CIK: 0001318293
Total reported value
$50.0M
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | LLOYDS V7.5 PERP * | Lloyds Banking Group PLC | Stock-Other | 19.56% | — | — | |
| 2 | HSBC V6.875 PERP | Hsbc Holdings PLC | Stock-Financials | 12.88% | — | — | |
| 3 | BACR V8.25 PERP | Barclays PLC | Stock-Other | 11.58% | — | — | |
| 4 | NWG V7.5 PERP *.. | Natwest Group PLC | Stock-Financials | 11.54% | — | — | |
| 5 | WFC 7.5 PERP L | Wells Fargo & Company | Stock-Financials | 11.19% | +2.61% | — | |
| 6 | BACR V6.625 PERP | Barclays PLC | Stock-Other | 8.75% | — | — | |
| 7 | HSBC 6.2 PERP A | Hsbc Holdings PLC | Stock-Financials | 3.82% | — | -1.44% | |
| 8 | RBS 5.75 PERP L | Royal Bk Scotlnd Grp PLC | Stock-Other | 3.67% | — | +9.54% | |
| 9 | INTNED V6.5 PERP | Ing Groep NV | Stock-Other | 3.43% | — | +53.33% | |
| 10 | NWG V8 PERP *-- | Natwest Group PLC | Stock-Financials | 3.34% | — | — | |
| 11 | BACR 7.1 PERP 3 | Barclays Bank PLC | Stock-Other | 3.10% | — | +0.11% | |
| 12 | BACR 8.125 PERP 5 | Barclays Bank PLC | Stock-Other | 1.65% | — | -0.50% | |
| 13 | HPS | John Hancock Prefer INC Iii | Stock-Other | 1.46% | — | — | |
| 14 | BTZ | Blackrock Credit Allocation | Stock-Other | 1.37% | — | — | |
| 15 | BACR 6.625 PERP 2 | Barclays Bank PLC | Stock-Other | 1.26% | — | -11.76% | |
| 16 | LAB | Standard BioTools Inc. | Stock-Other | 1.00% | — | — | |
| 17 | RBS 7.25 PERP H | Royal Bk Scotlnd Grp PLC | Stock-Other | 0.13% | — | -28.18% | |
| 18 | KEY 7.75 PERP A | Keycorp | Stock-Financials | 0.11% | — | — | |
| 19 | RBS 6.125 PERP R | Royal Bk Scotlnd Grp PLC | Stock-Other | 0.08% | — | — | |
| 20 | RBS 7.25 PERP T | Royal Bk Scotlnd Grp PLC | Stock-Other | 0.06% | — | +3.12% | |
| 21 | RBS 7.76304 PERP C | Natl Westminster Bk PLC | Stock-Other | 0.03% | — | — |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | RBS 7.76304 PERP C | Natl Westminster Bk PLC | -0.1% | — | Unchanged |
| 2 | RBS 7.25 PERP T | Royal Bk Scotlnd Grp PLC | -0.1% | +3.12% | Add |
| 3 | KEY 7.75 PERP A | Keycorp | -0.2% | — | Unchanged |
| 4 | RBS 7.25 PERP H | Royal Bk Scotlnd Grp PLC | -1% | -28.18% | Trim |
| 5 | BTZ | Blackrock Credit Allocation | -2.8% | — | Unchanged |
| 6 | HPS | John Hancock Prefer INC Iii | -2.9% | — | Unchanged |
| 7 | BACR 6.625 PERP 2 | Barclays Bank PLC | -3.2% | -11.76% | Trim |
| 8 | INTNED V6.5 PERP | Ing Groep NV | -3.6% | +53.33% | Add |
| 9 | BACR 8.125 PERP 5 | Barclays Bank PLC | -3.7% | -0.50% | Trim |
| 10 | BACR 7.1 PERP 3 | Barclays Bank PLC | -6.6% | +0.11% | Add |
| 11 | RBS 5.75 PERP L | Royal Bk Scotlnd Grp PLC | -6.7% | +9.54% | Add |
| 12 | HSBC 6.2 PERP A | Hsbc Holdings PLC | -8.2% | -1.44% | Trim |
| 13 | WFC 7.5 PERP L | Wells Fargo & Company | -21.6% | — | Unchanged |
| 14 | LLOYDS V7.5 PERP * | Lloyds Banking Group PLC | — | NEW | New buy |
| 15 | HSBC V6.875 PERP | Hsbc Holdings PLC | — | NEW | New buy |
| 16 | BACR V8.25 PERP | Barclays PLC | — | NEW | New buy |
| 17 | NWG V7.5 PERP *.. | Natwest Group PLC | — | NEW | New buy |
| 18 | BACR V6.625 PERP | Barclays PLC | — | NEW | New buy |
| 19 | NWG V8 PERP *-- | Natwest Group PLC | — | NEW | New buy |
| 20 | BACR 7.75 PERP 4 | Barclays Bank PLC | — | EXIT | Sold out |
| 21 | LAB | Standard BioTools Inc. | — | NEW | New buy |
| 22 | DLR 6.35 PERP I | Digital Realty Trust INC | — | EXIT | Sold out |
| 23 | RBS 6.125 PERP R | Royal Bk Scotlnd Grp PLC | — | NEW | New buy |