CIK: 0001318293
Total reported value
$50.0M
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | WFC 7.5 PERP L | Wells Fargo & Company | Stock-Financials | 24.20% | +2.61% | +41.74% | |
| 2 | HSBC 6.2 PERP A | Hsbc Holdings PLC | Stock-Financials | 13.05% | — | -1.49% | |
| 3 | BACR 7.1 PERP 3 | Barclays Bank PLC | Stock-Other | 11.71% | — | -0.22% | |
| 4 | RBS 5.75 PERP L | Royal Bk Scotlnd Grp PLC | Stock-Other | 11.05% | — | -1.14% | |
| 5 | BACR 8.125 PERP 5 | Barclays Bank PLC | Stock-Other | 8.86% | — | -13.90% | |
| 6 | BACR 7.75 PERP 4 | Barclays Bank PLC | Stock-Other | 8.13% | — | -0.41% | |
| 7 | BTZ | Blackrock Credit Allocation | Stock-Other | 6.48% | — | — | |
| 8 | BAC 7.25 PERP L | Bank Of America CORP | Stock-Financials | 5.84% | +0.73% | -53.10% | |
| 9 | HPS | John Hancock Prefer INC Iii | Stock-Other | 4.60% | — | — | |
| 10 | RBS 6.75 PERP Q | Royal Bk Scotlnd Grp PLC | Stock-Other | 2.68% | — | -0.49% | |
| 11 | RBS 6.35 PERP N | Royal Bk Scotlnd Grp PLC | Stock-Other | 0.80% | — | +19.29% | |
| 12 | BACR 6.625 PERP 2 | Barclays Bank PLC | Stock-Other | 0.78% | — | -2.77% | |
| 13 | ✓ | Bb&t Corporation 5.20% Ser G Non-cum Pfd | Stock-Other | 0.68% | — | +62.98% | |
| 14 | KEY 7.75 PERP A | Keycorp | Stock-Financials | 0.47% | — | — | |
| 15 | RBS 6.4 PERP M | Royal Bk Scotlnd Grp PLC | Stock-Other | 0.23% | — | -5.47% | |
| 16 | RBS 6.125 PERP R | Royal Bk Scotlnd Grp PLC | Stock-Other | 0.20% | — | -3.57% | |
| 17 | RBS 6.6 PERP S | Royal Bk Scotlnd Grp PLC | Stock-Other | 0.13% | — | -10.85% | |
| 18 | RBS 7.76304 PERP C | Natl Westminster Bk PLC | Stock-Other | 0.11% | — | — |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | WFC 7.5 PERP L | Wells Fargo & Company | +7.1% | +41.74% | Add |
| 2 | BACR 7.1 PERP 3 | Barclays Bank PLC | +0.5% | -0.22% | Trim |
| 3 | BACR 7.75 PERP 4 | Barclays Bank PLC | +0.3% | -0.41% | Trim |
| 4 | BTZ | Blackrock Credit Allocation | +0.3% | — | Unchanged |
| 5 | HSBC 6.2 PERP A | Hsbc Holdings PLC | +0.2% | -1.49% | Trim |
| 6 | ✓ | Bb&t Corporation 5.20% Ser G Non-cum Pfd | +0.2% | +62.98% | Add |
| 7 | RBS 6.35 PERP N | Royal Bk Scotlnd Grp PLC | +0.2% | +19.29% | Add |
| 8 | RBS 6.75 PERP Q | Royal Bk Scotlnd Grp PLC | +0.1% | -0.49% | Trim |
| 9 | KEY 7.75 PERP A | Keycorp | 0% | — | Unchanged |
| 10 | RBS 7.76304 PERP C | Natl Westminster Bk PLC | 0% | — | Unchanged |
| 11 | BACR 6.625 PERP 2 | Barclays Bank PLC | — | -2.77% | Trim |
| 12 | RBS 6.125 PERP R | Royal Bk Scotlnd Grp PLC | — | -3.57% | Trim |
| 13 | RBS 6.6 PERP S | Royal Bk Scotlnd Grp PLC | 0% | -10.85% | Trim |
| 14 | RBS 6.4 PERP M | Royal Bk Scotlnd Grp PLC | 0% | -5.47% | Trim |
| 15 | RBS 5.75 PERP L | Royal Bk Scotlnd Grp PLC | 0% | -1.14% | Trim |
| 16 | HPS | John Hancock Prefer INC Iii | -0.2% | — | Unchanged |
| 17 | BACR 8.125 PERP 5 | Barclays Bank PLC | -1% | -13.90% | Trim |
| 18 | BAC 7.25 PERP L | Bank Of America CORP | -6.5% | -53.10% | Trim |
| 19 | ✓ | Commonwealth Reit | — | EXIT | Sold out |