Spectrum Asset Management, Inc. — Q4 2020 13F Holdings

Name: Spectrum Asset Management, Inc. — 13F Holdings, Q4 2020
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001318293

Total reported value

$50.0M

Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	PFF	Ishares Preferred & Income S	ETF-Other	54.84%	—	-9.02%
2	HPS	John Hancock Prefer INC Iii	Stock-Other	14.83%	—	—
3	BTZ	Blackrock Credit Allocation	Stock-Other	14.12%	—	—
4	PGX	Invesco Preferred ETF	ETF-Other	12.76%	+8.86%	-9.67%
5	AGG	Ishares Core U.s. Aggregate	ETF-Other	2.55%	—	+491.03%
6	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	ETF-Corp Bonds	0.90%	—	—

Position changes disclosed by Spectrum Asset Management, Inc. for the quarter ending Q4 2020, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	PFF	Ishares Preferred & Income S	+38.5%	-9.02%	Trim
2	HPS	John Hancock Prefer INC Iii	+10.9%	—	Unchanged
3	BTZ	Blackrock Credit Allocation	+10.2%	—	Unchanged
4	PGX	Invesco Preferred ETF	+8.9%	-9.67%	Trim
5	AGG	Ishares Core U.s. Aggregate	+2.4%	+491.03%	Add
6	WFC 7.5 PERP L	Wells Fargo & Company	—	EXIT	Sold out
7	BAC 7.25 PERP L	Bank Of America CORP	—	EXIT	Sold out
8	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	—	NEW	New buy