Spectrum Asset Management, Inc. — Q3 2017 13F Holdings

Name: Spectrum Asset Management, Inc. — 13F Holdings, Q3 2017
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001318293

Total reported value

$50.0M

Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	WFC 7.5 PERP L	Wells Fargo & Company	Stock-Financials	69.88%	+2.61%	+0.78%
2	HSBC 6.2 PERP A	Hsbc Holdings PLC	Stock-Financials	12.81%	—	-18.93%
3	BTZ	Blackrock Credit Allocation	Stock-Other	8.42%	—	—
4	HPS	John Hancock Prefer INC Iii	Stock-Other	7.81%	—	—
5	RBS 6.6 PERP S	Royal Bk Scotlnd Grp PLC	Stock-Other	0.79%	—	+0.26%
6	RBS 7.76304 PERP C	Natl Westminster Bk PLC	Stock-Other	0.28%	—	—

Position changes disclosed by Spectrum Asset Management, Inc. for the quarter ending Q3 2017, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	WFC 7.5 PERP L	Wells Fargo & Company	+61.3%	+0.78%	Add
2	HSBC 6.2 PERP A	Hsbc Holdings PLC	+10.8%	-18.93%	Trim
3	BTZ	Blackrock Credit Allocation	+7.4%	—	Unchanged
4	HPS	John Hancock Prefer INC Iii	+6.8%	—	Unchanged
5	RBS 6.6 PERP S	Royal Bk Scotlnd Grp PLC	+0.7%	+0.26%	Add
6	RBS 7.76304 PERP C	Natl Westminster Bk PLC	+0.2%	—	Unchanged
7	HSBC V6.875 PERP	Hsbc Holdings PLC	—	EXIT	Sold out
8	LLOYDS V7.5 PERP *	Lloyds Banking Group PLC	—	EXIT	Sold out
9	BACR V8.25 PERP	Barclays PLC	—	EXIT	Sold out
10	NWG V7.5 PERP *..	Natwest Group PLC	—	EXIT	Sold out
11	BACR V7.75 04-10-23	Barclays Bank PLC	—	EXIT	Sold out
12	INTNED V6.5 PERP	Ing Groep NV	—	EXIT	Sold out
13	BACR V6.625 PERP	Barclays PLC	—	EXIT	Sold out
14	NWG V8 PERP *--	Natwest Group PLC	—	EXIT	Sold out
15	RBS 5.75 PERP L	Royal Bk Scotlnd Grp PLC	—	EXIT	Sold out
16	NWG V8.625 PERP ***	Natwest Group PLC	—	EXIT	Sold out
17	✓	Standard Chartered PLC	—	EXIT	Sold out
18	✓	Australia & New Zeala Bkg 14	—	EXIT	Sold out
19	LAB	Standard BioTools Inc.	—	EXIT	Sold out
20	✓	Standard Chartered PLC	—	EXIT	Sold out