CIK: 0001318293
Total reported value
$50.0M
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | LLOYDS V7.5 PERP * | Lloyds Banking Group PLC | Stock-Other | 17.30% | — | -7.34% | |
| 2 | HSBC V6.875 PERP | Hsbc Holdings PLC | Stock-Financials | 16.77% | — | -1.13% | |
| 3 | BACR V8.25 PERP | Barclays PLC | Stock-Other | 14.33% | — | -1.25% | |
| 4 | NWG V7.5 PERP *.. | Natwest Group PLC | Stock-Financials | 13.23% | — | -2.95% | |
| 5 | WFC 7.5 PERP L | Wells Fargo & Company | Stock-Financials | 9.42% | +2.61% | — | |
| 6 | INTNED V6.5 PERP | Ing Groep NV | Stock-Other | 5.01% | — | — | |
| 7 | BACR V6.625 PERP | Barclays PLC | Stock-Other | 4.91% | — | -40.70% | |
| 8 | RBS 5.75 PERP L | Royal Bk Scotlnd Grp PLC | Stock-Other | 3.39% | — | -0.98% | |
| 9 | NWG V8 PERP *-- | Natwest Group PLC | Stock-Financials | 3.18% | — | -0.58% | |
| 10 | NWG V8.625 PERP *** | Natwest Group PLC | Stock-Financials | 2.70% | — | +27.27% | |
| 11 | HSBC 6.2 PERP A | Hsbc Holdings PLC | Stock-Financials | 2.47% | — | -18.11% | |
| 12 | ✓ | Standard Chartered PLC | Stock-Other | 1.43% | — | — | |
| 13 | ✓ | Australia & New Zeala Bkg 14 | Stock-Other | 1.42% | — | — | |
| 14 | BTZ | Blackrock Credit Allocation | Stock-Other | 1.18% | — | — | |
| 15 | HPS | John Hancock Prefer INC Iii | Stock-Other | 1.10% | — | — | |
| 16 | LAB | Standard BioTools Inc. | Stock-Other | 0.91% | — | — | |
| 17 | ✓ | Standard Chartered PLC | Stock-Other | 0.76% | — | — | |
| 18 | BACR 8.125 PERP 5 | Barclays Bank PLC | Stock-Other | 0.18% | — | -86.81% | |
| 19 | RBS 6.6 PERP S | Royal Bk Scotlnd Grp PLC | Stock-Other | 0.11% | — | +4.84% | |
| 20 | RBS 7.25 PERP H | Royal Bk Scotlnd Grp PLC | Stock-Other | 0.09% | — | -19.93% | |
| 21 | RBS 7.76304 PERP C | Natl Westminster Bk PLC | Stock-Other | 0.05% | — | — | |
| 22 | PFF | Ishares Preferred & Income S | ETF-Other | 0.04% | — | -97.67% |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | HSBC V6.875 PERP | Hsbc Holdings PLC | +0.9% | -1.13% | Trim |
| 2 | WFC 7.5 PERP L | Wells Fargo & Company | +0.9% | — | Unchanged |
| 3 | NWG V7.5 PERP *.. | Natwest Group PLC | +0.9% | -2.95% | Trim |
| 4 | BACR V8.25 PERP | Barclays PLC | +0.8% | -1.25% | Trim |
| 5 | NWG V8.625 PERP *** | Natwest Group PLC | +0.7% | +27.27% | Add |
| 6 | INTNED V6.5 PERP | Ing Groep NV | +0.4% | — | Unchanged |
| 7 | RBS 5.75 PERP L | Royal Bk Scotlnd Grp PLC | +0.3% | -0.98% | Trim |
| 8 | NWG V8 PERP *-- | Natwest Group PLC | +0.3% | -0.58% | Trim |
| 9 | LLOYDS V7.5 PERP * | Lloyds Banking Group PLC | +0.2% | -7.34% | Trim |
| 10 | LAB | Standard BioTools Inc. | +0.1% | — | Unchanged |
| 11 | HPS | John Hancock Prefer INC Iii | +0.1% | — | Unchanged |
| 12 | ✓ | Australia & New Zeala Bkg 14 | +0.1% | — | Unchanged |
| 13 | BTZ | Blackrock Credit Allocation | +0.1% | — | Unchanged |
| 14 | RBS 6.6 PERP S | Royal Bk Scotlnd Grp PLC | 0% | +4.84% | Add |
| 15 | RBS 7.76304 PERP C | Natl Westminster Bk PLC | — | — | Unchanged |
| 16 | RBS 7.25 PERP H | Royal Bk Scotlnd Grp PLC | 0% | -19.93% | Trim |
| 17 | HSBC 6.2 PERP A | Hsbc Holdings PLC | -0.3% | -18.11% | Trim |
| 18 | BACR 8.125 PERP 5 | Barclays Bank PLC | -1.1% | -86.81% | Trim |
| 19 | PFF | Ishares Preferred & Income S | -1.5% | -97.67% | Trim |
| 20 | BACR V6.625 PERP | Barclays PLC | -2.4% | -40.70% | Trim |
| 21 | BACR 7.1 PERP 3 | Barclays Bank PLC | — | EXIT | Sold out |
| 22 | ✓ | Standard Chartered PLC | — | NEW | New buy |
| 23 | ✓ | Standard Chartered PLC | — | NEW | New buy |
| 24 | KEY 7.75 PERP A | Keycorp | — | EXIT | Sold out |
| 25 | LQD | Ishr Ibx Usd Invgd Cb Etf-ui | — | EXIT | Sold out |