Spectrum Asset Management, Inc. — Q2 2014 13F Holdings

Name: Spectrum Asset Management, Inc. — 13F Holdings, Q2 2014
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001318293

Total reported value

$50.0M

Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	WFC 7.5 PERP L	Wells Fargo & Company	Stock-Financials	22.68%	+2.61%	-4.79%
2	HSBC 6.2 PERP A	Hsbc Holdings PLC	Stock-Financials	15.34%	—	+0.52%
3	RBS 5.75 PERP L	Royal Bk Scotlnd Grp PLC	Stock-Other	12.07%	—	+9.26%
4	BACR 7.1 PERP 3	Barclays Bank PLC	Stock-Other	11.53%	—	+1.32%
5	BACR 7.75 PERP 4	Barclays Bank PLC	Stock-Other	7.79%	—	+3.74%
6	RBS 6.75 PERP Q	Royal Bk Scotlnd Grp PLC	Stock-Other	7.70%	—	+166.00%
7	BACR 8.125 PERP 5	Barclays Bank PLC	Stock-Other	7.50%	—	-3.70%
8	BTZ	Blackrock Credit Allocation	Stock-Other	5.91%	—	-9.07%
9	HPS	John Hancock Prefer INC Iii	Stock-Other	4.63%	—	-1.38%
10	BACR 6.625 PERP 2	Barclays Bank PLC	Stock-Other	2.58%	—	+108.35%
11	RBS 7.25 PERP H	Royal Bk Scotlnd Grp PLC	Stock-Other	0.72%	—	+36.87%
12	RBS 6.35 PERP N	Royal Bk Scotlnd Grp PLC	Stock-Other	0.72%	—	+18.87%
13	KEY 7.75 PERP A	Keycorp	Stock-Financials	0.46%	—	-3.60%
14	RBS 6.125 PERP R	Royal Bk Scotlnd Grp PLC	Stock-Other	0.15%	—	+6.32%
15	RBS 7.76304 PERP C	Natl Westminster Bk PLC	Stock-Other	0.12%	—	+13.08%
16	RBS 6.6 PERP S	Royal Bk Scotlnd Grp PLC	Stock-Other	0.11%	—	-0.68%

Position changes disclosed by Spectrum Asset Management, Inc. for the quarter ending Q2 2014, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	RBS 6.75 PERP Q	Royal Bk Scotlnd Grp PLC	+4.7%	+166.00%	Add
2	BACR 6.625 PERP 2	Barclays Bank PLC	+1.2%	+108.35%	Add
3	RBS 5.75 PERP L	Royal Bk Scotlnd Grp PLC	+0.9%	+9.26%	Add
4	RBS 7.25 PERP H	Royal Bk Scotlnd Grp PLC	+0.2%	+36.87%	Add
5	RBS 6.35 PERP N	Royal Bk Scotlnd Grp PLC	+0.1%	+18.87%	Add
6	RBS 6.125 PERP R	Royal Bk Scotlnd Grp PLC	0%	+6.32%	Add
7	RBS 7.76304 PERP C	Natl Westminster Bk PLC	0%	+13.08%	Add
8	RBS 6.6 PERP S	Royal Bk Scotlnd Grp PLC	0%	-0.68%	Trim
9	KEY 7.75 PERP A	Keycorp	-0.1%	-3.60%	Trim
10	HPS	John Hancock Prefer INC Iii	-0.3%	-1.38%	Trim
11	BACR 7.75 PERP 4	Barclays Bank PLC	-0.4%	+3.74%	Add
12	BACR 7.1 PERP 3	Barclays Bank PLC	-0.8%	+1.32%	Add
13	BACR 8.125 PERP 5	Barclays Bank PLC	-1%	-3.70%	Trim
14	BTZ	Blackrock Credit Allocation	-1%	-9.07%	Trim
15	HSBC 6.2 PERP A	Hsbc Holdings PLC	-1.2%	+0.52%	Add
16	WFC 7.5 PERP L	Wells Fargo & Company	-2.2%	-4.79%	Trim
17	RBS 6.4 PERP M	Royal Bk Scotlnd Grp PLC	—	EXIT	Sold out