CIK: 0001318293
Total reported value
$50.0M
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | LLOYDS V7.5 PERP * | Lloyds Banking Group PLC | Stock-Other | 17.15% | — | -0.83% | |
| 2 | HSBC V6.875 PERP | Hsbc Holdings PLC | Stock-Financials | 15.86% | — | +25.34% | |
| 3 | BACR V8.25 PERP | Barclays PLC | Stock-Other | 13.56% | — | -5.92% | |
| 4 | NWG V7.5 PERP *.. | Natwest Group PLC | Stock-Financials | 12.35% | — | -8.63% | |
| 5 | WFC 7.5 PERP L | Wells Fargo & Company | Stock-Financials | 8.53% | +2.61% | — | |
| 6 | BACR V6.625 PERP | Barclays PLC | Stock-Other | 7.34% | — | -0.50% | |
| 7 | INTNED V6.5 PERP | Ing Groep NV | Stock-Other | 4.59% | — | — | |
| 8 | RBS 5.75 PERP L | Royal Bk Scotlnd Grp PLC | Stock-Other | 3.07% | — | +18.92% | |
| 9 | NWG V8 PERP *-- | Natwest Group PLC | Stock-Financials | 2.90% | — | — | |
| 10 | HSBC 6.2 PERP A | Hsbc Holdings PLC | Stock-Financials | 2.77% | — | -6.72% | |
| 11 | BACR 7.1 PERP 3 | Barclays Bank PLC | Stock-Other | 2.43% | — | -1.30% | |
| 12 | NWG V8.625 PERP *** | Natwest Group PLC | Stock-Financials | 1.96% | — | — | |
| 13 | PFF | Ishares Preferred & Income S | ETF-Other | 1.54% | — | — | |
| 14 | ✓ | Australia & New Zeala Bkg 14 | Stock-Other | 1.33% | — | — | |
| 15 | BACR 8.125 PERP 5 | Barclays Bank PLC | Stock-Other | 1.28% | — | -3.29% | |
| 16 | BTZ | Blackrock Credit Allocation | Stock-Other | 1.09% | — | — | |
| 17 | HPS | John Hancock Prefer INC Iii | Stock-Other | 1.00% | — | — | |
| 18 | LAB | Standard BioTools Inc. | Stock-Other | 0.80% | — | — | |
| 19 | KEY 7.75 PERP A | Keycorp | Stock-Financials | 0.15% | — | -0.07% | |
| 20 | RBS 7.25 PERP H | Royal Bk Scotlnd Grp PLC | Stock-Other | 0.11% | — | -1.12% | |
| 21 | RBS 6.6 PERP S | Royal Bk Scotlnd Grp PLC | Stock-Other | 0.10% | — | +119.25% | |
| 22 | RBS 7.76304 PERP C | Natl Westminster Bk PLC | Stock-Other | 0.05% | — | — | |
| 23 | LQD | Ishr Ibx Usd Invgd Cb Etf-ui | ETF-Corp Bonds | 0.04% | — | — |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | HSBC V6.875 PERP | Hsbc Holdings PLC | +3% | +25.34% | Add |
| 2 | RBS 5.75 PERP L | Royal Bk Scotlnd Grp PLC | +0.3% | +18.92% | Add |
| 3 | RBS 6.6 PERP S | Royal Bk Scotlnd Grp PLC | +0.1% | +119.25% | Add |
| 4 | NWG V8.625 PERP *** | Natwest Group PLC | 0% | — | Unchanged |
| 5 | RBS 7.25 PERP H | Royal Bk Scotlnd Grp PLC | — | -1.12% | Trim |
| 6 | RBS 7.76304 PERP C | Natl Westminster Bk PLC | — | — | Unchanged |
| 7 | KEY 7.75 PERP A | Keycorp | 0% | -0.07% | Trim |
| 8 | NWG V8 PERP *-- | Natwest Group PLC | 0% | — | Unchanged |
| 9 | LAB | Standard BioTools Inc. | 0% | — | Unchanged |
| 10 | BACR V6.625 PERP | Barclays PLC | -0.1% | -0.50% | Trim |
| 11 | BTZ | Blackrock Credit Allocation | -0.1% | — | Unchanged |
| 12 | ✓ | Australia & New Zeala Bkg 14 | -0.1% | — | Unchanged |
| 13 | BACR 8.125 PERP 5 | Barclays Bank PLC | -0.1% | -3.29% | Trim |
| 14 | HPS | John Hancock Prefer INC Iii | -0.1% | — | Unchanged |
| 15 | BACR 7.1 PERP 3 | Barclays Bank PLC | -0.1% | -1.30% | Trim |
| 16 | INTNED V6.5 PERP | Ing Groep NV | -0.2% | — | Unchanged |
| 17 | HSBC 6.2 PERP A | Hsbc Holdings PLC | -0.3% | -6.72% | Trim |
| 18 | BACR V8.25 PERP | Barclays PLC | -0.7% | -5.92% | Trim |
| 19 | LLOYDS V7.5 PERP * | Lloyds Banking Group PLC | -0.7% | -0.83% | Trim |
| 20 | NWG V7.5 PERP *.. | Natwest Group PLC | -1.1% | -8.63% | Trim |
| 21 | WFC 7.5 PERP L | Wells Fargo & Company | -1.2% | — | Unchanged |
| 22 | PFF | Ishares Preferred & Income S | — | NEW | New buy |
| 23 | LQD | Ishr Ibx Usd Invgd Cb Etf-ui | — | NEW | New buy |