CIK: 0001568132
Total reported value
$1.1B
Reporting period: 2026-06-30 · Number of holdings: 1055
Financial Management Professionals, Inc. disclosed 1055 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $1.1B and a quarterly turnover rate of 28.3%.
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Financial Management Professionals, Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.043 — mathematically equivalent to about 23 equally-sized positions, well below its 1055 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 6.63), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 11% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
New buy DFAE
Trim BWZ
-98.4% -$24.3M
Add USHY
+764789.1% $26.0M
Add BIL
+1490.4% $25.1M
Add SPY
+460.2% $17.8M
Trim GSLC
-6.9% $6.0M
Showing top 200 holdings (of 1055 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | GSLC | Goldman Activebeta US Lc ETF | ETF-Commodities | 10.62% | -1.27% | -6.86% | |
| 2 | DFAI | Dimensional International Co | ETF-Other | 6.78% | -0.62% | +2.33% | |
| 3 | GSIE | Goldman Sachs Activebeta Int | ETF-Commodities | 6.12% | -0.49% | +3.29% | |
| 4 | SCHX | Schwab US Large-cap ETF | ETF-Other | 5.75% | -0.68% | -7.84% | |
| 5 | JHMM | John Hancock Multi Fact Mid | ETF-Other | 5.75% | -0.97% | -9.44% | |
| 6 | SCHV | Schwab US Large-cap Value | ETF-Other | 5.68% | -0.23% | -0.29% | |
| 7 | IWB | Ishares Russell 1000 ETF | ETF-Other | 5.34% | +0.68% | +18.02% | |
| 8 | SMLF | Ishares US Smallcap Equity F | ETF-Other | 4.01% | -0.42% | -9.22% | |
| 9 | BND | Vanguard Total Bond Market | ETF-Other | 3.98% | -0.49% | +5.62% | |
| 10 | VB | Vanguard Small-cap ETF | ETF-Other | 3.59% | -0.18% | -2.68% | |
| 11 | DFAE | Dimensional Emerging Core Eq | ETF-Emerging Markets | 2.79% | +2.79% | NEW | |
| 12 | VTV | Vanguard Value ETF | ETF-Other | 2.78% | -0.35% | -5.24% | |
| 13 | IEMG | Ishares Core Msci Emerging | ETF-Emerging Markets | 2.64% | -1.16% | -30.84% | |
| 14 | BIL | Ss Spdr Bb 1-3m T-bill ETF | ETF-Gov Bonds | 2.54% | +2.35% | +1490.45% | |
| 15 | SCHF | Schwab Intl Equity ETF | ETF-Other | 2.50% | -0.18% | -1.35% | |
| 16 | USHY | Ishares Broad Usd High Yield | ETF-High Yield | 2.47% | +2.47% | +764789.13% | |
| 17 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 2.00% | +1.63% | +460.22% | |
| 18 | JPST | Jpmorgan Ultra-short Income | ETF-Other | 1.84% | -0.24% | +4.74% | |
| 19 | VO | Vanguard Mid-cap ETF | ETF-Other | 1.07% | -0.06% | +300.08% | |
| 20 | SPTM | Ss Spdr P S&p 1500 Comp ETF | ETF-Other | 1.06% | +1.06% | NEW | |
| 21 | VEU | Vanguard Ftse All-world Ex-u | ETF-Other | 1.04% | -0.05% | +1.35% | |
| 22 | SPYV | Ss Spdr P S&p 500 Value ETF | ETF-Large Cap & Growth | 0.96% | -0.08% | +1.59% | |
| 23 | BBAX | Jpmorgan Betabuilders Develo | ETF-Other | 0.88% | +0.88% | NEW | |
| 24 | AAPL | Apple INC | Stock-Tech | 0.77% | +0.04% | +9.05% | |
| 25 | JPIB | Jpmorgan Intl Bnd ETF | ETF-Other | 0.73% | -0.05% | +10.01% | |
| 26 | JPIE | Jpmorgan Income ETF | ETF-Other | 0.71% | — | -3.08% | |
| 27 | NVDA | Nvidia CORP | Stock-Tech | 0.68% | -0.02% | +0.16% | |
| 28 | BITB | Bitwise Bitcoin ETF | ETF-Crypto | 0.51% | — | +18.97% | |
| 29 | HELO | Jpmorgan Hedged Equity ETF | ETF-Other | 0.47% | -0.02% | +7.62% | |
| 30 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.36% | — | +1.65% | |
| 31 | AMZN | Amazon.com INC | Stock-Consumer Disc | 0.28% | — | +4.64% | |
| 32 | XOM | Exxon Mobil CORP | Stock-Energy | 0.27% | -0.13% | +0.51% | |
| 33 | PRN | Invesco Dorsey Wright Indus | ETF-Other | 0.26% | +0.26% | NEW | |
| 34 | MSFT | Microsoft CORP | Stock-Tech | 0.24% | — | +5.19% | |
| 35 | IYZ | Ishares US Telecommunication | ETF-Other | 0.23% | — | +1.19% | |
| 36 | PSI | Invesco Semiconductors ETF | ETF-Other | 0.23% | +0.07% | -15.32% | |
| 37 | MXI | Ishares Global Materials ETF | ETF-Other | 0.23% | — | +12.88% | |
| 38 | HOMB | Home Bancshares INC | Stock-Financials | 0.23% | — | — | |
| 39 | SCHB | Schwab US Broad Market ETF | ETF-Other | 0.23% | — | -2.92% | |
| 40 | AVGO | Broadcom INC | Stock-Tech | 0.21% | — | -6.63% | |
| 41 | IWD | Ishares Russell 1000 Value E | ETF-Other | 0.20% | +0.20% | +9139.58% | |
| 42 | TSLA | Tesla INC | Stock-Consumer Disc | 0.20% | — | +1.40% | |
| 43 | CSCO | Cisco Systems INC | Stock-Tech | 0.19% | +0.07% | +28.13% | |
| 44 | IXUS | Ishares Core Intl Stock ETF | ETF-Other | 0.19% | — | -14.82% | |
| 45 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.19% | — | +0.22% | |
| 46 | XBI | Ss Spdr S&p Biotech ETF | ETF-Tech | 0.18% | +0.18% | +4185.71% | |
| 47 | XTL | Ss Spdr S&p Telecom ETF | ETF-Other | 0.17% | — | -19.90% | |
| 48 | SHV | Ishares 0-1 Year Treasury Bo | ETF-Gov Bonds | 0.17% | — | — | |
| 49 | AMD | Advanced Micro Devices | Stock-Tech | 0.17% | +0.10% | — | |
| 50 | MS | Morgan Stanley | Stock-Financials | 0.16% | — | +0.63% |
Performance for Q3 2026
+3%
Performance Last 4 Quarters
+17%
Based on 81% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-06-30 | 1055 | $1.1B | 28 | |
| 2026-03-31 | 963 | $891.6M | 41 | |
| 2025-12-31 | 967 | $969.6M | 9 | |
| 2025-09-30 | 948 | $960.8M | 30 | |
| 2025-06-30 | 1017 | $888.8M | 0 | |
| 2025-03-31 | 996 | $782.9M | 100 | |
| 2024-12-31 | 984 | $791.1M | 0 | |
| 2024-09-30 | 1015 | $805.4M | 0 | |
| 2024-06-30 | 984 | $728.6M | 0 | |
| 2024-03-31 | 1046 | $678.5M | 0 | |
| 2023-12-31 | 1039 | $613.7M | 0 | |
| 2023-09-30 | 984 | $568.7M | 0 | |
| 2023-06-30 | 1022 | $597.8M | 0 | |
| 2023-03-31 | 1104 | $518.2M | 0 | |
| 2022-12-31 | 1038 | $488.7M | 0 | |
| 2022-09-30 | 1050 | $436.8M | 0 | |
| 2022-06-30 | 1027 | $412.1M | 0 | |
| 2022-03-31 | 1086 | $461.2M | 0 | |
| 2021-12-31 | 1011 | $471.9M | 0 | |
| 2021-09-30 | 987 | $433.3M | 0 | |
| 2021-06-30 | 927 | $388.5M | 98 | |
| 2021-03-31 | 677 | $373.7M | 42 | |
| 2020-12-31 | 661 | $356.5M | 49 | |
| 2020-09-30 | 632 | $280.3M | 42 | |
| 2020-06-30 | 632 | $289.9M | 56 | |
| 2020-03-31 | 329 | $235.9M | 81 | |
| 2019-12-31 | 365 | $302.1M | 32 | |
| 2019-09-30 | 313 | $271.2M | 42 | |
| 2019-06-30 | 331 | $269.8M | 39 | |
| 2019-03-31 | 295 | $248.9M | 74 | |
| 2018-12-31 | 295 | $160.5M | 89 | |
| 2018-09-30 | 300 | $257.5M | 28 | |
| 2018-06-30 | 291 | $245.5M | 88 | |
| 2018-03-31 | 312 | $193.2M | 38 | |
| 2017-12-31 | 275 | $237.0M | 37 | |
| 2017-09-30 | 291 | $228.2M | 72 | |
| 2017-06-30 | 295 | $220.4M | 74 | |
| 2017-03-31 | 336 | $196.0M | 61 | |
| 2016-12-31 | 348 | $191.9M | 77 | |
| 2016-09-30 | 360 | $192.8M | 57 | |
| 2016-06-30 | 487 | $190.0M | 67 | |
| 2016-03-31 | 323 | $193.1M | 65 | |
| 2015-12-31 | 318 | $195.0M | 82 | |
| 2015-09-30 | 340 | $147.8M | 68 | |
| 2015-06-30 | 340 | $213.6M | 66 | |
| 2015-03-31 | 326 | $213.5M | 86 | |
| 2014-12-31 | 342 | $181.1M | 54 | |
| 2014-09-30 | 304 | $146.6M | 77 | |
| 2014-06-30 | 300 | $150.9M | 65 | |
| 2014-03-31 | 306 | $145.5M | 87 | |
| 2013-12-31 | 305 | $148.2M | 92 | |
| 2013-09-30 | 302 | $161.5M | 38 | |
| 2013-06-30 | 309 | $136.0M | 0 |
Financial Management Professionals, Inc.'s most significant position changes for 2026-06-30: New buy: Dimensional Emerging Core Eq (DFAE); New buy: Ss Spdr P S&p 1500 Comp ETF (SPTM); New buy: Jpmorgan Betabuilders Develo (BBAX); New buy: Invesco Dorsey Wright Indus (PRN); Sold out: Inves Rafi Emer Mrkt-usd INC (PXH).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | DFAE | Dimensional Emerging Core Eq | +2.8% | NEW | New buy |
| 2 | USHY | Ishares Broad Usd High Yield | +2.5% | +764789.13% | Add |
| 3 | BIL | Ss Spdr Bb 1-3m T-bill ETF | +2.4% | +1490.45% | Add |
| 4 | SPY | Ss Spdr S&p 500 ETF Trust-us | +1.6% | +460.22% | Add |
| 5 | SPTM | Ss Spdr P S&p 1500 Comp ETF | +1.1% | NEW | New buy |
| 6 | BBAX | Jpmorgan Betabuilders Develo | +0.9% | NEW | New buy |
| 7 | IWB | Ishares Russell 1000 ETF | +0.7% | +18.02% | Add |
| 8 | PRN | Invesco Dorsey Wright Indus | +0.3% | NEW | New buy |
| 9 | IWD | Ishares Russell 1000 Value E | +0.2% | +9139.58% | Add |
| 10 | XBI | Ss Spdr S&p Biotech ETF | +0.2% | +4185.71% | Add |
| 11 | SNPS | Synopsys INC | +0.1% | +859.49% | Add |
| 12 | VTI | Vanguard Total Stock Mkt ETF | +0.1% | +2715.52% | Add |
| 13 | AMD | Advanced Micro Devices | +0.1% | — | Unchanged |
| 14 | XES | Ss Spdr S&p Og Eqp & Serv | +0.1% | NEW | New buy |
| 15 | EPP | Ishares Msci Pacific Ex Japa | +0.1% | NEW | New buy |
| 16 | PSI | Invesco Semiconductors ETF | +0.1% | -15.32% | Trim |
| 17 | CSCO | Cisco Systems INC | +0.1% | +28.13% | Add |
| 18 | DELL | Dell Technologies -c | +0.1% | +7.54% | Add |
| 19 | MU | Micron Technology INC | +0.1% | +6.40% | Add |
| 20 | AAPL | Apple INC | 0% | +9.05% | Add |
| 21 | NVDA | Nvidia CORP | 0% | +0.16% | Add |
| 22 | HELO | Jpmorgan Hedged Equity ETF | 0% | +7.62% | Add |
| 23 | VEU | Vanguard Ftse All-world Ex-u | -0.1% | +1.35% | Add |
| 24 | JPIB | Jpmorgan Intl Bnd ETF | -0.1% | +10.01% | Add |
| 25 | VO | Vanguard Mid-cap ETF | -0.1% | +300.08% | Add |
| 26 | SPYV | Ss Spdr P S&p 500 Value ETF | -0.1% | +1.59% | Add |
| 27 | ET | Energy Transfer LP | -0.1% | -35.94% | Trim |
| 28 | GDXJ | Vaneck Junior Gold Miners | -0.1% | -19.38% | Trim |
| 29 | EZU | Ishares Msci Eurozone ETF | -0.1% | EXIT | Sold out |
| 30 | PBW | Invesco Wilderhill Clean Ene | -0.1% | -68.35% | Trim |
| 31 | VWO | Vanguard Ftse Emerging Marke | -0.1% | -95.97% | Trim |
| 32 | XOM | Exxon Mobil CORP | -0.1% | +0.51% | Add |
| 33 | ITA | Ishares U.s. Aerospace & Def | -0.2% | -72.14% | Trim |
| 34 | VB | Vanguard Small-cap ETF | -0.2% | -2.68% | Trim |
| 35 | SCHF | Schwab Intl Equity ETF | -0.2% | -1.35% | Trim |
| 36 | SCHV | Schwab US Large-cap Value | -0.2% | -0.29% | Trim |
| 37 | JPST | Jpmorgan Ultra-short Income | -0.2% | +4.74% | Add |
| 38 | VOE | Vanguard Mid-cap Value ETF | -0.3% | EXIT | Sold out |
| 39 | PXH | Inves Rafi Emer Mrkt-usd INC | -0.3% | EXIT | Sold out |
| 40 | VTV | Vanguard Value ETF | -0.4% | -5.24% | Trim |
| 41 | SMLF | Ishares US Smallcap Equity F | -0.4% | -9.22% | Trim |
| 42 | GSIE | Goldman Sachs Activebeta Int | -0.5% | +3.29% | Add |
| 43 | BND | Vanguard Total Bond Market | -0.5% | +5.62% | Add |
| 44 | DFAI | Dimensional International Co | -0.6% | +2.33% | Add |
| 45 | SCHX | Schwab US Large-cap ETF | -0.7% | -7.84% | Trim |
| 46 | JHMM | John Hancock Multi Fact Mid | -1% | -9.44% | Trim |
| 47 | FEZ | State Street Spdr Euro Stoxx | -1% | -99.86% | Trim |
| 48 | IEMG | Ishares Core Msci Emerging | -1.2% | -30.84% | Trim |
| 49 | GSLC | Goldman Activebeta US Lc ETF | -1.3% | -6.86% | Trim |
| 50 | BWZ | State Street Spdr Bloomberg | -2.7% | -98.39% | Trim |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-06-30 | 2026-07-09 | 13F-HR | View on EDGAR |
| 2026-03-31 | 2026-04-15 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-01-27 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-10-15 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-07-15 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-04-10 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-01-15 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-10-24 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-07-12 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-04-16 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-01-12 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-10-13 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-07-10 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-04-13 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-01-11 | 13F-HR | View on EDGAR |
| 2022-09-30 | 2022-10-27 | 13F-HR | View on EDGAR |
| 2022-06-30 | 2022-07-12 | 13F-HR | View on EDGAR |
| 2022-03-31 | 2022-04-27 | 13F-HR | View on EDGAR |
| 2021-12-31 | 2022-01-28 | 13F-HR | View on EDGAR |
| 2021-09-30 | 2021-11-02 | 13F-HR | View on EDGAR |
| 2021-06-30 | 2021-08-05 | 13F-HR | View on EDGAR |
| 2021-03-31 | 2021-04-26 | 13F-HR | View on EDGAR |
| 2020-12-31 | 2021-02-03 | 13F-HR | View on EDGAR |
| 2020-09-30 | 2020-10-26 | 13F-HR | View on EDGAR |
| 2020-06-30 | 2020-07-21 | 13F-HR | View on EDGAR |
| 2020-03-31 | 2020-04-24 | 13F-HR | View on EDGAR |
| 2019-12-31 | 2020-01-21 | 13F-HR | View on EDGAR |
| 2019-09-30 | 2019-10-11 | 13F-HR | View on EDGAR |
| 2019-06-30 | 2019-07-29 | 13F-HR | View on EDGAR |
| 2019-03-31 | 2019-04-22 | 13F-HR | View on EDGAR |
| 2018-12-31 | 2019-01-22 | 13F-HR | View on EDGAR |
| 2018-09-30 | 2018-10-24 | 13F-HR | View on EDGAR |
| 2018-06-30 | 2018-08-01 | 13F-HR | View on EDGAR |
| 2018-03-31 | 2018-05-04 | 13F-HR | View on EDGAR |
| 2017-12-31 | 2018-01-19 | 13F-HR | View on EDGAR |
| 2017-09-30 | 2017-10-19 | 13F-HR | View on EDGAR |
| 2017-06-30 | 2017-07-28 | 13F-HR | View on EDGAR |
| 2017-03-31 | 2017-04-18 | 13F-HR | View on EDGAR |
| 2016-12-31 | 2017-02-06 | 13F-HR | View on EDGAR |
| 2016-09-30 | 2016-11-07 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2016-08-04 | 13F-HR | View on EDGAR |
| 2016-03-31 | 2016-05-04 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2016-01-28 | 13F-HR | View on EDGAR |
| 2015-09-30 | 2015-11-03 | 13F-HR | View on EDGAR |
| 2015-06-30 | 2015-07-30 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2015-05-05 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2015-01-29 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2014-11-03 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2014-08-01 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2014-05-06 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2014-01-23 | 13F-HR | View on EDGAR |
| 2013-09-30 | 2013-10-30 | 13F-HR | View on EDGAR |
| 2013-06-30 | 2013-08-08 | 13F-HR | View on EDGAR |
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