CIK: 0001318293
Total reported value
$50.0M
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | HSBC V6.875 PERP | Hsbc Holdings PLC | Stock-Financials | 16.66% | — | +13.05% | |
| 2 | LLOYDS V7.5 PERP * | Lloyds Banking Group PLC | Stock-Other | 15.55% | — | -0.51% | |
| 3 | BACR V8.25 PERP | Barclays PLC | Stock-Other | 13.89% | — | +10.93% | |
| 4 | NWG V7.5 PERP *.. | Natwest Group PLC | Stock-Financials | 12.14% | — | +1.27% | |
| 5 | WFC 7.5 PERP L | Wells Fargo & Company | Stock-Financials | 8.63% | +2.61% | — | |
| 6 | BACR V7.75 04-10-23 | Barclays Bank PLC | Stock-Other | 6.64% | — | — | |
| 7 | INTNED V6.5 PERP | Ing Groep NV | Stock-Other | 4.57% | — | -0.55% | |
| 8 | BACR V6.625 PERP | Barclays PLC | Stock-Other | 4.34% | — | — | |
| 9 | NWG V8 PERP *-- | Natwest Group PLC | Stock-Financials | 3.59% | — | +19.42% | |
| 10 | RBS 5.75 PERP L | Royal Bk Scotlnd Grp PLC | Stock-Other | 3.01% | — | +1.54% | |
| 11 | NWG V8.625 PERP *** | Natwest Group PLC | Stock-Financials | 2.84% | — | +16.07% | |
| 12 | HSBC 6.2 PERP A | Hsbc Holdings PLC | Stock-Financials | 1.97% | — | -9.47% | |
| 13 | ✓ | Standard Chartered PLC | Stock-Other | 1.29% | — | — | |
| 14 | ✓ | Australia & New Zeala Bkg 14 | Stock-Other | 1.24% | — | — | |
| 15 | BTZ | Blackrock Credit Allocation | Stock-Other | 1.04% | — | — | |
| 16 | HPS | John Hancock Prefer INC Iii | Stock-Other | 0.99% | — | — | |
| 17 | LAB | Standard BioTools Inc. | Stock-Other | 0.78% | — | -5.00% | |
| 18 | ✓ | Standard Chartered PLC | Stock-Other | 0.69% | — | — | |
| 19 | RBS 6.6 PERP S | Royal Bk Scotlnd Grp PLC | Stock-Other | 0.10% | — | +1.79% | |
| 20 | RBS 7.76304 PERP C | Natl Westminster Bk PLC | Stock-Other | 0.04% | — | -22.41% |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | NWG V8 PERP *-- | Natwest Group PLC | +0.4% | +19.42% | Add |
| 2 | NWG V8.625 PERP *** | Natwest Group PLC | +0.1% | +16.07% | Add |
| 3 | RBS 7.76304 PERP C | Natl Westminster Bk PLC | 0% | -22.41% | Trim |
| 4 | RBS 6.6 PERP S | Royal Bk Scotlnd Grp PLC | 0% | +1.79% | Add |
| 5 | ✓ | Standard Chartered PLC | -0.1% | — | Unchanged |
| 6 | HSBC V6.875 PERP | Hsbc Holdings PLC | -0.1% | +13.05% | Add |
| 7 | HPS | John Hancock Prefer INC Iii | -0.1% | — | Unchanged |
| 8 | LAB | Standard BioTools Inc. | -0.1% | -5.00% | Trim |
| 9 | ✓ | Standard Chartered PLC | -0.1% | — | Unchanged |
| 10 | BTZ | Blackrock Credit Allocation | -0.1% | — | Unchanged |
| 11 | ✓ | Australia & New Zeala Bkg 14 | -0.2% | — | Unchanged |
| 12 | RBS 5.75 PERP L | Royal Bk Scotlnd Grp PLC | -0.4% | +1.54% | Add |
| 13 | BACR V8.25 PERP | Barclays PLC | -0.4% | +10.93% | Add |
| 14 | INTNED V6.5 PERP | Ing Groep NV | -0.4% | -0.55% | Trim |
| 15 | HSBC 6.2 PERP A | Hsbc Holdings PLC | -0.5% | -9.47% | Trim |
| 16 | BACR V6.625 PERP | Barclays PLC | -0.6% | — | Unchanged |
| 17 | WFC 7.5 PERP L | Wells Fargo & Company | -0.8% | — | Unchanged |
| 18 | NWG V7.5 PERP *.. | Natwest Group PLC | -1.1% | +1.27% | Add |
| 19 | LLOYDS V7.5 PERP * | Lloyds Banking Group PLC | -1.8% | -0.51% | Trim |
| 20 | BACR V7.75 04-10-23 | Barclays Bank PLC | — | NEW | New buy |
| 21 | BACR 8.125 PERP 5 | Barclays Bank PLC | — | EXIT | Sold out |
| 22 | RBS 7.25 PERP H | Royal Bk Scotlnd Grp PLC | — | EXIT | Sold out |
| 23 | PFF | Ishares Preferred & Income S | — | EXIT | Sold out |