Spectrum Asset Management, Inc. — Q4 2015 13F Holdings

Name: Spectrum Asset Management, Inc. — 13F Holdings, Q4 2015
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001318293

Total reported value

$50.0M

Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	WFC 7.5 PERP L	Wells Fargo & Company	Stock-Financials	30.63%	+2.61%	—
2	HSBC 6.2 PERP A	Hsbc Holdings PLC	Stock-Financials	12.62%	—	-2.57%
3	RBS 5.75 PERP L	Royal Bk Scotlnd Grp PLC	Stock-Other	11.77%	—	-3.71%
4	BACR 7.1 PERP 3	Barclays Bank PLC	Stock-Other	9.65%	—	+0.01%
5	INTNED V6.5 PERP	Ing Groep NV	Stock-Other	7.33%	—	+28.57%
6	BACR 7.75 PERP 4	Barclays Bank PLC	Stock-Other	6.25%	—	-0.70%
7	BACR 8.125 PERP 5	Barclays Bank PLC	Stock-Other	5.86%	—	-1.05%
8	BACR 6.625 PERP 2	Barclays Bank PLC	Stock-Other	4.71%	—	-5.17%
9	HPS	John Hancock Prefer INC Iii	Stock-Other	3.99%	—	—
10	BTZ	Blackrock Credit Allocation	Stock-Other	3.98%	—	—
11	DLR 6.35 PERP I	Digital Realty Trust INC	Stock-Real Estate	1.76%	—	—
12	RBS 7.25 PERP H	Royal Bk Scotlnd Grp PLC	Stock-Other	0.51%	—	-4.81%
13	KEY 7.75 PERP A	Keycorp	Stock-Financials	0.35%	—	—
14	RBS 7.25 PERP T	Royal Bk Scotlnd Grp PLC	Stock-Other	0.18%	—	-10.79%
15	RBS 6.125 PERP R	Royal Bk Scotlnd Grp PLC	Stock-Other	0.17%	—	+13.80%
16	RBS 6.6 PERP S	Royal Bk Scotlnd Grp PLC	Stock-Other	0.13%	—	+10.16%
17	RBS 7.76304 PERP C	Natl Westminster Bk PLC	Stock-Other	0.10%	—	—

Position changes disclosed by Spectrum Asset Management, Inc. for the quarter ending Q4 2015, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	INTNED V6.5 PERP	Ing Groep NV	+2.1%	+28.57%	Add
2	WFC 7.5 PERP L	Wells Fargo & Company	+1.3%	—	Unchanged
3	BACR 7.1 PERP 3	Barclays Bank PLC	+0.6%	+0.01%	Add
4	HPS	John Hancock Prefer INC Iii	+0.5%	—	Unchanged
5	HSBC 6.2 PERP A	Hsbc Holdings PLC	+0.4%	-2.57%	Trim
6	BACR 8.125 PERP 5	Barclays Bank PLC	+0.4%	-1.05%	Trim
7	BACR 7.75 PERP 4	Barclays Bank PLC	+0.4%	-0.70%	Trim
8	BTZ	Blackrock Credit Allocation	+0.3%	—	Unchanged
9	BACR 6.625 PERP 2	Barclays Bank PLC	+0.2%	-5.17%	Trim
10	DLR 6.35 PERP I	Digital Realty Trust INC	+0.2%	—	Unchanged
11	RBS 6.125 PERP R	Royal Bk Scotlnd Grp PLC	0%	+13.80%	Add
12	RBS 6.6 PERP S	Royal Bk Scotlnd Grp PLC	0%	+10.16%	Add
13	KEY 7.75 PERP A	Keycorp	0%	—	Unchanged
14	RBS 7.25 PERP H	Royal Bk Scotlnd Grp PLC	0%	-4.81%	Trim
15	RBS 7.76304 PERP C	Natl Westminster Bk PLC	0%	—	Unchanged
16	RBS 7.25 PERP T	Royal Bk Scotlnd Grp PLC	0%	-10.79%	Trim
17	RBS 5.75 PERP L	Royal Bk Scotlnd Grp PLC	-6.3%	-3.71%	Trim