FP
Financial Plan, Inc. Quarterly 13F Portfolio Update (Q2 2026)
Financial Plan, Inc.CIK: 0002107584
Diversified strategyMomentum followerSector-focused
Total reported value
$1.1B
Reporting period: 2026-06-30 · Number of holdings: 95
Financial Plan, Inc. disclosed 95 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $1.1B and a quarterly turnover rate of 15.2%.
Browse other institutions with $1B to $10B AUMBrowse other institutions starting with "F"
Personality snowflake
- Concentration
- 32.78
- Portfolio Stability
- 15.22
- Momentum
- 100
- Sector conviction
- 93.38
- Diversification
- 100
- Sizing Uniformity
- 73.81
Financial Plan, Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.082 — mathematically equivalent to about 12 equally-sized positions, well below its 95 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.62), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 3% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim DUSB
-28.2% -$11.7M
Add DFAC
+4.7% $26.9M
Add AVUS
+2.5% $27.9M
Trim AVDE
+1.9% $7.2M
Add VMBS
+454.1% $4.0M
Add AVEM
+1.0% $8.6M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AVUS | Avantis U.s. Equity ETF | ETF-Other | 17.36% | +0.75% | +2.46% | |
| 2 | DFAC | Dimensional US Core Equity 2 | ETF-Other | 15.59% | +0.86% | +4.74% | |
| 3 | AVDE | Avantis International Equity | ETF-Other | 10.23% | -0.56% | +1.91% | |
| 4 | DFIC | Dimensional International Co | ETF-Other | 5.71% | -0.06% | +6.49% | |
| 5 | DFSD | Dimensional Short Duration | ETF-Other | 4.70% | -0.01% | +13.18% | |
| 6 | AVEM | Avantis Emerging Markets Eq | ETF-Emerging Markets | 4.68% | +0.31% | +1.02% | |
| 7 | AVSF | Avantis Short-term Fixed Inc | ETF-Other | 4.09% | -0.18% | +8.86% | |
| 8 | VTIP | Vanguard Short-term Tips | ETF-Other | 3.70% | +0.06% | +14.15% | |
| 9 | AVRE | Avantis Real Estate ETF | ETF-Other | 3.58% | +0.22% | +11.89% | |
| 10 | DFEM | Dimensional Emrg Mrkt Core | ETF-Other | 2.95% | +0.25% | +4.62% | |
| 11 | SPMB | Ss Spdr P Mort Back Bond ETF | ETF-Other | 2.87% | -0.18% | +6.54% | |
| 12 | DUSB | Dimension Ultrashort Fi ETF | ETF-Other | 2.83% | -1.62% | -28.22% | |
| 13 | DFGR | Dim Global Real Estate ETF | ETF-Other | 2.77% | +0.13% | +8.48% | |
| 14 | DFAX | Dimensional World Ex US Core | ETF-Other | 2.51% | -0.15% | -1.78% | |
| 15 | DFCF | Dimensional Core Fixed Inc | ETF-Other | 2.31% | +0.01% | +13.45% | |
| 16 | STIP | Ishares 0-5 Year Tips Bond E | ETF-Other | 1.02% | -0.11% | +2.50% | |
| 17 | DFIP | Dimensional Inflation-protec | ETF-Other | 0.91% | +0.05% | +19.60% | |
| 18 | VCSH | Vanguard S/t CORP Bond ETF | ETF-Corp Bonds | 0.75% | -0.05% | +5.96% | |
| 19 | AVIG | Avantis Core Fixed Income | ETF-Other | 0.68% | +0.01% | +13.58% | |
| 20 | VGSH | Vanguard Short-term Treasury | ETF-Gov Bonds | 0.63% | -0.10% | -1.98% | |
| 21 | AAPL | Apple Inc | Stock-Tech | 0.58% | -0.03% | -6.34% | |
| 22 | AVUV | Avantis US Small Cap Value | ETF-Small Cap | 0.58% | +0.01% | +0.71% | |
| 23 | CAT | Caterpillar Inc | Stock-Industrials | 0.56% | +0.14% | — | |
| 24 | BSV | Vanguard Short-term Bond ETF | ETF-Other | 0.53% | -0.11% | -4.92% | |
| 25 | SHV | Ishares 0-1 Year Treasury Bo | ETF-Gov Bonds | 0.49% | +0.26% | +140.86% | |
| 26 | VMBS | Vanguard Mortgage-backed Sec | ETF-Other | 0.46% | +0.37% | +454.11% | |
| 27 | MSFT | Microsoft CORP | Stock-Tech | 0.44% | -0.04% | +1.42% | |
| 28 | SUB | Ishares Short-term National | ETF-Other | 0.43% | +0.05% | +28.33% | |
| 29 | SPSB | Ss Spdr P St C CORP ETF | ETF-Other | 0.37% | -0.09% | -8.65% | |
| 30 | VT | Vanguard Tot World Stk ETF | ETF-Other | 0.34% | — | -1.86% | |
| 31 | DFAI | Dimensional International Co | ETF-Other | 0.33% | -0.03% | -0.99% | |
| 32 | GLD | Spdr Gold Shares | ETF-Commodities | 0.32% | -0.14% | -8.02% | |
| 33 | VTEB | Vanguard Tax-exempt Bond ETF | ETF-Other | 0.26% | -0.03% | -2.48% | |
| 34 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.24% | -0.01% | -6.63% | |
| 35 | REET | Ishares Global Reit ETF | ETF-Other | 0.23% | -0.02% | -3.15% | |
| 36 | SLV | Ishares Silver Trust | ETF-Commodities | 0.20% | -0.09% | -0.04% | |
| 37 | AVDV | Avantis Intl S/c Value ETF | ETF-Other | 0.19% | -0.01% | +1.58% | |
| 38 | BNY | Bank Of New York Mellon CORP | Stock-Financials | 0.17% | +0.01% | -1.55% | |
| 39 | DFAU | Dimensional US Core Equity M | ETF-Other | 0.16% | +0.01% | -0.78% | |
| 40 | BRK-A | Berkshire Hathaway Inc-cl A | Stock-Other | 0.14% | -0.01% | — | |
| 41 | TSLA | Tesla Inc | Stock-Consumer Disc | 0.14% | — | +0.40% | |
| 42 | AVGE | Avantis All Eqty Mrkts ETF | ETF-Other | 0.13% | +0.02% | +22.14% | |
| 43 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.13% | -0.02% | +5.50% | |
| 44 | NVDA | Nvidia CORP | Stock-Tech | 0.13% | +0.01% | +0.72% | |
| 45 | DFSU | Dimensional US Sus Core1 ETF | ETF-Other | 0.12% | +0.01% | +14.70% | |
| 46 | IWF | Ishares Russell 1000 Growth | ETF-Other | 0.12% | — | +300.00% | |
| 47 | AVSU | Avantis Resp US Equity ETF | ETF-Other | 0.12% | +0.01% | +0.32% | |
| 48 | DFUS | Dimensional US Eq Mkt ETF | ETF-Other | 0.12% | — | — | |
| 49 | SPTM | Ss Spdr P S&p 1500 Comp ETF | ETF-Other | 0.12% | -0.01% | -7.43% | |
| 50 | DFNM | Dimensional National Muni Bd | ETF-Other | 0.11% | +0.03% | +56.01% |
1–50 of 95
Portfolio Performance
Performance for Q3 2026
+1.7%
Performance Last 4 Quarters
+5.8%
- Stdev
- +12.8%
- Beta
- +0.67
- Alpha
- -4.6%
- Max Drawdown
- -0.3%
- Annualized Perf
- +11.9%
- Batting Avg vs S&P
- +33.3%
- Sortino
- +1.77
- Stutzer
- +0.29
- Treynor
- +0.18
- Sterling
- —
- Calmar
- +38.56
- Information Ratio
- -1.93
- Tracking Error
- +6.6%
- Stdev Down
- +6.8%
- Winning Months %
- +50%
- Losing Months %
- +50%
- Best 12 Months
- —
- Worst 12 Months
- —
- Efficiency Ratio
- +0.36
- Sharpe
- +0.93
- Stdev Sectors
- +15.3%
- Skewness
- -0.17
- Kurtosis
- -0.53
- Upside Potential
- +3.27
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Financial Plan, Inc.'s most significant position changes for 2026-06-30: New buy: Alphabet Inc-cl A (GOOGL); New buy: Vanguard Ultra Short Bond Et (VUSB); New buy: Qualcomm Inc (QCOM); Sold out: Mcdonald's CORP (MCD); New buy: Cisco Systems Inc (CSCO).
1–50 of 102
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Filing History
FAQ
What is Financial Plan, Inc. and what type of investor is it?
Financial Plan, Inc. is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $1.1B, spread across 95 disclosed positions.
What are Financial Plan, Inc.'s largest equity positions?
Based on the latest 13F filing, Financial Plan, Inc.'s top holdings by market value are:
1. Avantis U.s. Equity ETF (AVUS) — $182.9M (17.4%)
2. Dimensional US Core Equity 2 (DFAC) — $164.3M (15.6%)
3. Avantis International Equity (AVDE) — $107.8M (10.2%)
4. Dimensional International Co (DFIC) — $60.2M (5.7%)
5. Dimensional Short Duration (DFSD) — $49.6M (4.7%)
What changes did Financial Plan, Inc. make in its most recent portfolio filing?
In the latest reported quarter, Financial Plan, Inc. made 89 notable position adjustments: 8 new positions were initiated, 54 existing holdings were added to, 20 positions were partially reduced, and 7 were completely exited. The largest of these moves: New buy: Alphabet Inc-cl A (GOOGL); New buy: Vanguard Ultra Short Bond Et (VUSB); New buy: Qualcomm Inc (QCOM); Sold out: Mcdonald's CORP (MCD); New buy: Cisco Systems Inc (CSCO)
What sectors does Financial Plan, Inc. focus on?
Financial Plan, Inc. is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 49.6%
• Industrials: 22.2%
• Financials: 8.3%
• Consumer Discretionary: 6.7%
• Consumer Staples: 4.5%
• Health Care: 3.7%
Investment Profile
Financial Plan, Inc. returned an annualized 11.9% over the trailing 6 months — underperforming the S&P 500 by 4.6 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.67 (less volatile than the market) and a 33% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding, with 49.6% of the portfolio concentrated in Information Technology.
Its turnover score has risen from 0 to 15 over the past 2 quarters — a shift toward more active trading.
It has added to its AVUS position over the past two quarters (+$33.6M, now $182.9M), while trimming DUSB over the same stretch (-$15.5M, still holding $29.8M).
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Developer Access
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