CIK: 0001318293
Total reported value
$50.0M
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | WFC 7.5 PERP L | Wells Fargo & Company | Stock-Financials | 32.74% | +2.61% | — | |
| 2 | HSBC 6.2 PERP A | Hsbc Holdings PLC | Stock-Financials | 12.05% | — | -7.27% | |
| 3 | RBS 5.75 PERP L | Royal Bk Scotlnd Grp PLC | Stock-Other | 10.32% | — | -11.99% | |
| 4 | BACR 7.1 PERP 3 | Barclays Bank PLC | Stock-Other | 9.68% | — | -0.77% | |
| 5 | INTNED V6.5 PERP | Ing Groep NV | Stock-Other | 7.07% | — | — | |
| 6 | BACR 7.75 PERP 4 | Barclays Bank PLC | Stock-Other | 6.30% | — | -0.55% | |
| 7 | BACR 8.125 PERP 5 | Barclays Bank PLC | Stock-Other | 5.30% | — | -10.78% | |
| 8 | BACR 6.625 PERP 2 | Barclays Bank PLC | Stock-Other | 4.48% | — | -3.53% | |
| 9 | HPS | John Hancock Prefer INC Iii | Stock-Other | 4.33% | — | — | |
| 10 | BTZ | Blackrock Credit Allocation | Stock-Other | 4.15% | — | — | |
| 11 | DLR 6.35 PERP I | Digital Realty Trust INC | Stock-Real Estate | 1.82% | — | — | |
| 12 | RBS 7.25 PERP H | Royal Bk Scotlnd Grp PLC | Stock-Other | 1.12% | — | +8.07% | |
| 13 | KEY 7.75 PERP A | Keycorp | Stock-Financials | 0.35% | — | — | |
| 14 | RBS 7.25 PERP T | Royal Bk Scotlnd Grp PLC | Stock-Other | 0.19% | — | +2.78% | |
| 15 | RBS 7.76304 PERP C | Natl Westminster Bk PLC | Stock-Other | 0.11% | — | +6.12% |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | WFC 7.5 PERP L | Wells Fargo & Company | +2.1% | — | Unchanged |
| 2 | RBS 7.25 PERP H | Royal Bk Scotlnd Grp PLC | +0.6% | +8.07% | Add |
| 3 | HPS | John Hancock Prefer INC Iii | +0.3% | — | Unchanged |
| 4 | BTZ | Blackrock Credit Allocation | +0.2% | — | Unchanged |
| 5 | DLR 6.35 PERP I | Digital Realty Trust INC | +0.1% | — | Unchanged |
| 6 | BACR 7.75 PERP 4 | Barclays Bank PLC | +0.1% | -0.55% | Trim |
| 7 | BACR 7.1 PERP 3 | Barclays Bank PLC | 0% | -0.77% | Trim |
| 8 | RBS 7.76304 PERP C | Natl Westminster Bk PLC | 0% | +6.12% | Add |
| 9 | RBS 7.25 PERP T | Royal Bk Scotlnd Grp PLC | 0% | +2.78% | Add |
| 10 | KEY 7.75 PERP A | Keycorp | — | — | Unchanged |
| 11 | BACR 6.625 PERP 2 | Barclays Bank PLC | -0.2% | -3.53% | Trim |
| 12 | INTNED V6.5 PERP | Ing Groep NV | -0.3% | — | Unchanged |
| 13 | BACR 8.125 PERP 5 | Barclays Bank PLC | -0.6% | -10.78% | Trim |
| 14 | HSBC 6.2 PERP A | Hsbc Holdings PLC | -0.6% | -7.27% | Trim |
| 15 | RBS 5.75 PERP L | Royal Bk Scotlnd Grp PLC | -1.5% | -11.99% | Trim |
| 16 | RBS 6.125 PERP R | Royal Bk Scotlnd Grp PLC | — | EXIT | Sold out |
| 17 | RBS 6.6 PERP S | Royal Bk Scotlnd Grp PLC | — | EXIT | Sold out |