CIK: 0001318293
Total reported value
$50.0M
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | WFC 7.5 PERP L | Wells Fargo & Company | Stock-Financials | 21.79% | +2.61% | — | |
| 2 | HSBC 6.2 PERP A | Hsbc Holdings PLC | Stock-Financials | 14.84% | — | +0.36% | |
| 3 | RBS 5.75 PERP L | Royal Bk Scotlnd Grp PLC | Stock-Other | 12.41% | — | +5.33% | |
| 4 | BACR 7.1 PERP 3 | Barclays Bank PLC | Stock-Other | 11.26% | — | +0.13% | |
| 5 | RBS 6.75 PERP Q | Royal Bk Scotlnd Grp PLC | Stock-Other | 7.63% | — | +1.65% | |
| 6 | BACR 7.75 PERP 4 | Barclays Bank PLC | Stock-Other | 7.40% | — | -2.45% | |
| 7 | BACR 8.125 PERP 5 | Barclays Bank PLC | Stock-Other | 7.16% | — | -2.06% | |
| 8 | BTZ | Blackrock Credit Allocation | Stock-Other | 5.51% | — | -0.75% | |
| 9 | BACR 6.625 PERP 2 | Barclays Bank PLC | Stock-Other | 5.36% | — | +114.12% | |
| 10 | HPS | John Hancock Prefer INC Iii | Stock-Other | 4.40% | — | — | |
| 11 | RBS 6.35 PERP N | Royal Bk Scotlnd Grp PLC | Stock-Other | 0.71% | — | -1.28% | |
| 12 | RBS 7.25 PERP H | Royal Bk Scotlnd Grp PLC | Stock-Other | 0.66% | — | -6.84% | |
| 13 | KEY 7.75 PERP A | Keycorp | Stock-Financials | 0.39% | — | -11.36% | |
| 14 | RBS 6.125 PERP R | Royal Bk Scotlnd Grp PLC | Stock-Other | 0.15% | — | -1.16% | |
| 15 | RBS 7.25 PERP T | Royal Bk Scotlnd Grp PLC | Stock-Other | 0.14% | — | — | |
| 16 | RBS 6.6 PERP S | Royal Bk Scotlnd Grp PLC | Stock-Other | 0.11% | — | -2.82% | |
| 17 | RBS 7.76304 PERP C | Natl Westminster Bk PLC | Stock-Other | 0.10% | — | -11.57% |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | BACR 6.625 PERP 2 | Barclays Bank PLC | +2.8% | +114.12% | Add |
| 2 | RBS 5.75 PERP L | Royal Bk Scotlnd Grp PLC | +0.3% | +5.33% | Add |
| 3 | RBS 6.6 PERP S | Royal Bk Scotlnd Grp PLC | — | -2.82% | Trim |
| 4 | RBS 6.125 PERP R | Royal Bk Scotlnd Grp PLC | — | -1.16% | Trim |
| 5 | RBS 6.35 PERP N | Royal Bk Scotlnd Grp PLC | 0% | -1.28% | Trim |
| 6 | RBS 7.76304 PERP C | Natl Westminster Bk PLC | 0% | -11.57% | Trim |
| 7 | RBS 7.25 PERP H | Royal Bk Scotlnd Grp PLC | -0.1% | -6.84% | Trim |
| 8 | RBS 6.75 PERP Q | Royal Bk Scotlnd Grp PLC | -0.1% | +1.65% | Add |
| 9 | KEY 7.75 PERP A | Keycorp | -0.1% | -11.36% | Trim |
| 10 | HPS | John Hancock Prefer INC Iii | -0.2% | — | Unchanged |
| 11 | BACR 7.1 PERP 3 | Barclays Bank PLC | -0.3% | +0.13% | Add |
| 12 | BACR 8.125 PERP 5 | Barclays Bank PLC | -0.3% | -2.06% | Trim |
| 13 | BACR 7.75 PERP 4 | Barclays Bank PLC | -0.4% | -2.45% | Trim |
| 14 | BTZ | Blackrock Credit Allocation | -0.4% | -0.75% | Trim |
| 15 | HSBC 6.2 PERP A | Hsbc Holdings PLC | -0.5% | +0.36% | Add |
| 16 | WFC 7.5 PERP L | Wells Fargo & Company | -0.9% | — | Unchanged |
| 17 | RBS 7.25 PERP T | Royal Bk Scotlnd Grp PLC | — | NEW | New buy |