SA
Spectrum Asset Management, Inc. 13F Disclosure (Q2 2026) — Portfolio & Holdings
Spectrum Asset Management, Inc.CIK: 0001318293
Concentrated strategySector-focusedMomentum follower
Total reported value
$69.6M
Reporting period: 2026-06-30 · Number of holdings: 4
Spectrum Asset Management, Inc. disclosed 4 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $69.6M and a quarterly turnover rate of 32.7%.
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Personality snowflake
- Concentration
- 100
- Portfolio Stability
- 32.73
- Momentum
- 100
- Sector conviction
- 100
- Diversification
- 8
- Sizing Uniformity
- 85.91
Spectrum Asset Management, Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.622 — mathematically equivalent to about 2 equally-sized positions, well below its 4 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.41), with a handful of outsized bets alongside many smaller positions.
Recent activity leans toward adding more aggressively to already-large existing positions than to newly initiated ones (a 45.0 percentage-point tilt) — a pattern consistent with a momentum-following approach.
Sector classification currently covers about 7% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd VRP
+320.1% $8.3M
Trim PGX
+26.9% $11.2M
Trim WFC 7.5 PERP L
0.0% $6.9K
Trim BAC 7.25 PERP L
0.0% $56.5K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | PGX | Invesco Preferred ETF | ETF-Other | 77.11% | -7.74% | +26.91% | |
| 2 | VRP | Invesco Variable Rate Prefer | ETF-Other | 15.56% | +10.48% | +320.07% | |
| 3 | WFC 7.5 PERP LBond | Wells Fargo & Company | Bond | 5.71% | -2.22% | — | |
| 4 | BAC 7.25 PERP LBond | Bank Of America CORP | Bond | 1.62% | -0.52% | — |
💡
Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Portfolio Performance
Performance for Q3 2026
-2.1%
Performance Last 4 Quarters
-0.7%
Based on 90% of reported portfolio value with available pricing
- Stdev
- +6.9%
- Beta
- +0.38
- Alpha
- -2.2%
- Max Drawdown
- -5%
- Annualized Perf
- +5.8%
- Batting Avg vs S&P
- +33.3%
- Sortino
- +1.41
- Stutzer
- +0.25
- Treynor
- +0.15
- Sterling
- +0.41
- Calmar
- +1.17
- Information Ratio
- -1.68
- Tracking Error
- +9%
- Stdev Down
- +4.2%
- Winning Months %
- +63.6%
- Losing Months %
- +36.4%
- Best 12 Months
- +16.7%
- Worst 12 Months
- -0.7%
- Efficiency Ratio
- +0.31
- Sharpe
- +0.86
- Stdev Sectors
- 0%
- Skewness
- -0.34
- Kurtosis
- -0.25
- Upside Potential
- +3.03
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q2 | 4 | $69.6M | 33 | ||
| 2026 Q1 | 4 | $50.0M | 45 | ||
| 2025 Q4 | 4 | $79.5M | 47 | ||
| 2025 Q3 | 4 | $49.1M | 15 | ||
| 2025 Q2 | 4 | $65.5M | 0 | ||
| 2025 Q1 | 5 | $54.9M | 100 | ||
| 2024 Q4 | 5 | $101.6M | 0 | ||
| 2024 Q3 | 5 | $61.1M | 0 | ||
| 2024 Q2 | 5 | $28.2M | 0 | ||
| 2024 Q1 | 5 | $57.3M | 0 | ||
| 2023 Q4 | 5 | $67.6M | 0 | ||
| 2023 Q3 | 8 | $117.1M | 0 | ||
| 2023 Q2 | 7 | $121.1M | 0 | ||
| 2023 Q1 | 8 | $129.2M | 0 | ||
| 2022 Q4 | 7 | $139.1M | 0 | ||
| 2022 Q3 | 8 | $124.7M | 0 | ||
| 2022 Q2 | 8 | $133.3M | 0 | ||
| 2022 Q1 | 9 | $162.6M | 0 | ||
| 2021 Q3 | 5 | $55.2M | 0 | ||
| 2021 Q2 | 6 | $61.6M | 100 | ||
| 2021 Q1 | 5 | $64.4M | 17 | ||
| 2020 Q4 | 6 | $75.4M | 100 | ||
| 2020 Q3 | 8 | $263.2M | 51 | ||
| 2020 Q2 | 8 | $157.1M | 53 | ||
| 2020 Q1 | 9 | $97.0M | 100 | ||
| 2019 Q4 | 5 | $97.1K | 100 | ||
| 2019 Q3 | 5 | $96.7M | 6 | ||
| 2019 Q2 | 5 | $91.6M | 2 | ||
| 2019 Q1 | 7 | $89.9M | 69 | ||
| 2018 Q4 | 7 | $175.0M | 73 | ||
| 2018 Q3 | 6 | $148.7M | 4 | ||
| 2018 Q2 | 6 | $147.3M | 5 | ||
| 2018 Q1 | 6 | $152.7M | 8 | ||
| 2017 Q4 | 7 | $151.7M | 6 | ||
| 2017 Q3 | 9 | $155.7M | 100 | ||
| 2017 Q2 | 28 | $1.2B | 15 | 1HSBC V6.875 PERP2LLOYDS V7.5 PERP *3BACR V8.25 PERP | |
| 2017 Q1 | 26 | $1.1B | 13 | 1LLOYDS V7.5 PERP *2HSBC V6.875 PERP3BACR V8.25 PERP | |
| 2016 Q4 | 38 | $1.1B | 8 | 1LLOYDS V7.5 PERP *2HSBC V6.875 PERP3BACR V8.25 PERP | |
| 2016 Q3 | 36 | $1.1B | 22 | 1LLOYDS V7.5 PERP *2BACR V8.25 PERP3NWG V7.5 PERP *.. | |
| 2016 Q2 | 31 | $919.9M | 100 | 1LLOYDS V7.5 PERP *2HSBC V6.875 PERP3BACR V8.25 PERP | |
| 2016 Q1 | 24 | $291.7M | 7 | 1WFC 7.5 PERP L2HSBC 6.2 PERP A3RBS 5.75 PERP L | |
| 2015 Q4 | 23 | $299.8M | 10 | 1WFC 7.5 PERP L2HSBC 6.2 PERP A3RBS 5.75 PERP L | |
| 2015 Q3 | 24 | $315.5M | 20 | 1WFC 7.5 PERP L2RBS 5.75 PERP L3HSBC 6.2 PERP A | |
| 2015 Q2 | 25 | $314.4M | 19 | 1WFC 7.5 PERP L2HSBC 6.2 PERP A3RBS 5.75 PERP L | |
| 2015 Q1 | 26 | $276.6M | 22 | 1WFC 7.5 PERP L2HSBC 6.2 PERP A3RBS 5.75 PERP L | |
| 2014 Q4 | 25 | $320.0M | 19 | 1RBS 5.75 PERP L2WFC 7.5 PERP L3HSBC 6.2 PERP A | |
| 2014 Q3 | 17 | $267.0M | 5 | 1WFC 7.5 PERP L2HSBC 6.2 PERP A3RBS 5.75 PERP L | |
| 2014 Q2 | 16 | $259.2M | 11 | 1WFC 7.5 PERP L2HSBC 6.2 PERP A3RBS 5.75 PERP L | |
| 2014 Q1 | 17 | $239.6M | 7 | 1WFC 7.5 PERP L2HSBC 6.2 PERP A3BACR 7.1 PERP 3 | |
| 2013 Q4 | 16 | $227.9M | 11 | 1WFC 7.5 PERP L2HSBC 6.2 PERP A3BACR 7.1 PERP 3 | |
| 2013 Q3 | 18 | $246.4M | 17 | 1WFC 7.5 PERP L2HSBC 6.2 PERP A3BACR 7.1 PERP 3 | |
| 2013 Q2 | 19 | $256.9M | — | 1WFC 7.5 PERP L2HSBC 6.2 PERP A3BAC 7.25 PERP L |
Holding changes this quarter
Spectrum Asset Management, Inc.'s most significant position changes for 2026-06-30: Add: Invesco Variable Rate Prefer (VRP) — shares +320.07%; Add: Invesco Preferred ETF (PGX) — shares +26.91%.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | VRP | Invesco Variable Rate Prefer | +10.5% | +320.07% | Add |
| 2 | BAC 7.25 PERP LBond | Bank Of America CORP | -0.5% | — | Unchanged |
| 3 | WFC 7.5 PERP LBond | Wells Fargo & Company | -2.2% | — | Unchanged |
| 4 | PGX | Invesco Preferred ETF | -7.7% | +26.91% | Add |
Filing History
FAQ
What is Spectrum Asset Management, Inc. and what type of investor is it?
Spectrum Asset Management, Inc. is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $69.6M, spread across 4 disclosed positions.
What are Spectrum Asset Management, Inc.'s largest equity positions?
Based on the latest 13F filing, Spectrum Asset Management, Inc.'s top holdings by market value are:
1. Invesco Preferred ETF (PGX) — $53.7M (77.1%)
2. Invesco Variable Rate Prefer (VRP) — $10.8M (15.6%)
3. Wells Fargo & Company (WFC 7.5 PERP L) — $4.0M (5.7%)
4. Bank Of America CORP (BAC 7.25 PERP L) — $1.1M (1.6%)
What changes did Spectrum Asset Management, Inc. make in its most recent portfolio filing?
In the latest quarter, Spectrum Asset Management, Inc. was primarily adding exposure — initiating 0 new positions and adding to 2 existing holdings. The largest of these moves: Add: Invesco Variable Rate Prefer (VRP) — shares +320.07%; Add: Invesco Preferred ETF (PGX) — shares +26.91%
What sectors does Spectrum Asset Management, Inc. focus on?
Spectrum Asset Management, Inc. is concentrated in the following sectors based on its current disclosed equity portfolio:
• Financials: 100.0%
Investment Profile
Spectrum Asset Management, Inc. returned an annualized 5.8% over the trailing 33 months — underperforming the S&P 500 by 2.2 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.38 (less volatile than the market) and a 33% quarterly batting average against the index.
Its portfolio is concentrated and moderately active, with 100.0% of the portfolio concentrated in Financials.
Its turnover score has risen from 0 to 33 over the past 4 quarters — a shift toward more active trading.
Peer Institutions
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Total reported value
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Portfolio Stability88.5
Sector conviction0.0
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VC
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CIK 0000732712
Total reported value
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BS
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Total reported value
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Portfolio Stability48.1
Sector conviction70.3
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Developer Access
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