Spectrum Asset Management, Inc. — Q4 2019 13F Holdings

Name: Spectrum Asset Management, Inc. — 13F Holdings, Q4 2019
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001318293

Total reported value

$50.0M

Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	WFC 7.5 PERP L	Wells Fargo & Company	Stock-Financials	70.49%	+2.61%	+2.25%
2	BTZ	Blackrock Credit Allocation	Stock-Other	13.92%	—	—
3	HPS	John Hancock Prefer INC Iii	Stock-Other	12.85%	—	—
4	BAC 7.25 PERP L	Bank Of America CORP	Stock-Financials	2.74%	+0.73%	—

Position changes disclosed by Spectrum Asset Management, Inc. for the quarter ending Q4 2019, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	BTZ	Blackrock Credit Allocation	+0.3%	—	Unchanged
2	HPS	John Hancock Prefer INC Iii	-0.5%	—	Unchanged
3	WFC 7.5 PERP L	Wells Fargo & Company	-2.2%	+2.25%	Add
4	AGG	Ishares Core U.s. Aggregate	—	EXIT	Sold out
5	BAC 7.25 PERP L	Bank Of America CORP	—	NEW	New buy