Financial Management Professionals, Inc. — Q3 2015 13F Holdings

Name: Financial Management Professionals, Inc. — 13F Holdings, Q3 2015
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001568132

Total reported value

$1.1B

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Full holdings list this quarter

Showing top 200 holdings (of 321 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SCHX	Schwab US Large-cap ETF	ETF-Other	18.58%	-0.68%	-47.84%
2	SCHA	Schwab US Small-cap ETF	ETF-Other	11.54%	—	+30204.15%
3	SCHG	Schwab US Large-cap Growth	ETF-Other	9.17%	—	-65.27%
4	IWB	Ishares Russell 1000 ETF	ETF-Other	6.03%	+0.68%	+4.30%
5	SCHB	Schwab US Broad Market ETF	ETF-Other	5.88%	—	+3.80%
6	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	4.10%	+0.11%	+2.30%
7	ACWI	iShares MSCI ACWI ETF	ETF-Other	3.98%	—	+3.10%
8	MAIN	Main Street Capital CORP	Stock-Financials	2.79%	—	+1.82%
9	FSICUSD	Fs Kkr Capital CORP	Stock-Other	2.59%	—	+0.39%
10	HEFA	Isha Curr Hedged Msci Eafe	ETF-Other	2.51%	—	-2.47%
11	FETUSD	Forum Energy Technologies In	Stock-Other	2.34%	—	—
12	✓	First Tr Exchange-traded Fd	Stock-Other	2.26%	—	-0.27%
13	✓	Powershares ETF Trust	ETF-Other	2.16%	—	—
14	XHB	Ss Spdr S&p Homebldrs ETF	ETF-Other	2.15%	—	—
15	✓		Stock-Other	2.12%	—	—
16	XOM	Exxon Mobil CORP	Stock-Energy	1.97%	-0.13%	+2.92%
17	✓	Rydex ETF Trust	ETF-Other	1.93%	—	+0.00%
18	IYC	Ishares US Consumer Discreti	ETF-Other	1.88%	—	+2.12%
19	VO	Vanguard Mid-cap ETF	ETF-Other	1.58%	-0.06%	+5.43%
20	IVW	Ishares S&p 500 Growth ETF	ETF-Large Cap & Growth	1.51%	—	+4.52%
21	VEU	Vanguard Ftse All-world Ex-u	ETF-Other	1.45%	-0.05%	+8.51%
22	DXJ	Wisdomtree Japan Hedged Eq	ETF-Other	1.22%	—	-37.20%
23	PEP	Pepsico INC	Stock-Consumer Staples	1.08%	—	—
24	SMMU	Pimco Shrt Trm Muni Bnd ETF	ETF-Other	0.78%	—	-7.98%
25	✓	Tcp Cap CORP	Stock-Other	0.62%	—	+2.09%
26	✓	Powershares ETF Tr Ii	ETF-Other	0.44%	—	—
27	MINT	Pimco Enhanced Short Maturit	ETF-Other	0.44%	—	—
28	SHW	Sherwin-williams Co/the	Stock-Materials	0.35%	—	—
29	YUM	Yum! Brands INC	Stock-Consumer Disc	0.34%	—	+0.02%
30	AAL	American Airlines Group INC	Stock-Industrials	0.29%	—	—
31	BTU	Peabody Energy Corporation	Stock-Energy	0.26%	—	—
32	CVX	Chevron CORP	Stock-Energy	0.19%	—	+0.42%
33	AAPL	Apple INC	Stock-Tech	0.19%	+0.04%	-3.37%
34	PM	Philip Morris International	Stock-Consumer Staples	0.17%	—	—
35	PCG	P G & E CORP	Stock-Utilities	0.14%	—	—
36	AEP	American Electric Power Company, Inc.	Stock-Utilities	0.14%	—	+0.01%
37	JPM	Jpmorgan Chase & Co	Stock-Financials	0.14%	—	—
38	KMI	Kinder Morgan INC	Stock-Energy	0.13%	—	—
39	MO	Altria Group INC	Stock-Consumer Staples	0.13%	—	+1.03%
40	SO	Southern Co/the	Stock-Utilities	0.12%	—	—
41	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	0.12%	+1.63%	—
42	DUK	Duke Energy CORP	Stock-Utilities	0.12%	—	—
43	MSFT	Microsoft CORP	Stock-Tech	0.11%	—	—
44	PFE	Pfizer INC	Stock-Healthcare	0.10%	—	—
45	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	0.09%	—	—
46	COP	Conocophillips	Stock-Energy	0.09%	—	+0.53%
47	TSLA	Tesla INC	Stock-Consumer Disc	0.09%	—	—
48	META	Meta Platforms Inc-class A	Stock-Comm Services	0.08%	—	+12.10%
49	SLB	Slb LTD	Stock-Energy	0.08%	—	—
50	PSX	Phillips 66	Stock-Energy	0.08%	—	—

1–50 of 200

Holding changes this quarter

Position changes disclosed by Financial Management Professionals, Inc. for the quarter ending Q3 2015, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	SCHA	Schwab US Small-cap ETF	+11.5%	+30204.15%	Add
2	IWB	Ishares Russell 1000 ETF	+1.7%	+4.30%	Add
3	SCHB	Schwab US Broad Market ETF	+1.6%	+3.80%	Add
4	VTI	Vanguard Total Stock Mkt ETF	+1.1%	+2.30%	Add
5	ACWI	iShares MSCI ACWI ETF	+1%	+3.10%	Add
6	FSICUSD	Fs Kkr Capital CORP	+0.7%	+0.39%	Add
7	IYC	Ishares US Consumer Discreti	+0.6%	+2.12%	Add
8	MAIN	Main Street Capital CORP	+0.5%	+1.82%	Add
9	HEFA	Isha Curr Hedged Msci Eafe	+0.5%	-2.47%	Trim
10	XOM	Exxon Mobil CORP	+0.5%	+2.92%	Add
11	VO	Vanguard Mid-cap ETF	+0.5%	+5.43%	Add
12	✓	Rydex ETF Trust	+0.4%	+0.00%	Add
13	VEU	Vanguard Ftse All-world Ex-u	+0.4%	+8.51%	Add
14	✓	First Tr Exchange-traded Fd	+0.3%	-0.27%	Trim
15	SMMU	Pimco Shrt Trm Muni Bnd ETF	+0.2%	-7.98%	Trim
16	✓	Tcp Cap CORP	+0.2%	+2.09%	Add
17	YUM	Yum! Brands INC	+0.1%	+0.02%	Add
18	SHW	Sherwin-williams Co/the	+0.1%	—	Unchanged
19	EFA	Ishares Msci Eafe ETF	0%	+2016.00%	Add
20	AAPL	Apple INC	0%	-3.37%	Trim
21	CVX	Chevron CORP	0%	+0.42%	Add
22	KMI	Kinder Morgan INC	0%	—	Unchanged
23	COP	Conocophillips	0%	+0.53%	Add
24	✓	Southcross Energy Partners L	0%	—	Unchanged
25	SHV	Ishares 0-1 Year Treasury Bo	-0.1%	-65.25%	Trim
26	FETUSD	Forum Energy Technologies In	-0.4%	—	Unchanged
27	DXJ	Wisdomtree Japan Hedged Eq	-0.4%	-37.20%	Trim
28	SCHX	Schwab US Large-cap ETF	-8%	-47.84%	Trim
29	SCHG	Schwab US Large-cap Growth	-10.4%	-65.27%	Trim
30	HYS	Pimco 0-5 Year H/y CORP Bond	—	EXIT	Sold out
31	PSI1GBP	Invesco Dynamic Semiconducto	—	EXIT	Sold out
32	PBJUSD	Invesco Dynamic Food & Bever	—	EXIT	Sold out
33	HEDJ	Wisdomtree Europe Hedged Equ	—	EXIT	Sold out
34	✓	Powershares ETF Trust	—	NEW	New buy
35	XHB	Ss Spdr S&p Homebldrs ETF	—	NEW	New buy
36	✓		—	NEW	New buy
37	FXG	First Trust Consumer Staples	—	EXIT	Sold out
38	✓	Powershares ETF Tr Ii	—	NEW	New buy
39	SPY	Ss Spdr S&p 500 ETF Trust-us	—	NEW	New buy
40	SLB	Slb LTD	—	NEW	New buy
41	TRISCB 0.55 09-02-16 0000	Tristate Capital Bank	—	NEW	New buy
42	GS 0.55 08-12-16 0000	Goldman Sachs Bank USA	—	NEW	New buy
43	DFS 0.55 08-12-16 0000	Discover Bank	—	NEW	New buy
44	DFS 0.75 08-14-15 0000	Discover Bank	—	EXIT	Sold out
45	FFIC 0.75 07-27-15 0000	Flushing Savings Bk Ny	—	EXIT	Sold out
46	BMW 2.05 08-27-15 0000	Bmw Bank North America	—	EXIT	Sold out
47	DBEF	Xtrackers Msci Eafe Hedged E	—	NEW	New buy
48	GS 5 08-27-15	Goldman Sachs Bank USA	—	EXIT	Sold out
49	NWG 3.95 09-21-15	Royal Bk Of Scotland PLC	—	EXIT	Sold out
50	ALL	The Allstate Corporation	—	EXIT	Sold out