Financial Management Professionals, Inc. — Q3 2016 13F Holdings

Name: Financial Management Professionals, Inc. — 13F Holdings, Q3 2016
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001568132

Total reported value

$1.1B

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Full holdings list this quarter

Showing top 200 holdings (of 360 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SCHM	Schwab US Mid Cap ETF	ETF-Other	23.20%	—	+1.46%
2	SCHA	Schwab US Small-cap ETF	ETF-Other	12.25%	—	+28997.02%
3	SCHX	Schwab US Large-cap ETF	ETF-Other	10.55%	-0.68%	-54.20%
4	HYLS	Ft Tactical High Yield ETF	ETF-High Yield	6.45%	—	-1.19%
5	IWB	Ishares Russell 1000 ETF	ETF-Other	5.39%	+0.68%	-0.36%
6	GSLC	Goldman Activebeta US Lc ETF	ETF-Commodities	5.04%	-1.27%	+3.31%
7	EPP	Ishares Msci Pacific Ex Japa	ETF-Other	3.66%	+0.09%	NEW
8	VWO	Vanguard Ftse Emerging Marke	ETF-Emerging Markets	3.62%	-0.13%	-2.05%
9	FETUSD	Forum Energy Technologies In	Stock-Other	2.91%	—	—
10	SCZ	Ishares Msci Eafe Small-cap	ETF-Other	2.21%	—	—
11	✓	FTSE RAFI Emerg Mkts	Stock-Other	2.20%	—	—
12	SOXX	Ishares Semiconductor ETF	ETF-Other	1.79%	—	—
13	GDX	Vaneck Gold Miners ETF	ETF-Commodities	1.75%	—	-0.71%
14	AMLPUSD	Alerian Mlp ETF	ETF-Other	1.67%	—	—
15	✓	Powershares Dynamic	Stock-Other	1.62%	—	—
16	XOM	Exxon Mobil CORP	Stock-Energy	1.43%	-0.13%	-5.04%
17	VO	Vanguard Mid-cap ETF	ETF-Other	1.39%	-0.06%	-1.84%
18	VEU	Vanguard Ftse All-world Ex-u	ETF-Other	1.29%	-0.05%	-0.23%
19	IVE	Ishares S&p 500 Value ETF	ETF-Large Cap & Growth	1.29%	—	-0.33%
20	QTEC	First Trust Nasdq 100 Tech I	ETF-Tech	1.24%	—	—
21	FXZ	First Trust Materials Alphad	ETF-Other	1.22%	—	—
22	DEM	Wisdomtree Emerging Markets	ETF-Emerging Markets	0.56%	—	+13263.89%
23	MAIN	Main Street Capital CORP	Stock-Financials	0.51%	—	-7.18%
24	AAL	American Airlines Group INC	Stock-Industrials	0.27%	—	—
25	SHW	Sherwin-williams Co/the	Stock-Materials	0.26%	—	-10.00%
26	SHV	Ishares 0-1 Year Treasury Bo	ETF-Gov Bonds	0.23%	—	—
27	BTU	Peabody Energy Corporation	Stock-Energy	0.22%	—	—
28	SMMU	Pimco Shrt Trm Muni Bnd ETF	ETF-Other	0.19%	—	+7.05%
29	AAPL	Apple INC	Stock-Tech	0.17%	+0.04%	+5.30%
30	PM	Philip Morris International	Stock-Consumer Staples	0.16%	—	-6.49%
31	CVX	Chevron CORP	Stock-Energy	0.16%	—	+8.20%
32	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	0.15%	+1.63%	-22.57%
33	NXPI	NXP Semiconductors N.V.	Stock-Tech	0.13%	—	+234.51%
34	MO	Altria Group INC	Stock-Consumer Staples	0.13%	—	+1.83%
35	PCG	P G & E CORP	Stock-Utilities	0.13%	—	—
36	DUK	Duke Energy CORP	Stock-Utilities	0.12%	—	-0.53%
37	AEP	American Electric Power Company, Inc.	Stock-Utilities	0.12%	—	-12.56%
38	PEP	Pepsico INC	Stock-Consumer Staples	0.11%	—	-87.02%
39	JPM	Jpmorgan Chase & Co	Stock-Financials	0.11%	—	-10.43%
40	SO	Southern Co/the	Stock-Utilities	0.11%	—	—
41	META	Meta Platforms Inc-class A	Stock-Comm Services	0.10%	—	-4.19%
42	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	0.09%	—	-3.92%
43	T	At&t INC	Stock-Comm Services	0.09%	—	+9.18%
44	SOV 0.7 03-30-17	Santander Bank NA	Stock-Other	0.09%	—	—
45	SWVXX	Schwa Prime Adv Money Fd-inv	Stock-Other	0.08%	—	—
46	PFE	Pfizer INC	Stock-Healthcare	0.08%	—	-18.00%
47	CERNCHF	Cerner CORP	Stock-Other	0.08%	—	—
48	SLB	Slb LTD	Stock-Energy	0.07%	—	-3.20%
49	INTC	Intel CORP	Stock-Tech	0.07%	—	-13.13%
50	COP	Conocophillips	Stock-Energy	0.06%	—	+0.24%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Financial Management Professionals, Inc. for the quarter ending Q3 2016, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	SCHA	Schwab US Small-cap ETF	+12.2%	+28997.02%	Add
2	SCHM	Schwab US Mid Cap ETF	+0.8%	+1.46%	Add
3	DEM	Wisdomtree Emerging Markets	+0.6%	+13263.89%	Add
4	FETUSD	Forum Energy Technologies In	+0.3%	—	Unchanged
5	GSLC	Goldman Activebeta US Lc ETF	+0.2%	+3.31%	Add
6	EPP	Ishares Msci Pacific Ex Japa	+0.2%	-1.08%	Trim
7	VWO	Vanguard Ftse Emerging Marke	+0.1%	-2.05%	Trim
8	NXPI	NXP Semiconductors N.V.	+0.1%	+234.51%	Add
9	IWB	Ishares Russell 1000 ETF	+0.1%	-0.36%	Trim
10	VEU	Vanguard Ftse All-world Ex-u	+0.1%	-0.23%	Trim
11	AAL	American Airlines Group INC	+0.1%	—	Unchanged
12	EPD	Enterprise Products Partners	0%	+217.79%	Add
13	VO	Vanguard Mid-cap ETF	0%	-1.84%	Trim
14	SPY	Ss Spdr S&p 500 ETF Trust-us	0%	-22.57%	Trim
15	HYLS	Ft Tactical High Yield ETF	0%	-1.19%	Trim
16	SHW	Sherwin-williams Co/the	-0.1%	-10.00%	Trim
17	GDX	Vaneck Gold Miners ETF	-0.1%	-0.71%	Trim
18	SCHG	Schwab US Large-cap Growth	-0.2%	-98.91%	Trim
19	YUM	Yum! Brands INC	-0.2%	-97.07%	Trim
20	XOM	Exxon Mobil CORP	-0.2%	-5.04%	Trim
21	SCHB	Schwab US Broad Market ETF	-0.2%	-94.72%	Trim
22	PEP	Pepsico INC	-0.7%	-87.02%	Trim
23	SCHX	Schwab US Large-cap ETF	-11.9%	-54.20%	Trim
24	✓	Powershares ETF Trust	—	EXIT	Sold out
25	IYK	Ishares US Consumer Staples	—	EXIT	Sold out
26	SCZ	Ishares Msci Eafe Small-cap	—	NEW	New buy
27	✓	FTSE RAFI Emerg Mkts	—	NEW	New buy
28	EFAV	Ishares Msci Eafe Min Vol Fa	—	EXIT	Sold out
29	SOXX	Ishares Semiconductor ETF	—	NEW	New buy
30	REZ	Ishars Res And Multi Reales	—	EXIT	Sold out
31	XSD	Ss Spdr S&p Semiconductor	—	EXIT	Sold out
32	AMLPUSD	Alerian Mlp ETF	—	NEW	New buy
33	✓	Powershares Dynamic	—	NEW	New buy
34	QTEC	First Trust Nasdq 100 Tech I	—	NEW	New buy
35	VGT	Vanguard Info Tech ETF	—	EXIT	Sold out
36	FXZ	First Trust Materials Alphad	—	NEW	New buy
37	USMV	Ishares Msci USA Min Vol Fac	—	EXIT	Sold out
38	HDV	Ishares Core High Dividend E	—	EXIT	Sold out
39	SHV	Ishares 0-1 Year Treasury Bo	—	NEW	New buy
40	SWVXX	Schwa Prime Adv Money Fd-inv	—	NEW	New buy
41	✓	Griffin Cap Essential Asset	—	NEW	New buy
42	✓	Griffin Cap Essential	—	EXIT	Sold out
43	TRISCB 0.55 09-02-16 0000	Tristate Capital Bank	—	EXIT	Sold out
44	SAFR 0.8 09-15-17 0000	Safra National Bank	—	NEW	New buy
45	GEL	Genesis Energy L.p.	—	NEW	New buy
46	GS 0.55 08-12-16 0000	Goldman Sachs Bank USA	—	EXIT	Sold out
47	BMO 0.75 08-25-17 0000	BMO Harris Bank NA	—	NEW	New buy
48	IVV	Ishares Core S&p 500 ETF	—	EXIT	Sold out
49	✓	Carter Validus Mission Critical REIT, Inc.	—	NEW	New buy
50	✓	Carter Validus Msn Reit	—	EXIT	Sold out