 | 9 | $155.7M | 100 | ||
| 2017 Q2 | 28 | $1.2B | 15 | ||
| 2017 Q1 | 26 | $1.1B | 13 | ||
| 2016 Q4 | 38 | $1.1B | 8 | ||
| 2016 Q3 | 36 | $1.1B | 22 | ||
| 2016 Q2 | 31 | $919.9M | 100 | ||
| 2016 Q1 | 24 | $291.7M | 7 | ||
| 2015 Q4 | 23 | $299.8M | 10 | ||
| 2015 Q3 | 24 | $315.5M | 20 | ||
| 2015 Q2 | 25 | $314.4M | 19 | ||
| 2015 Q1 | 26 | $276.6M | 22 | ||
| 2014 Q4 | 25 | $320.0M | 19 | ||
| 2014 Q3 | 17 | $267.0M | 5 | ||
| 2014 Q2 | 16 | $259.2M | 11 | ||
| 2014 Q1 | 17 | $239.6M | 7 | ||
| 2013 Q4 | 16 | $227.9M | 11 | ||
| 2013 Q3 | 18 | $246.4M | 17 | ||
| 2013 Q2 | 19 | $256.9M | — |
Spectrum Asset Management, Inc.'s most significant position changes for 2026-03-31: Trim: Invesco Variable Rate Prefer (VRP) — shares -81.19%; Trim: Invesco Preferred ETF (PGX) — shares -27.36%; Trim: Wells Fargo & Company (WFC 7.5 PERP L) — shares -1.43%.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | PGX | Invesco Preferred ETF | +8.9% | -27.36% | Trim |
| 2 | WFC 7.5 PERP L | Wells Fargo & Company | +2.6% | -1.43% | Trim |
| 3 | BAC 7.25 PERP L | Bank Of America CORP | +0.7% | — | Unchanged |
| 4 | VRP | Invesco Variable Rate Prefer | -12.2% | -81.19% | Trim |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026 Q1 | 2026-05-04 | 13F-HR | View on EDGAR |
| 2025 Q4 | 2026-02-02 | 13F-HR | View on EDGAR |
| 2025 Q3 | 2025-10-27 | 13F-HR | View on EDGAR |
| 2025 Q2 | 2025-08-08 | 13F-HR | View on EDGAR |
| 2025 Q1 | 2025-04-28 | 13F-HR | View on EDGAR |
| 2024 Q4 | 2025-01-31 | 13F-HR | View on EDGAR |
| 2024 Q3 | 2024-10-31 | 13F-HR | View on EDGAR |
| 2024 Q2 | 2024-07-25 | 13F-HR | View on EDGAR |
| 2024 Q1 | 2024-04-29 | 13F-HR | View on EDGAR |
| 2023 Q4 | 2024-02-06 | 13F-HR | View on EDGAR |
| 2023 Q3 | 2023-11-02 | 13F-HR | View on EDGAR |
| 2023 Q2 | 2023-08-07 | 13F-HR | View on EDGAR |
| 2023 Q1 | 2023-05-09 | 13F-HR | View on EDGAR |
| 2022 Q4 | 2023-02-09 | 13F-HR | View on EDGAR |
| 2022 Q3 | 2022-11-02 | 13F-HR | View on EDGAR |
| 2022 Q2 | 2022-08-03 | 13F-HR | View on EDGAR |
| 2022 Q1 | 2022-05-09 | 13F-HR | View on EDGAR |
| 2021 Q3 | 2021-11-09 | 13F-HR | View on EDGAR |
| 2021 Q2 | 2021-08-10 | 13F-HR | View on EDGAR |
| 2021 Q1 | 2021-05-10 | 13F-HR | View on EDGAR |
| 2020 Q4 | 2021-02-08 | 13F-HR | View on EDGAR |
| 2020 Q3 | 2020-11-06 | 13F-HR | View on EDGAR |
| 2020 Q2 | 2020-08-05 | 13F-HR | View on EDGAR |
| 2020 Q1 | 2020-05-12 | 13F-HR | View on EDGAR |
| 2019 Q4 | 2020-02-04 | 13F-HR | View on EDGAR |
| 2019 Q3 | 2019-11-12 | 13F-HR | View on EDGAR |
| 2019 Q2 | 2019-08-12 | 13F-HR | View on EDGAR |
| 2019 Q1 | 2019-05-10 | 13F-HR | View on EDGAR |
| 2018 Q4 | 2019-02-14 | 13F-HR | View on EDGAR |
| 2018 Q3 | 2018-11-14 | 13F-HR | View on EDGAR |
| 2018 Q2 | 2018-08-13 | 13F-HR | View on EDGAR |
| 2018 Q1 | 2018-05-14 | 13F-HR | View on EDGAR |
| 2017 Q4 | 2018-02-12 | 13F-HR | View on EDGAR |
| 2017 Q3 | 2017-11-02 | 13F-HR | View on EDGAR |
| 2017 Q2 | 2017-08-08 | 13F-HR | View on EDGAR |
| 2017 Q1 | 2017-05-11 | 13F-HR | View on EDGAR |
| 2016 Q4 | 2017-02-13 | 13F-HR | View on EDGAR |
| 2016 Q3 | 2016-11-10 | 13F-HR | View on EDGAR |
| 2016 Q2 | 2016-08-09 | 13F-HR | View on EDGAR |
| 2016 Q1 | 2016-05-10 | 13F-HR | View on EDGAR |
| 2015 Q4 | 2016-02-09 | 13F-HR | View on EDGAR |
| 2015 Q3 | 2015-11-09 | 13F-HR | View on EDGAR |
| 2015 Q2 | 2015-08-10 | 13F-HR | View on EDGAR |
| 2015 Q1 | 2015-05-12 | 13F-HR | View on EDGAR |
| 2014 Q4 | 2015-02-13 | 13F-HR | View on EDGAR |
| 2014 Q3 | 2014-11-13 | 13F-HR | View on EDGAR |
| 2014 Q2 | 2014-08-12 | 13F-HR | View on EDGAR |
| 2014 Q1 | 2014-05-13 | 13F-HR | View on EDGAR |
| 2013 Q4 | 2014-02-12 | 13F-HR | View on EDGAR |
| 2013 Q3 | 2013-11-06 | 13F-HR | View on EDGAR |
| 2013 Q2 | 2013-08-12 | 13F-HR | View on EDGAR |
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